- Charles Schwab (Southlake, TX)
- …guidance on a variety of topics associated with Schwab's wealth management business + Influence and strategically guide compliance , regulatory, and business ... status quo" and transform the finance industry together. In Compliance , we help our business partners achieve their strategic...internal stakeholders to support the continuing growth of Schwab's wealth management business. You will focus on:… more
- JPMorgan Chase (Plano, TX)
- …As Insurance Attorney: Executive Director , Assistant General Counsel within our Wealth Management Legal team, you will provide critical leadership on legal ... The US Wealth Management Legal team is seeking...Management and Product Legal teams and collaborate with Compliance , Risk and Controls functions to ensure comprehensive and… more
- Wells Fargo (Addison, TX)
- **About this role:** Wells Fargo is seeking an Exeuctive Director , Audit Manager on the Financial Crimes Audit Team. The Financial Crimes Audit Team provides ... and controls related to Travel Rule and/or Broker Dealer compliance . **Job Expectations:** + Ability to travel up to...position is not eligible for Visa sponsorship + Specific compliance policies may apply regarding outside activities or personal… more
- Comerica (Dallas, TX)
- …requirements. This position will also work across the enterprise to deliver the Wealth Management investment process and value proposition. This role will be ... investment team consistently provides consultative investment expertise and advice to all Wealth Management 's clients. Consistently apply all facets of the… more
- Cushman & Wakefield (Dallas, TX)
- …largest Global Occupier Services clients. Primarily responsible for wealth management portfolio transactions. **Job Description** The Director Transaction ... **Job Title** Director , Transaction Management **Job Description Summary**...Discrimination of any type will not be tolerated. In compliance with the Americans with Disabilities Act Amendments Act… more
- Academy of Visual and Performing Arts (Fort Worth, TX)
- …to accommodate after-hours assignments. Location: Fort Worth, Texas SUMMARY The Conservatory Director is an eminent creative, possessing a wealth of knowledge, ... to promote conservatory staff, students, and programs. Human Resource Administration, Compliance , and Risk Management * Assist with recruitment, selection,… more
- DriveTime (Dallas, TX)
- …for our customers. **That's Nice, But What's the Job?** **In long, our Director of Process is responsible for:** + Responsible to design, manage, analyze, improve, ... the next set of process managers to champion Process Management in the Organization. + You will lead the...the Policies and Standard Operating Procedures, including working with compliance to update it when business strategy or process… more
- First Horizon Bank (Dallas, TX)
- …timely status and potential issue updates to the Compliance Testing (CT) Director , issuance of preliminary findings to management , reviewing management ... in this position: + Financial Institution experience required (2-3 years) + Risk Management and/or compliance background preferred (2-3 years) + Background in… more
- Comerica (Frisco, TX)
- …into three major business segments; the Commercial Bank, the Retail Bank, and Wealth Management . Comerica's colleagues focus on relationships, and helping people ... liquidity regulations, including LCR, NSFR and 2052a. The position reports to the Director of Liquidity Risk Mgmt. Interaction with management within the… more
- Family Dollar (Arlington, TX)
- …protection functions and provide input on operational efficiency and process compliance * Champion exceptional customer service and foster a positive, team-oriented ... store operations * Other duties as assigned by District Manager or Regional Director We believe in developing our associates to their fullest potential. Our Emerging… more