- Citizens (New York, NY)
- …corporate finance, equity research, and sales and trading. Job Description We are seeking a Compliance Officer for our Fixed Income Sales & Trading team. ... 7 required; Series 24 and 57 preferred. + 2 to 5 years' experience in Fixed Income Sales & Trading compliance at a FINRA registered broker dealer. + In-depth… more
- BlackRock (New York, NY)
- …The Customized Core and Short Duration team within BlackRock's Fundamental Fixed Income platform is seeking a portfolio manager to assist with this $90bn ... book of business. These portfolios invest across the spectrum of fixed income assets including government bonds, investment grade and high yield credit, Agency… more
- BMO Financial Group (New York, NY)
- …arrangement - 3 days in the office each week is the expectation Our team is growing its Fixed Income Compliance team in New York with a focus on FINRA and ... Ideal candidate will assist in the implementation, maintenance and administration of the Fixed Income compliance program. Coordinate and performs risk… more
- Citigroup (New York, NY)
- …+ Bachelor's degree/University degree or equivalent experience + Master's degree preferred The Fixed Income (FI) Electronic Trading Technology team is seeking a ... The Applications Development Senior Group Manager is a senior management level position responsible...to develop service oriented applications + Knowledge of any Fixed income financial products (eg Rates, Currencies,… more
- Aflac (New York, NY)
- …+ Minimum 10 years of experience in Insurance Industry or Asset Management Investments Compliance ( Fixed Income a plus) + MBA, Compliance ... VP, Investment Compliance Manager The Company: Aflac Asset...generates approximately $3.5 billion a year in net investment income . As of year-end 2022, Aflac's total general account… more
- TD Bank (New York, NY)
- …**Job Description:** Our TD Securities Compliance team is seeking a VP Compliance Manager for the brand new Trade Surveillance Quality Assurance team to ... Improvement. + Conduct regular reviews of surveillance alerts across FX, Fixed Income , Commodities, Exchange-Traded Products, and Electronic Communications… more
- BlackRock (New York, NY)
- …to efficiently deliver customized client analysis and reporting. + Support the lead Portfolio Manager in managing fixed income LDI portfolios within risk ... operational discipline, and risk management. The group encompasses BlackRock's Fixed Income (Fundamental, Municipals and Financial Institutions, and… more
- TD Bank (New York, NY)
- …for Vice President candidates to join the trade surveillance team, specializing in Fixed Income Products, Foreign Exchange and Commodities, Equities Options and ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $180,000 USD TD is...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- City National Bank (New York, NY)
- …Strong understanding of variety of financial products and derivatives including equities, fixed income , mutual funds, exchange traded funds, etc. * Understanding ... INVESTMENT ANALYTICS & TRADE MONITORING MANAGER *ABOUT US* City National Rochdale (CNR) partners...Analytics and Trade Monitoring will establish and develop the Compliance Trade Oversight Program by leading, configuring, and overseeing… more
- BlackRock (New York, NY)
- …funds and other pooled investment vehicles, and the industry-leading iShares(R) ETFs. BlackRock's Fixed Income team manages more than $1 trillion in global ... fixed income assets across index, active long-only,...Assets Portfolio Management Team is searching for a Portfolio Manager to assist in managing the securitized allocations for… more
- HSBC (New York, NY)
- …and implementing best practice methodologies and processes for evaluating wide variety of fixed income and equity portfolio risks and liquidity + Analyze risk ... and the planet we all share. The senior risk manager role provides support and considered opinion to CRO...Management and with Investment Risk oversight of equity and fixed income portfolios, functioning of asset management… more
- Amazon (New York, NY)
- …while maintaining liquidity. * Enhance analytics to provide insights into the Company's fixed income portfolio performance. * Perform ad hoc analyses related to ... Description Amazon seeks a Portfolio Manager to join its investments team, which oversees...sell-side), corporate treasury, or applicable field - Experience in fixed income trading / debt capital markets… more
- Deloitte (New York, NY)
- …assist with the complex tax and reporting needs of large portfolios of fixed income investments. Work You'll Do As a Manager in this group, you will manage ... in accounting, finance, MIS, or related field required + Practical knowledge in fixed income financial products, income tax principles, debt instruments… more
- TD Bank (New York, NY)
- …the US Global Markets Compliance Advisory team providing coverage to US Fixed Income , Equity, Prime Brokerage, Derivative, FX and Commodities business lines ... compliance advice to Global Markets Businesses including Equity, Fixed Income , Prime Brokerage, Derivatives, FX and...parts of the organization given many responsibilities + Effective manager looked to as a mentor + Ability to… more
- Bloomberg (New York, NY)
- …experience helps millions track what's moving-and why-across equities, indices, FX, commodities, and fixed income . We're hiring a Senior PM to lead our consumer ... Senior Product Manager , Markets Location New York Business Area News...in global markets and major asset classes (equities, indices, fixed income , FX, commodities) in a consumer… more
- Mizuho Corporate Bank (New York, NY)
- …Office Technology. Front Office Technology is the business-facing IT group supporting Mizuho's Fixed Income , Equities, Futures and Banking businesses as well as ... across FO IT Towers to coordinate, track, and drive compliance with a broad array of IT controls and...span corporate and investment banking, capital markets, equity and fixed income sales & trading, derivatives, FX,… more
- Mizuho Corporate Bank (New York, NY)
- …Lead modernization of compliance screening technology platforms like Prime Compliance Manager , FIRCO, and related systems- Architect and execute cloud ... compliance screening technology with expertise in platforms such as Prime Compliance Manager , FIRCO, and other industry-standard screening solutions- 5+ years… more
- Wellington (New York, NY)
- …and span nearly all segments of the global capital markets, including equity, fixed income , multi-asset, and alternative strategies. As a private partnership ... those of our clients. **About the Role** The Senior Compliance Analyst will support Wellington Management's Global Private Investments...a plus + Experience working at a large investment manager with diverse business lines or in a capacity… more
- TD Bank (New York, NY)
- …and communications surveillance tools (eg, Behavox). + Understanding of trading in equities, fixed income , FX, and derivatives markets, as well as market abuse ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $135.000 USD TD is...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- Aflac (New York, NY)
- …a plus. Skills/Knowledge + Working knowledge and understanding of public and private fixed income asset classes, Private Assets (Middle Market Loans, Real Estate ... VP, Data Strategy & Governance Manager The Company: Aflac Asset Mgt. LLC The...generates approximately $3.5 billion a year in net investment income . As of year-end 2024, Aflac's total general account… more