- SMBC (New York, NY)
- …SMBC offers a competitive portfolio of benefits to its employees. **Role Description** The Trading Risk & Control group in Capital Markets is established ... under Sales and Trading to ensure proper trading support and...Deep understanding of interest rates derivatives valuation and market risk , understanding of key valuation approaches and models. +… more
- JPMorgan Chase (New York, NY)
- …As a Control Manager - NA Rates Trading - Associate , you will manage the...working with a team of risk and control experts. As a Rates Trading ... both the Corporate Investment Bank (CIB) Chief Financial Officer and the Oversight and Control Office. Our team focuses on Risk Identification & Assessment, … more
- Bank of America (New York, NY)
- GFX Sr. Business Financial Control Product Associate (CFO) New York, New York **To proceed with your application, you must be at least 18 years of age.** ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/GFX-Sr-Business-Financial- Control -Product- Associate --CFO-\_25041091-2) **Job Description:** At Bank of America,… more
- Mizuho Corporate Bank (New York, NY)
- …office function serving Japanese corporate clients in the US The Compliance and Risk Management Unit, part of the Planning Team within ACBD1, is responsible for ... a wide range of compliance matters and risk management initiatives. The primary responsibilities of this role...the Head Office in a timely manner. + Information Control : Maintaining logs for important and non-public information. Conducting… more
- JPMorgan Chase (New York, NY)
- …client franchise. The overall team will interact regularly with Sales & Trading , Business Management, Business Controls, Credit Risk Management, Transition ... the first line of defense protecting JPMorgan. The Portfolio Associate will be responsible to assist in the oversight,...years' experience in financial services preferably focused on Credit/Market Risk Management or Sales & Trading +… more
- NatWest Markets (Stamford, CT)
- …support business and functional lines on topics of Supervisory controls and Unauthorised Trading risk mitigation, helping Business and Functional Heads to ensure ... and the business._ Join us as a Supervision Controls Associate in the US Risk and Controls...expert on the NWM Supervisory Controls framework and Unauthorised Trading risk for NWM (US) + Supports… more
- Bloomberg (New York, NY)
- …First Line of Defense (1LOD) risk execution and partnering on Risk Control Self-Assessment (RCSA) activities + Successfully identify and recommend ... Risk Officer - Enterprise Products ( Risk Advisory)...The energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough; we… more
- Scotiabank (New York, NY)
- …coordinating product development initiatives for core Equity Derivatives products with control groups and trading desks; utilizing knowledge of financial ... Associate Director, US Equity Derivatives **Requisition ID:** 233876...operating within regulatory framework; and utilizing experience with internal trading and technology systems, including peak/k2, risk … more
- NatWest Markets (Stamford, CT)
- … control , managing client and sales queries, broker and trading queries, US Treasury auctions, regulatory reporting support and reconciliation controls. ... US Middle Office Associate LocationStamford,United States Job typePermanent Contract typeFull Time...processes, strengthen controls, and reduce costs. + Escalate potential risk and control issues in a timely… more
- JPMorgan Chase (New York, NY)
- …pitching new ideas + Manage the execution process by coordinating among sales, trading , Banking, Risk , legal and other involved parties (compliance, business ... We are seeking a dynamic Associate to join the Strategic Financing Solutions team....& Investment Bank provides strategic advice, raises capital, manages risk and extends liquidity in markets around the world.… more
- TD Bank (New York, NY)
- …implementing and coordinating the Compliance Oversight program over first line Risk Owner (RO) activities contributing to the overall Compliance coverage plan. ... Compliance Oversight program, including evaluating program design elements, analyzing Risk Owner testing and monitoring routines contributing to Compliance coverage… more
- Robert Half Finance & Accounting (New York, NY)
- Description Robert Half Financial Services is recruiting for a Money Market/Repo Associate Trader role for a global boutique Bank firm located in midtown Manhattan. ... + Price fix/floating rate notes based on swap, credit risk and yield curve considerations + Price Repo collateral...drawn accounts + Execute all short-term funding needs and trading activities within authorized limits + Make FICC margin… more
- Citigroup (New York, NY)
- …transactions in coordination with the Institutional Banking team. The Investment Banking Associate also serves as an intermediary in trading for clients. ... The Investment Banking Associate is an intermediate level position responsible for...exposure information to analyst, as appropriate + Appropriately assess risk when business decisions are made, demonstrating particular consideration… more
- JPMorgan Chase (New York, NY)
- …deposits, the Corporate & Investment Bank provides strategic advice, raises capital, manages risk , and extends liquidity in markets around the world. As an ... Associate in our CMBS Securitization team, you will play...Interface with JP Morgan's commercial mortgage origination team, CMBS trading desk, external legal counsel, rating agencies, accountants, and… more
- Mizuho Corporate Bank (New York, NY)
- …procedures against regulatory requirements. In addition to testing in search of any control weaknesses, the FCC QA Associate will also assess and present ... General Department Description The Americas Compliance Department (ACD) manages compliance risk in the United States for Mizuho Bank Ltd. and its US subsidiary bank,… more
- Bloomberg (New York, NY)
- …firms rely on dozens of critical systems to develop and execute strategies, evaluate risk , track P&L, lead sales and trading , and handle settlement. The constant ... and with lower costs. That's where we come in. Bloomberg's products put control in our customers' hands. Our Enterprise Technology product team is helping Bloomberg… more