- TD Bank (New York, NY)
- …as a specialist on internal or external committees as well as on enterprise-wide Regulatory Change Management initiative, as required + Delivers relevant ... of enthusiastic colleagues dedicated to setting new industry standards. The Compliance Regulatory Change Office (CRCO) supports TD business lines in identifying,… more
- American Express (New York, NY)
- … regulatory reporting platforms. This role will support the ownership of the Change Management Policy for regulatory reporting automation, including but ... career. Find your place in finance on #TeamAmex. This Manager role is for the Systems Change ...impact in this role?** + Drive compliance of the Change Management Framework for regulatory … more
- TD Bank (New York, NY)
- …challenge.** **In this position, the Compliance Manager will manage the regulatory change management process, regulatory compliance policies, ... corporate compliance programs. Supports the business in identifying, assessing, and implementing regulatory change . Supports business line regulatory … more
- American Express (New York, NY)
- …in this role?** **Key Responsibilities:** + Lead high priority cross-functional regulatory change initiatives impacting multiple business units, including ... challenges related to projects + Ensure on time and accurate delivery of regulatory change projects to meet Organization's internal policies, professional, legal… more
- Deloitte (Stamford, CT)
- …with clients and among Deloitte practitioners + Experience with business transformation, regulatory remediation or change management initiatives as a ... Financial Services Manager - Regulatory & Financial Risk...be available Preferred Qualifications + Experience with business transformation, regulatory remediation or change management … more
- Bloomberg (New York, NY)
- …auditability of the mappings and maintaining high documentation standards. + Monitoring regulatory change and business developments to keep obligation mappings ... Operational Risk Manager - Regulatory Mapping - 12...levels. **We'd love to see:** + Prior experience supporting regulatory change or mapping programs within a… more
- JPMorgan Chase (New York, NY)
- …impacts. + Maintain a robust controls framework to mitigate risks associated with regulatory change management . + Formulate readiness strategies for ... the Securities Services business and our clients. As the Regulatory Practice Americas Manager for Securities Services,...will collaborate with the regional and global partners, manage regulatory change governance framework for the region,… more
- Deloitte (New York, NY)
- Manager - FSI Risk, Regulatory & Forensic Our Deloitte Regulatory , Risk & Forensic team helps client leaders translate multifaceted risk and an evolving ... regulatory environment into defensible actions that strengthen, protect, and... + Collaborative, team-based approach to problem-solving and driving change + Exposure to project management lifecycle… more
- American Express (New York, NY)
- …and together, you will help us define the future of American Express. The Regulatory Exam Lifecycle Management team ("RELM") in Global Risk and Compliance is ... Attention) or recommendations, supporting business units as they implement change . **How will you make an impact in this...make an impact in this role?** + The RELM Manager is primarily responsible for supporting regulatory … more
- Deloitte (Stamford, CT)
- … filing requirements and generating submissions packages + Experience with submissions management , labeling, CMC change control and/or LCM processes + ... role ends on 10/15/2025 Work You'll Do As a Manager you will lead and deliver engagements, or components...creative business and technology solutions for clients. Using direct management and hands-on delivery, you will craft solutions for… more
- TD Bank (New York, NY)
- …and your career, to new heights. Job Description: The TD Securities US Regulatory Management & Remediation team is responsible for the planning, execution ... and delivery of key regulatory initiatives for our US Wholesale business, building foundational...required + 7+ years of prior experience in organizational change management activities + In-depth understanding and… more
- American Express (New York, NY)
- …is seeking a Manager to join a newly created team driving Change Risk oversight across American Express. This role goes beyond traditional risk governance, ... safe, sound, and fully compliant manner within all applicable regulatory expectations. GRC creates and maintains the overall risk...offering the opportunity to design and embed new change risk management processes, shape policies and… more
- TD Bank (New York, NY)
- …and process enhancements to supervision framework and procedures; assist with relevant change management process **Depth & Scope:** + Oversees the development ... accountable for establishing the programs and frameworks required to satisfy regulatory obligations and manage employee conduct and behaviors to ensure compliance.… more
- TD Bank (New York, NY)
- …**Job Description:** Preferred Qualifications: Short Term Assignment The TD Securities US Regulatory Management & Remediation team is responsible for the ... alignment with integrated remediation activities to our regulators. The Analyst - Regulatory Management and Remediation Office. This will involve: +… more
- SMBC (New York, NY)
- …Outside Business Activities and Personal Account Dealing) + Financial Crimes Compliance + Regulatory Change Management + Compliance Alerts and other ... new regulations and regulatory developments through the Regulatory Change Management process. +...regulatory concerns and other significant matters to their manager . + Communicate policies, procedures and new regulatory… more
- Bank of America (New York, NY)
- …(eg, ACA, ACCA, CIMA) preferred * Consumer, Risk/Compliance Operations and regulatory reporting experience * Data management tool experience (excel, ... Regulatory Reporting Operations Professional Chandler, Arizona;New York, New...for the business. * Ensures compliance of enterprise data management standards and data quality and control practices for… more
- American Express (New York, NY)
- …project governance. Finance is looking for a Manager - Governance and Change , focused on ensuring control management is embedded in the day-to-day operations ... with multiple partners across numerous business units, functional areas, and geographies. **The Manager - Governance and Change will:** + Advise on execution… more
- TD Bank (New York, NY)
- …deliverables + Review and/or develop relevant training materials + Participate in regulatory change management and business-related processes to ensure ... business areas and developing understanding of financial institution's products and regulatory requirements and obligations. + Advanced project management skills… more
- Mount Sinai Health System (New York, NY)
- …cancer clinical trials for the division. Duties include, but are not limited to, management of clinical studies through the regulatory portion of the trial ... forms, serious adverse event forms, etc. + Collaborates with the Clinical Trials Manager in developing and ensuring clinical trial regulatory compliance. +… more
- Bank of America (New York, NY)
- …ensuring the Global team is adherent to multiple Enterprise policies eg, Regulatory Reporting and Enterprise Data Management Standards * Effective running ... procedures to enhance productivity and efficiency and manage business change + Serves as an escalation point to resolve...Strategy experience will be a plus * Experience with regulatory programs * Experience with global stakeholder management… more