- Wells Fargo (New York, NY)
- **About this role:** We are seeking a highly experienced Senior Lead Compliance Officer to support the Structured Products Group (SPG) across both ... lending functions. This role combines strategic advisory and operational compliance responsibilities, ensuring robust regulatory compliance across asset-backed… more
- TD Bank (New York, NY)
- …this role. **Job Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance Data Quality Team. The ... Compliance 's good governance depends on us. The Senior Compliance Office provides advice, guidance and...risk. **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is ... with senior leaders + Significant knowledge and expertise of Compliance laws, rules, regulations, risks and appropriate controls (Examples include Reg Sho,… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a ** Lead Compliance Officer ** in Corporate Risk as part **Trade Surveillance Oversight** Team. This role will be ... functional knowledge. + Develop and present Oversight program materials to senior management. + Provide regulatory compliance risk expertise and consulting… more
- TD Bank (New York, NY)
- …your recruiter who can provide you more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US ... Excel, Word, PowerPoint and SharePoint. **General Job Description:** The Senior Compliance Officer provides advice,...+ Individual contributor role providing specialized expertise or may lead a small team of specialists + Considered a… more
- City of New York (New York, NY)
- …development of materials that further DCWP's policy agenda. The Senior Program Officer for Special Projects will lead the agency's student loan initiatives ... predatory practices and strives to create a culture of compliance . DCWP empowers consumers and working families by providing...Adams Administration's 2025 State of the City Address. The Senior Program Officer for Special Projects will… more
- Citigroup (New York, NY)
- …of strategic business initiatives and partnering across other functions and Finance disciplines. Lead Financial Officer (LFO) teams are Finance partners to the ... functions and businesses they support. This Equities Senior Financial Officer role will support the...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- SMBC (New York, NY)
- …addition, the Regulatory Governance team is responsible for production of Annual Compliance Reports and related senior officer certifications. ... compliance matters. + Assist the Regulatory Governance Team Lead in coordinating the intake and responses to regulatory...reminders and other communications. + Support production of Annual Compliance Report and related senior officer… more
- City of New York (New York, NY)
- …detailed oriented exceptional professional to serve as Assistant Agency Chief Contracting Officer (AACCO) of Compliance . The successful candidate will have ... ADMINISTRATIVE MANAGER The Bureau of the Agency Chief Contracting Officer within the Division of Finance is primarily tasked...lead , and supervise staff who manage the Agency's compliance with rules and executive orders related to Vendor… more
- City of New York (New York, NY)
- … team. The selected candidate will report to an Assistant Agency Chief Contracting Officer , and lead a team of six contract managers, procurement analysts and ... an Assistant Commissioner: Bureau of the Agency Chief Contracting Officer ; Bureau of Budget; Bureau of the Controller; Bureau...reports. Job Duties and Responsibilities: As the Director of Compliance , duties will include, but not be limited to… more
- City of New York (New York, NY)
- …external audit, financial reporting and programmatic fiscal processes to serve as Chief Compliance Officer . The selected candidate for this position will use an ... areas of concern. NYC Aging seeks a highly motivated Senior manager with broad-based experience in compliance ,...to fiscal oversight or of agency-wide significance, the Chief Compliance Officer duties and responsibilities will include… more
- NYU Rory Meyers College of Nursing (New York, NY)
- Position Summary The Chief Global Compliance Officer ("CGCO") is responsible to the Senior Vice President, General Counsel for developing, executing, and ... non- compliance with applicable laws, regulations, and policies. The CGCO will lead the implementation of a comprehensive compliance program for the… more
- Tradeweb (New York, NY)
- …https://www.dol.gov/ofccp/regs/ compliance /posters/pdf/eeopost.pdf **Group Details** Tradeweb is seeking a mid-to- senior level Compliance Officer with ... data privacy, privacy by design, and AI governance to lead the organization's efforts in embedding privacy and ethical...AI practices across business operations. This role will champion compliance with global privacy laws (eg, GDPR, CCPA), drive… more
- Bloomberg (New York, NY)
- Compliance - Compliance Officer -...conduct rule breach determinations + Work alongside the global lead and compliance team to increase the profile ... processes + A track record of working with and advising senior business people on compliance matters + Experience of identifying and managing risk, including… more
- JPMorgan Chase (New York, NY)
- …the box, challenging the status quo and striving to be best-in-class. As a Lead Credit Officer - Vice President in Commercial and Specialized Industries Risk, ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...maintaining an appropriate balance between risk and reward + Lead complex and time-sensitive leveraged finance transactions and LBOs,… more
- New York University (New York, NY)
- …level under supervision of the Program Director, Justice, Inclusion and Equality or senior program staff. The Program Officer , under the guidance of the ... Cooperation (CIC) at New York University seeks a Program Officer (Researcher) to independently produce research at a high-quality...Program Director, takes a lead role in the development and drafting of reports,… more
- WellLife Network (Lake Success, NY)
- …Be DoingThe Chief Operating Officer (COO) is a key member of the senior executive leadership team of WellLife Network. Reporting directly to the Chief Executive ... Chief Operating Officer Job Details Job Location Corporate Office (Main...in service delivery. Your Core Responsibilities Strategic Leadership + Lead organizational strategy and development initiatives, integrating program operations… more
- Citigroup (New York, NY)
- …in the North America, Latin America, Asia, Europe and Middle East. + Lead short and long term budgeting, forecasting and planning processes through partnership with ... and execution of CCAR, Recovery and Resolution planning activities. + Partner with senior management to deliver on financial objectives, including a broad set of P&L… more
- CUNY (New York, NY)
- …* Develop and implement HR policies and procedures that promote equity, compliance , and staff well-being. * Lead recruitment, onboarding, performance management, ... Admin Executive Officer , HEO (Development Operations & Strategy Management) -...on organizational strategy, policy development, and performance management. * Lead initiatives to streamline operations, improve data-driven decision-making, and… more
- MTA (New York, NY)
- …our application development process is critical. Data breaches, security vulnerabilities, and compliance failures can lead to significant financial losses, legal ... Cybersecurity Officer - Application Security Job ID: 12376 Business Unit:...mature and develop processes and governance. The candidate will lead both in-house and vendor resources that provide development… more