- HSBC (New York, NY)
- Vice President , Client Management Brand: HSBC Area of Interest: Investment Banking, Markets, and Research Location: New York, NY, US, 10001 Work style: Hybrid ... service excellence with end-to-end client solutions. The GTS (Global Trade Solutions) Client Manager (CM) is a...client portfolio (Global Priority, Premium or Standard). As our Vice President , Client Management you will: +… more
- SMBC (New York, NY)
- …Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the ... of benefits to its employees. **Role Description** The Third-Party Vendor Relationship Manager plays a role in supporting the CISO Organization by overseeing the… more
- TD Bank (New York, NY)
- …Our TD Securities Compliance team is seeking a VP Compliance Manager for the brand new Trade Surveillance Quality Assurance team to develop and build ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is...a global Surveillance QA program. The Surveillance Quality Assurance Manager will contribute to and help lead a specialized… more
- TD Bank (New York, NY)
- …on the trade surveillance portfolio and related initiatives. The VP Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, ... Compliance Operating Framework. The team is accountable for promoting regulatory compliance by developing and maintaining a comprehensive Trade Surveillance… more
- TD Bank (New York, NY)
- …Options, Commodities, Fixed Income, and FX. **General Job Description** The VP Compliance TDS oversees/leads a team(s) of specialists/professionals providing ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $200,000 USD TD is...trading practices. **Job Details:** We are seeking an experienced VP -level Quantitative Analyst to focus on the development and… more
- TD Bank (New York, NY)
- …The TD Securities US Compliance team is looking for Vice President candidates to join the trade surveillance team, specializing in Fixed Income Products, ... Foreign Exchange and Commodities, Equities Options and Futures. The VP Compliance TDS oversees/leads a team(s) of...in the discussion + Gain an understanding of new trade surveillance modules and surveillance tools + Keep current… more
- TD Bank (New York, NY)
- …details for this role. **Job Description:** **Preferred Qualifications:** We are looking for a Vice President , Compliance - US Corporate Investment Banking ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is...investment banking space, preferably in an advisory capacity. The Vice President will assist in the management… more
- JPMorgan Chase (New York, NY)
- …and control mitigation to manage continuous changes in the regulatory landscape. As a Vice President on the Equities Business Control Management team, you will ... to ensure JP Morgan maintains high standards of regulatory compliance . By joining our collaborative team, you will gain...57, Series 63, Series 24 + Basic understanding of trade -life cycle, equity & markets + Prior front office… more
- JPMorgan Chase (New York, NY)
- Global Custody Product Management is seeking a Vice President -level US Custody Product Manager to oversee all aspects of custody services in the US market. ... local regulators, and act as the lead advocate with market infrastructure and trade representative groups. + Contribute to the service documentation related to the… more
- TD Bank (New York, NY)
- …other aspects of the Core Compliance program as needed. The VP Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, ... more specific details for this role. **Job Description:** This VP , Compliance is a key member of...market platforms, vendor technologies and operational elements. Experience in trade or communications surveillance a plus. + Firm understanding… more
- Citigroup (New York, NY)
- …across functional groups. An Infrastructure Finance and Clean Energy Finance Associate Vice President in ICM-UW will cover various infrastructure assets across ... Global Structured Products, Financings, and Securitizations (GSP-F&S), Treasury & Trade Services (TTS), Markets, and Securities Services (MSS). The Infrastructure… more
- MUFG (New York, NY)
- …for market research and producing portfolio presentations for management **Policy Compliance ** + Ensure compliance with external regulatory/internal policy and ... Products credit and/or structuring experience, primarily covering Flow/Non-Flow ABS or Trade Receivables, with knowledge in Private Credit, Middle Market Loans or… more
- JPMorgan Chase (New York, NY)
- …algorithmic trading products + Differentiated liquidity solutions + Pre- and post- trade analytics **Job Description** In this client-facing role, you will have ... and alternative trading systems (ATSs), while collaborating closely with the firm's compliance and business control management teams to ensure adherence to control,… more
- JPMorgan Chase (New York, NY)
- …solutions + Global direct market access and smart order routing + Pre- and post- trade analytics **Job Description** In joining the team, you will be a key player ... as bespoke solutions. + Partner with business analysts, core technology, legal/ compliance , operations, and sales and trading teams to ensure product functionality… more
- BlackRock (New York, NY)
- …That's why investors of all kinds have made us the world's largest asset manager , entrusting us with trillions of dollars, and it's why companies, institutions and ... time. Our investment software combines risk analytics with portfolio management, trading, compliance , and operations tools on a single platform to power informed… more
- Citigroup (New York, NY)
- …and M&A financing, treasury and liquidity management services, foreign exchange, trade finance and interest rate derivatives. The primary responsibilities of CLM ... and/or quarterly financial memo reviews of existing borrowers to track compliance with loan covenants, raising potential concerns and taking necessary actions… more
- Aflac (New York, NY)
- VP , Data Strategy & Governance Manager The...owned subsidiary of Aflac, Inc., the Vice President , Data Strategy and Governance Manager is a ... Head of Data Governance GI Business Partners: GI Front Office, Investment Compliance , GI Data Management (Japan), Investment Accounting, Tax, Treasury, Trade … more
- Citigroup (New York, NY)
- **Job Summary:** We are seeking a highly motivated and experienced Vice President - Product Manager to join our Agency Securities Lending (ASL) team within ... delivery teams, working closely with technology, operations, trading desks, risk, compliance , and legal. + Translate complex business needs into detailed… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** The VP Compliance TDS oversees/leads a team(s) of specialists/professionals providing ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $180,000 USD TD is committed to providing fair… more
- TD Bank (New York, NY)
- …treasury advisory services on large and complex liquidity, payments, and trade finance needs. The business constantly changes with macroeconomic conditions, ... GTB business lines continue to evolve to provide optimum trade finance, liquidity, and payment solutions to clients. Global...grow the global GTB business. **Job Description Summary** The VP - Senior Java Developer TDS is responsible to… more
