- HSBC (New York, NY)
- …Finance, Commercial Real Estate, Asset Based Lending etc. As our Audit Manager , Corporate and Institutional Banking (CIB) you will: + Participate ... professionals. **Team Overview** CIB delivers internationally focused solutions for corporate and institutional clients across credit, international trade,… more
- Scotiabank (New York, NY)
- Senior Audit Manager , Audit Department **Requisition ID:** 229979 **Salary Range:** 117.400,00 - 224.700,00 _Please note that the Salary Range shown is a ... to drive ambition for every future! **Purpose** Seeking a detail-oriented Senior Audit Manager who is seasoned Compliance Auditor with significant experience… more
- Citigroup (New York, NY)
- The Senior Audit Manager is a senior level position responsible for developing and executing a robust Audit Plan, in coordination with the Audit team. ... objective of this role is to apply a comprehensive understanding of different Internal Audit standards, to direct complex audit activities for a component of the… more
- SMBC (New York, NY)
- …the Group offers a range of commercial and investment banking services to its corporate , institutional , and municipal clients. It connects a diverse client base ... to its employees. **Overview** SMBC is seeking an experienced Audit Vice President with a minimum of 7 years'...experience in the banking and finance/technology industry to conduct audit coverage for the firm's cybersecurity and other related… more
- PNC (New York, NY)
- …will be within PNC's Internal Audit organization, supporting the Compliance Audit team supporting Corporate & Institutional Banking, Treasury Management, ... the field on a regular basis. Some responsibilities may be performed remotely, at manager 's discretion. Are you interested in an opportunity to join a dynamic and… more
- SMBC (New York, NY)
- …competitive portfolio of benefits to its employees. **Description** SMBC is seeking an experienced audit manager with a minimum of 10 years' experience in the ... range of commercial and investment banking services to its corporate , institutional , and municipal clients. It connects...financial industry to lead audit coverage of Front Office and associated support functions… more
- TD Bank (New York, NY)
- …TD Securities offers a wide range of capital markets products and services to corporate , government, and institutional clients who choose us for our innovation, ... global policies and governance. + Assist with regulatory and audit requests. + Provide backup to general AML compliance...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- Scotiabank (New York, NY)
- …clients. Our products include debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed ... Manager , Compliance Testing **Requisition ID:** 223397 **Salary Range:**...corporate functions within investment or commercial bank or institutional broker-dealer is preferred. + Familiarity with applicable SEC,… more
- Scotiabank (New York, NY)
- …clients. Our products include debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed ... Compliance Testing Senior Manager , Swap Dealer and Derivatives Compliance **Requisition ID:**...at least 3 of which should involve testing or audit . + Experience/background in compliance applicable to institutional… more
- SMBC (New York, NY)
- …the Group offers a range of commercial and investment banking services to its corporate , institutional , and municipal clients. It connects a diverse client base ... with internal teams partnering across the organization with Technology, Operations, Sales, Corporate Banking, Treasury, Audit and Finance. This role will report… more
- EMCOR Group (Norwalk, CT)
- **Description** **Job Title:** Senior Manager of Accounting & Compliance **Reports to:** VP of Finance **Location:** Norwalk, CT **FLSA Status:** Full-Time / Exempt ... with expertise that includes virtually all US commercial, healthcare, institutional , education, hospitality, manufacturing, transportation, and water and wastewater… more
- Scotiabank (New York, NY)
- …clients. Our products include debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed ... Senior Manager , IT Risk **Requisition ID:** 228042 **Salary Range:**...Collaboration - Engage regularly with 2LOD (risk/compliance) and 3LOD ( audit ) to ensure transparency, challenge, and governance. Participate in… more
- JPMorgan Chase (New York, NY)
- …to millions of consumers, small businesses and many of the world's most prominent corporate , institutional and government clients under the JP Morgan and Chase ... as intersecting functional teams (eg Compliance, Legal, Operations, Technology, Internal Audit ) while engaging diverse perspectives + Drive business readiness and… more
- SMBC (New York, NY)
- …the Group offers a range of commercial and investment banking services to its corporate , institutional , and municipal clients. It connects a diverse client base ... credit risk, while engaging with multiple stakeholders on strategic initiatives and audit -related matters. The ideal candidate will have a holistic understanding of… more
- SMBC (New York, NY)
- …the Group offers a range of commercial and investment banking services to its corporate , institutional , and municipal clients. It connects a diverse client base ... right stakeholders at the right time. + Partner with Compliance, Risk, Audit , and Technology teams to ensure program objectives align with regulatory expectations… more
- TD Bank (New York, NY)
- …TD Securities offers a wide range of capital markets products and services to corporate , government, and institutional clients who choose us for our innovation, ... role. **Job Description:** We are looking for a Senior Manager to join TD's Capital Risk & Governance team....Office, other second-line of defense risk partners, and Internal Audit . + Deliver Capital Risk input into US CRO… more
- JPMorgan Chase (New York, NY)
- …to millions of consumers, small businesses and many of the world's most prominent corporate , institutional and government clients under the JP Morgan and Chase ... be best-in-class. As a Risk Management - Business Analysis Manager - Vice President within the Risk Management and...+ Work with other teams (eg, MRGR Regulatory and Audit ) on regulatory and audit deliverables. +… more
- TD Bank (New York, NY)
- …TD Securities offers a wide range of capital markets products and services to corporate , government, and institutional clients who choose us for our innovation, ... TD Securities Compliance team is seeking a Surveillance Quality Assurance Manager to assist with building a global Surveillance Quality Assurance program.… more
- SMBC (New York, NY)
- …the Group offers a range of commercial and investment banking services to its corporate , institutional , and municipal clients. It connects a diverse client base ... Sumitomo Mitsui Banking Corporation (SMBC) is seeking a dynamic Compliance Policy Manager to join our Compliance Department Policies Team. In this highly visible… more
- Scotiabank (New York, NY)
- …clients. Our products include debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed ... Senior Manager , IT Risk **Requisition ID:** 212509 **Salary Range:**...Cyber and IT and Risk management experience (governance, operations, audit , control functions, compliance, risk management) of over 8+… more