- Mizuho Corporate Bank (New York, NY)
- …testing and reports for issues (eg regulatory , third-party and internal audit ) related to Regulatory Reporting areas of focus and provide feedback ... + Assist in the design, development and implementation of Internal Audit Department America's (IADA's) annual risk...a sound understanding of the financial services industry, including audit , financial, regulatory reporting , risk… more
- Mizuho Corporate Bank (New York, NY)
- …s in performing financial and /or regulatory reporting , regulatory reporting quality assurance or internal audit + knowledge of broker dealer ... The Quality Assurance Unit is responsible for enhancing the integrity of the regulatory reporting processes and reporting issues stem from data quality as… more
- American Express (New York, NY)
- …AXP wide projects, initiatives, reviews, and audits eg, Federal Reserve Exam, Internal Audit Group review and others. * Support regulatory reporting to ... of work experience in Banking/Financial Services. * Knowledge of financial and regulatory reporting . * Knowledge of regulatory audit or process review is… more
- SMBC (New York, NY)
- …to oversee all Comprehensive Capital Adequacy Reporting (CCAR) related activities for Internal Audit . The individual will play an integral role in assessing ... risk assessments, audit planning and executions, and reporting processes within Internal Audit ....Basel regulations, ICAAP, CCAR, stress testing, liquidity risk, and regulatory reporting . * Strong knowledge of Counterparty… more
- Mizuho Corporate Bank (New York, NY)
- …with issue testing including reviewing the approach, testing and reports for issues (eg regulatory , third-party and internal audit ) related to equity & ... liquidity, compliance, conduct, financial crime, technology, credit risk, market risk, regulatory reporting , know your customer (KYC) and client onboarding… more
- Mizuho Corporate Bank (New York, NY)
- …establishing the testing approach, preparing testing documents and reports for issues (eg regulatory , third-party and internal audit ) related to IT ... areas of focus. + Assist in the design, development and implementation of Internal Audit Department America's (IADA's) annual risk assessment, audit … more
- Citigroup (New York, NY)
- …area, at a global or regional level + Ensure timely delivery of comprehensive regulatory and internal audit issue validation, including issues arising from ... responsible for contributing to the strategic direction of Citi's Internal Audit (IA) function, in coordination with...the delivery of reports outlining IA's contributions, and oversee audit 's coverage and reporting on common high… more
- Citigroup (New York, NY)
- …execute and deliver audit reports in a timely manner, in accordance with Internal Audit and Regulatory standards + Review and approve the Business ... to develop approaches for broader corporate issues + Apply in-depth understanding of Internal Audit standards, policies and regulations to a specific product or… more
- American Express (New York, NY)
- …accordance with American Express' Internal Audit Methodology, internal policies and standards, and regulatory expectations, while consistently delivering ... group responsible for managing audit operations, quality, and standards; regulatory relations; reporting ; training and professional development; and key … more
- TD Bank (New York, NY)
- …Compliance-owned findings, coordinates ad hoc responses to regulatory agencies and Internal Audit , and prepares periodic reporting to multiple ... reporting and other activities** + **Centralized policy and reports inventories** + ** Internal Audit , regulatory exam, and ongoing supervision management,… more
- American Express (New York, NY)
- …Finance, Business administration, or equivalent + Strong knowledge and appreciation of Internal Audit regulatory standards and industry best practices ... group responsible for managing audit operations, quality, and standards; regulatory relations; reporting ; training and professional development; and key … more
- US Bank (New York, NY)
- …Function - Other is a management position that supports the Corporate Functions, Regulatory Reporting , and SOX Administration Audit Director. This role ... audit leader that has strong knowledge of audit , risk management, and regulatory expectations (eg,...stakeholder reporting for completeness, consistency with other internal audit material and accuracy of the… more
- Wells Fargo (New York, NY)
- …a Senior Audit Manager on the Enterprise Finance team under Capital Managment Internal Audit Team. In this role, the individual will be responsible for ... audit engagements are risk-based, and executed according to Internal Audit policies and guidance + Build...Basel regulations, ICAAP, CCAR, stress testing, liquidity risk, and regulatory reporting + Working knowledge of Basel… more
- Scotiabank (New York, NY)
- …effectiveness of internal controls relating to risk monitoring, challenge, and reporting activities within the US and determine whether they are in compliance ... Senior Audit Manager, US AML Audit **Requisition...the Bank Secrecy Act and OFAC regulations, guidance, and regulatory expectations. The candidate will lead AML audits to… more
- American Express (New York, NY)
- …group responsible for managing audit operations, quality, and standards; regulatory relations; reporting ; training and professional development; and key ... future of American Express. How will you make an impact in this role? American Express' Internal Audit Group (IAG) has reinvented our audit process and is… more
- Citigroup (New York, NY)
- …area, at a global or regional level + Ensure timely delivery of comprehensive regulatory and internal audit issue validation, including issues arising from ... responsible for contributing to the strategic direction of Citi's Internal Audit (IA) function, in coordination with...the delivery of reports outlining IA's contributions, and oversee audit 's coverage and reporting on common high… more
- SMBC (New York, NY)
- …technology audits, ensuring work is performed in accordance with IIA standards and Internal Audit Department (IAD) policies and procedures, and (ii) supporting ... areas of coverage for planning, development, implementation, and maintenance of an internal audit program covering cybersecurity and technology related areas… more
- US Bank (New York, NY)
- …training for team members to ensure engagements are completed in conformance with internal audit policies and procedures. Duties Supervising audit staff ... audit scope and conclusions and adhere to internal audit policies and procedures. + Reviewing...of capital planning, CCAR, RWA, or related areas (eg regulatory reporting , model risk, enterprise risk, etc..)… more
- US Bank (New York, NY)
- …for team members to ensure engagements are completed in conformance with internal audit policies and procedures. **Primary Responsibilities:** -Supervising ... audit scope and conclusions and adhere to internal audit policies and procedures. + Reviewing...+ Relevant Financial Service Industry knowledge (eg, Accounting, Financial Reporting , Tax, SOX, M&A, Lending, Regulatory Compliance,… more
- CIBC (New York, NY)
- …days will be remote_ **How you'll succeed** + **Client engagement** - Meet internal and external parties leading, directing, evaluating, audit activities to high ... and perform continuous monitoring of management's control environment. Participate in internal projects to innovate, improve and simplify audit processes.… more