- TD Bank (New York, NY)
- …US Compliance team is looking for Associate candidates to join the trade surveillance team. Preferred 3-5 years of experience in surveillance of ... of issues * Network with other colleagues in Global Surveillance and the wider Compliance teams and...in the discussion * Gain an understanding of new trade surveillance modules and surveillance … more
- Marex (New York, NY)
- …Supervisory Procedures. + Provide Compliance Advisory services for Swap Dealer Trade Surveillance process and other Compliance functions. + Conduct ... services. For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Compliance Associate - Swap Dealer will contribute to the ongoing… more