- Capital One (Plano, TX)
- …and documentation of control testing activities aligned with regulatory, risk management, and compliance requirements + Review and validate control ... Senior Manager, Business Controls Testing , Enterprise Services Risk The Enterprise...compliance with requirements and regulations for the Business Risk organizations within Enterprise Services. Your contributions will drive… more
- JPMorgan Chase (Plano, TX)
- … Director overseeing Applied Research Technology and Cybersecurity Operational Risk ,you will focus on supporting Compliance , Conduct and Operational ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at...control testing ; provide scalable solutions that strengthen operational risk management. + Build end-to-end machine… more
- JPMorgan Chase (Plano, TX)
- …As a Compliance Risk Management Senior Officer within the Compliance Conduct and Operational Risk (CCOR) organization, you will effectively ... and global/regional Compliance teams; including Internal Audit, Operational Risk and other Control functions. You...+ Professional certification a plus + Audit Regulatory, and Testing experience + Audit, Regulatory &/or Testing … more
- MUFG (Irving, TX)
- …team will provide more details. **Responsibilities:** Responsible for supporting the Global Compliance Testing function by driving central governance of ... and best practices to perform deep dives and targeted risk -based thematic reviews of Financial Crimes Compliance ...learned from regulatory findings and internally identified issues by compliance testing and internal audit. + Coordinate… more
- Scotiabank (Dallas, TX)
- …effectiveness of day-to-day business controls to meet obligations with respect to operational , compliance , AML/ATF/sanctions and conduct risk . * Champions ... a risk -aware culture; ensure efficient and effective risk and compliance management practices by adhering...or similar field. * Prior experience in AML Monitoring, Testing or Audit in a regulatory, compliance ,… more
- Scotiabank (Dallas, TX)
- …asset data and deliver monthly/quarterly reporting for senior management, Internal Controls, Compliance , Audit, and Operational Risk stakeholders. + Develop ... security provisions. + Actively pursue effective and efficient operations, ensuring adherence to operational risk , regulatory compliance risk , AML/ATF … more
- ServiceNow, Inc. (Addison, TX)
- …a deep understanding of complex business problems across ** Risk , Audit, Compliance , Cybersecurity, Vendor Risk , Privacy, Operational Resilience** , and ... group operates as the enterprise's second line of defense-designing scalable governance, risk , and compliance capabilities that protect the business while… more
- USAA (Plano, TX)
- …performing internal audits, external audits, or applying audit, risk , or compliance acumen in a complex operational and regulatory environment. + Broad ... Risk & Control: Deep knowledge of model risk frameworks and control testing methodologies. + Regulatory & Governance Expertise: Familiarity with AI-related… more
- MUFG (Irving, TX)
- …improvements. + Manage requests for information from examiners, auditors, and internal compliance testing teams, coordinate with subject matter stakeholders to ... over FCC/CC systems **Qualifications:** + Bachelor's Degree or equivalent work experience in compliance , legal or risk functions. + 7 years of financial crimes… more
- USAA (Plano, TX)
- …Quantitative Risk Analyst Interns, work under direct supervision and following risk and compliance procedures and guidance, perform routine work assignments ... Knowledge of information security/IT + Knowledge of reporting and analysis, and control testing + Data analytical skills, risk management interest + Detail… more
- JPMorgan Chase (Plano, TX)
- …+ Monitor control effectiveness, identify gaps, and recommend enhancements to strengthen risk posture and regulatory compliance . Address non- compliance and ... impact assessments, technology and business resiliency and recovery plans for operational resilience across Cybersecurity and Technology Controls (CTC) to ensure… more
- JPMorgan Chase (Plano, TX)
- …page for further information regarding the Program. ** Compliance at JPMorganChase** The Compliance , Conduct and Operational Risk (CCOR) team works across ... of business. Our team provides oversight of the firm's compliance , conduct and operational risk ...Preferred experience in legal, governance, regulatory, operational risk , global financial crimes, AML/KYC, monitoring and testing… more
- Texas Health Resources (Arlington, TX)
- …verifying compliance with legal policies and regulatory requirements that pose operational risk . Audit Reporting & Presentation - Prepare detailed audit ... to align compliance practices with regulatory guidance and industry standards. Risk Identification & Mitigation - Identify compliance risks, report findings,… more
- HUB International (Dallas, TX)
- …qualified retirement plans (401(k), 403(b), defined benefit), regulatory requirements, and operational compliance , and is capable of managing complex projects, ... benefits broker, providing a broad array of property, casualty, risk management, life and health, employee benefits, investment and...tracking regulatory compliance tasks. + Assist with compliance testing , including ADP/ACP and top-heavy … more
- Citigroup (Irving, TX)
- …Engineer to join our growing Cloud Infrastructure team. The public cloud operational support engineer is responsible for ensuring the stability performance and ... with application teams your team, and cloud architecture to enforce operational best practices, implement automation, and drive service reliability. The ideal… more
- Scotiabank (Dallas, TX)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk ... and conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk … more
- Scotiabank (Dallas, TX)
- …of, and compliance to, established IT Standard, Policies, Procedures, regulatory, operational risk and cyber risk requirements through active engagement, ... tracked and actioned. + Support in leading US Technology risk control testing and monitoring and guides.../ quarterly reporting for senior management, Internal Controls, GRM, Compliance , Audit, Operational Risk or… more
- Bank of America (Dallas, TX)
- …is responsible for executing substantive money laundering, economic sanctions and fraud compliance and operational risk practices. Key responsibilities ... for executing substantive money laundering, economic sanctions and fraud compliance and operational risk practices....teams. **Skills:** + Critical Thinking + Monitoring, Surveillance, and Testing + Regulatory Compliance + Risk… more
- Bank of America (Dallas, TX)
- …is responsible for executing substantive money laundering, economic sanctions and fraud compliance and operational risk practices forCrypto Currency, Digital ... crimes **Skills:** + Critical Thinking + Monitoring, Surveillance, and Testing + Regulatory Compliance + Risk... risk management, AML compliance , regulatory compliance , operational risk management, business… more
- Bank of America (Dallas, TX)
- …drives the development of enterprise-wide money laundering, economic sanctions, and fraud compliance and operational risk practices consistent with ... GFC Lead serves as a trusted advisor to the Compliance and Operational Risk ("C&OR")...processes **Skills:** + Critical Thinking + Monitoring, Surveillance, and Testing + Regulatory Compliance + Risk… more