- Neuberger Berman (New York, NY)
- …referred to as the "Trust Companies") are seeking a skilled and experienced Trust Investment Oversight Officer to join our team. The Trust Companies support the ... Chief Investment Officer - Wealth. The Trust Investment Oversight Officer will serve as the...in 1939, Neuberger Berman is a private, independent, employee-owned investment manager . From offices in 39 cities… more
- Equitable (New York, NY)
- … Investment Officer-a single, integrated leadership role encompassing strategic investment management, asset-liability oversight , and manager ... + Cost-Effective Oversight : Provide independent validation without duplicating manager capabilities. + Investment Quality: Prevent losses through rigorous… more
- City National Bank (New York, NY)
- INVESTMENT ANALYTICS & TRADE MONITORING MANAGER *ABOUT US* City National Rochdale (CNR) partners with financial advisors and their high-net-worth clients to ... build intelligently personalized investment portfolios. CNR provides investment research, portfolio...Trade Monitoring will establish and develop the Compliance Trade Oversight Program by leading, configuring, and overseeing the design,… more
- TD Bank (New York, NY)
- …regulatory compliance risk and conduct risk.** **Job Summary:** The Compliance Business Oversight Manager provides advice, support and objective guidance to ... acts as an independent regulatory compliance and conduct risk management and oversight function as described in the US Compliance Operating Framework (COF)… more
- TD Bank (New York, NY)
- …**As a member of the US Wealth Compliance Department, the Compliance Business Oversight Manager will:** + **Ensure ongoing compliance with the Investment ... in other initiatives as needed** **Job Summary:** The **Compliance Administration Oversight & Reporting Manager ** ensures regulatory adherence and risk… more
- HSBC (New York, NY)
- …local governance forums on risks managed and facing the business As our Senior Risk Manager , VP Investment Risk you will: + Ensure that the AMUS market, ... and the planet we all share. The senior risk manager role provides support and considered opinion to CRO...this role: + Experience in Asset Management and with Investment Risk oversight of equity and fixed… more
- Amazon (New York, NY)
- Description Amazon seeks a Portfolio Manager to join its investments team, which oversees the active management of $60 - 70B in internally managed portfolios, ... idea generation, trade execution, contributing to asset allocation strategy, oversight of external managers, ensuring portfolio compliance, portfolio reporting and… more
- TD Bank (New York, NY)
- …a subsidiary of the Toronto-Dominion Bank.** **Job Summary:** The Compliance Business Oversight Manager provides advice, support and objective guidance to ... team of enthusiastic colleagues dedicated to setting new industry standards. **Epoch Investment Partners, Inc., a SEC registered investment adviser with… more
- Neuberger Berman (New York, NY)
- …._ Founded in 1939, Neuberger Berman is a private, independent, employee-owned investment manager . From offices in 39 cities worldwide, the firm ... Wealth is implementing a strategic plan that includes elevating Private Wealth's investment platform, leveraging the firm's global investment capabilities to… more
- Rockefeller University (New York, NY)
- …with colleagues within the institutional investment community and among the investment manager community. + Serving as a public representative for the ... private real estate, and credit. The assets are invested by external investment managers through separate accounts or commingled vehicles. Overview Reporting to the… more
- Neuberger Berman (New York, NY)
- …._ Founded in 1939, Neuberger Berman is a private, independent, employee-owned investment manager . From offices in 39 cities worldwide, the firm ... The Quantitative Analyst/Associate will join Neuberger Berman's Investment Risk group in our New York office,...group in our New York office, supporting independent risk oversight for the firm's Equity, Fixed Income, Alternatives, and… more
- TD Bank (New York, NY)
- …acts as an independent regulatory compliance and conduct risk management and oversight function as described in the US Compliance Operating Framework (COF) ... regulatory exam, and ongoing supervision management, finding tracking, and remediation oversight ** + **Foster a culture of integrity, ethics and compliance across… more
- TD Bank (New York, NY)
- …specific details for this role. **Job Description:** **Position:** Director, Global Markets Oversight , US FCRM TDS Business Oversight **Reports to:** AVP, Head ... , TD Securities, US **Position Summary** The US FCRM TDS Business Oversight team supports TD Securities in developing, implementing, and maintaining a robust… more
- TD Bank (New York, NY)
- …responsible for working on developing, implementing and coordinating the Compliance Oversight program over first line Risk Owner (RO) activities contributing to ... support other aspects of the Core Compliance program as needed. **Compliance Oversight Program** **Depth & Scope:** + Assist with developing, implementing, and… more
- JPMorgan Chase (New York, NY)
- Drive innovation and growth as a Product Manager on the Balance Sheet Oversight and Optimization team, where your expertise in liquidity and product strategy ... client experiences and support Payments' success. As a Product Manager in Balance Sheet Oversight and Optimization...200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking,… more
- TIAA (New York, NY)
- … Manager - Private Asset Management is an individual client-facing, investment manager opportunity (wealth management). Candidates should possess this level ... **Portfolio Manager , Private Asset Management** The Portfolio Manager...Communication, Data Analysis, Due Diligence, Executive Presence, Financial Acumen, Investment Reporting Oversight , Portfolio Management, Resourcefulness, Tax… more
- TIAA (New York, NY)
- **Asset Controller** The Asset Controller job ensures that investment accounting policies and procedures are correctly applied to financial transactions. Under ... batteries, hybrid projects, or any other technology that is suitable for investment within the fund's investment scope), either under development, construction… more
- Wellington (New York, NY)
- …cross-functional impacting many business teams & systems, requiring strong program oversight , governance, control and communication. The Program Manager will ... **About Us** **Wellington Management** offers comprehensive investment management capabilities that span nearly all segments...those of our clients. **About the Role** The Program Manager is a member of the Program Delivery team… more
- JPMorgan Chase (New York, NY)
- Job Description: The role is part of the Investment & Research Team (IRT) within Wealth Management Investment Solutions. The Investment & Research team is ... responsible for proactively enhancing our investment process by coordinating investment research to...discretionary strategies within the JP Morgan Wealth Management Portfolio Manager (PM) Program. The PM Program is a fee-based,… more
- BlackRock (New York, NY)
- **About this role** BlackRock is one of the world's leading providers of investment , advisory, and risk management solutions, including Aladdin, our investment ... platform used by BlackRock and delivered to our clients to unify the investment management process across public and private markets. It integrates risk, … more