- SMBC (Jersey City, NJ)
- …through resolution + Document BSA / AML business requirements for updates to Compliance data systems managed by SMBC's JRIA technology team + Review ETL ... for bank -wide data governance platform + Develop BSA / AML data governance program reporting for Compliance senior management **Qualifications and… more
- SMBC (Jersey City, NJ)
- …exposure. + Develop MIS reports for submission to senior Branch management. + Apply data from BSA / AML Compliance Department stakeholders to translate ... develop work product independently and in a fluid environment. + BSA / AML compliance experience, particularly with data , platforms, and data … more
- City National Bank (Jersey City, NJ)
- …the AML and BSA requirements, including but not limited to the Bank Secrecy Act and OFAC regulations, guidance, and regulatory expectations * Support ... the Director of Audit AML BSA by helping to lead and...and procedures as well as all regulatory requirements (eg Bank Secrecy Act , Know Your… more
- US Bank (New York, NY)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... experienced Model Validation Director for our Credit, Allowance & Compliance areas and will reside within the Bank...Experience with regulatory guidance (OCC 2011-12, Basel, CCAR, CECL, AML / BSA ) + Familiarity with vendor platforms such… more
- TD Bank (New York, NY)
- …high-risk customer types and associated activity + Ensures adherence to AML regulations, the Bank Secrecy Act ( BSA ), Office of Foreign Assets Control ... for identifying, assessing, and mitigating financial crime risks, ensuring compliance with regulatory requirements, and providing expert recommendations on complex… more
- Meta (New York, NY)
- …applicable laws. These governing laws and regulations may include without limitation the following: the Bank Secrecy Act (" BSA "); the USA PATRIOT Act ... **Summary:** As Director of Sanctions Compliance in the Meta FinTech Compliance ...leaders, including but not limited to Legal, Product, Engineering, Data Science, Finance and Marketing. You will help Meta… more
- SMBC (Jersey City, NJ)
- …in the absence of the VP and ensure compliance with regulatory requirements Bank Secrecy Act /Anti Money Laundering/Office of Foreign Assets Control ( ... BSA / AML /OFAC), SMBC policies and procedures. The Associate follows established...response to related inquiries. Provides timely updates of internal bank policy changes, new regulatory compliance requirements,… more
- American Express (New York, NY)
- …on regulatory requirements, risk assessments, and emerging compliance issues (eg, AML , UDAP, Fair Lending, BSA , Privacy and Complaints). * Identify control ... industry best practices, especially as it pertains to consumer compliance (eg, UDAP, AML , BSA ,...defense within a financial services institution, preferably within a bank . * Strong experience interacting with regulatory agencies and… more
- Capital One (New York, NY)
- …Financial Crimes Compliance Audit team, you will focus on engagements involving BSA / AML , Sanctions, and Fraud Compliance related audit projects that ... lead small to medium size BSA / AML , Sanctions, and Fraud Compliance audits. Perform...partners and the extended Audit group. + Leverage available data and analytical tools during the planning and fieldwork… more
- Deloitte (New York, NY)
- …to lead or advise cross-functional teams. + Practical knowledge of regulatory and compliance environments (eg, FFIEC, BSA / AML , PCI DSS, OCC/FDIC standards, ... of the 2nd line of defense. + Support regulatory compliance efforts related to fraud, AML , payments,...also be familiar with applicable regulatory frameworks (eg, FFIEC, BSA / AML , PCI DSS) and may hold certifications… more
- Mizuho Corporate Bank (New York, NY)
- …management a plus. + Compliance Knowledge: In-depth understanding of AML , sanctions screening, restricted data , employee trading monitoring, electronic ... role you will bridge business needs and IT solutions within the compliance field. This role involves analyzing requirements, designing technology solutions, and… more
- City National Bank (Jersey City, NJ)
- …with other audit groups to effectively plan, integrate and execute audits.Understands fraud, BSA / AML and general IT risks in order to identify and assess ... team of auditors to assess risks, develop detail audit programs, identify data analytic opportunities, execute audit programs, analyze results of testing performed,… more
- Intuit (New York, NY)
- …and 3rd party data integration to scorecard modeling, loss forecasting, and compliance ( BSA / AML , etc.). + **Thrives Under Pressure:** You are agile, ... If you're ready to operate at the intersection of data , strategy, and cutting-edge technology to create a safer...challenges and grow their careers. + **Drive Cross-Functional Impact:** Act as a key strategic partner to our Product,… more
- Federal Reserve Bank (New York, NY)
- …requests, and provides expertise on matters including financial fraud, accounting, and BSA / AML and OFAC-related matters. The Employment & Corporate Matters team ... the execution of various activities that support Legal & Compliance Group projects and programs which may include: +...Bank 's procurement of goods and services, software and data licensing, cloud computing, and other technologies as well… more
- New York State Civil Service (New York, NY)
- …and the Banking Division's subject matter expert teams (ie, Risk/Capital Markets, BSA / AML , Accounting, and Internal Audit) servicing Community and Regional Banks ... system that benefits individuals and supports business. Through engagement, data -driven regulation and policy, and operational excellence, the Department and… more
