- Bank of America (Dallas, TX)
- Quality Assurance Manager - AML /GFC Charlotte, North Carolina;New York, New York; Stamford, Connecticut; Atlanta, Georgia; Dallas, Texas; Boston, ... risks are adequately designed and functioning effectively. + The Quality Assurance Team is responsible for ensuring...are not limited to: + Subject matter expertise of BSA/ AML and Fraud related risks with a focus on… more
- Bank of America (Plano, TX)
- AML Refresh Ops - Ops Sr Analyst MKTS...Management + Interpret Relevant Laws, Rules, and Regulations + Quality Assurance + Problem Solving + Adaptability ... supervision and assisting teammates while following established procedures. Anti-Money Laundering ( AML ) Know Your Customer/Client Due Diligence (KYC/CDD) is part of… more
- Citigroup (Irving, TX)
- …and thereby support senior management decision making around the globe. IA maintains a Quality Assurance (QA) function that reports to the Chief Auditor ... Quality Assurance and the Group Audit Committee....team. The role reports to the QA Senior Audit Manager (SAM) in Irving. **Key Responsibilities:** + Operate independently… more
- Guidehouse (Richardson, TX)
- …indicators, developing training materials, and evaluating performance, as appropriate. + Perform quality assurance reviews of team's work product in accordance ... and Verification of Customers, KYC, CDD and EDD. + Experience conducting quality assurance reviews related to financial crime investigations. **What We… more
- JPMorgan Chase (Plano, TX)
- …of experience in financial services industry with background in controls, audit, quality assurance , operational risk management, or compliance; or equivalent ... top five "World's Most Admired Companies," As a Control Manager Analyst in Client Onboarding & Documentation (CO&D), you...of Know Your Customer (KYC) and/or Anti Money Laundering ( AML ) + Experience with MS SQL database, queries, stored… more
- JPMorgan Chase (Plano, TX)
- …of experience in financial services industry with background in controls, audit, quality assurance , operational risk management, or compliance; or equivalent ... of the top five "World's Most Admired Companies," As a Operational Control Manager (\"OCM\") in Wholesale Know Your Customer (\"WKO\"), you will be responsible for… more
- Citigroup (Irving, TX)
- The Audit Manager is an intermediate level role responsible for managing a team that is performing complex and critical audits and assessments of Citi's risk and ... The Internal Audit US Personal Banking team is responsible for providing independent assurance over the key risks and processes associated with Citi's US Personal… more
- Bank of America (Dallas, TX)
- …strategic thinking and supports change. Delivers timely audit work within quality standards and conformance to audit policies and procedures. Assesses issues ... recommends severity ratings and escalation of broad themes or trends. Drafts quality and timely audit issues and reports.. Exercises critical thinking and judgment… more