- TD Bank (New York, NY)
- …corporate oversight compliance risk management program.** The **Corporate Office Compliance Business Oversight Manager ** is responsible for ... , ensuring consumer interests remain a top priority. **Job Summary:** The Compliance Business Oversight Manager provides advice, support and objective… more
- TD Bank (New York, NY)
- …Conduct monitoring and testing in the area specified as required. **Job Summary:** The Senior Manager , Compliance Business Oversight manages and leads a ... integration with core business functions. + Provide oversight and guidance on compliance requirements specific...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- City National Bank (New York, NY)
- *OPERATIONAL RISK BUSINESS OVERSIGHT PROGRAM MANAGER * WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for providing independent and ... business processes, people, systems or external events. The Operational Risk Business Oversight (ORBO) Program Manager is responsible for providing… more
- Amazon (New York, NY)
- Description Amazon's Transportation Risk & Compliance (TRC) Department of Transportation (DOT) Oversight and Governance team is seeking a high-performing Senior ... Risk Manager to conduct DOT compliance risk assessments...transportation businesses, implementing scalable risk management solutions to enable business growth. The DOT Oversight and Governance… more
- City National Bank (New York, NY)
- *OPERATIONAL RISK BUSINESS OVERSIGHT MANAGER I* WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for providing independent and ... Bank's business processes, people, systems or external events. The Operational Risk Business Oversight (ORBO) team is responsible for providing advisory and … more
- TD Bank (New York, NY)
- …colleagues dedicated to setting new industry standards. **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective guidance, ... who can provide you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Department Overview:** **Why Work with Us?** At… more
- TD Bank (New York, NY)
- …assists in implementing compliance initiatives to help manage regulatory risk. ** Compliance Monitoring & Compliance Oversight ** + Assist with developing ... York, United States of America **Hours:** 40 **Line of Business :** Compliance **Pay Detail:** $125,000 - $140,000...as required. + Assist with the development of the Compliance Oversight program. + Evaluate and support… more
- Capital One (New York, NY)
- Manager , Technology Risk Oversight Capital One...associates in first line Cyber, Technology, the Lines of Business , as well as other second line of defense ... high-impact results in their areas of expertise. As a ** Manager , Technology Risk Oversight ** **,** you will...expected to accept applications for a minimum of 5 business days. No agencies please. Capital One is an… more
- Capital One (New York, NY)
- Senior Manager , Technology Change Risk Oversight Capital One is one of the fastest growing organizations in the world today, powered by our passion for our ... independent tests of our security and technology risk. Our business leaders must make technology decisions constantly. TRM makes...advice and to deliver high-impact results. As the **Senior Manager , Technology Change Risk Oversight ** you will… more
- BMO Financial Group (New York, NY)
- …per week at our 151 W 42nd Street, NY office. Provides market risk oversight , monitoring, and reporting for a designated portfolio. Develops and monitors the market ... metrics, and program standards for the assigned portfolio to ensure compliance and effective monitoring, timely reporting and identification of action plans.… more
- Neuberger Berman (New York, NY)
- …as the "Trust Companies") are seeking a skilled and experienced Trust Investment Oversight Officer to join our team. The Trust Companies support the Private Wealth ... and Shannon Saccocia, Chief Investment Officer - Wealth. The Trust Investment Oversight Officer will serve as the primary liaison between the Trust Companies… more
- Novo Nordisk (Plainsboro, NJ)
- …a difference? The Position Developing quality and strategic objectives and strong business understanding of the value chain and customer focus. This role enables ... and ensures compliance against health authority regulations and Novo Nordisk requirements...and Novo Nordisk requirements in relation to Pharmacovigilance (PV) oversight and deviations management. This role fulfills the PV… more
- Neuberger Berman (New York, NY)
- …Registered platform. The successful candidate will be responsible for fund oversight , calculating and paying the financial arrangements to the Fund's intermediary ... Agent 's trailer process including tracking affiliated investments and ensuring compliance with regulatory requirements for registered funds (eg 40 Act Funds,… more
- TD Bank (New York, NY)
- …Description:** The Financial Crime Risk Oversight Specialist acts as key business oversight lead and provides expert/specialized business guidance and ... partners with covered TD businesses through the development, implementation, oversight , and management of effective AML/ATF/Sanctions/ABAC Compliance Programs… more
- TD Bank (New York, NY)
- …Crime Risk Oversight Analyst provides a range of research, guidance, and business oversight to assigned portfolio, business , or function to ensure ... and assesses potential impacts + Coordinates with other AML/ATF/Sanctions/ABAC partners and business compliance partners to ensure consistency in the application… more
- PNC (East Brunswick, NJ)
- …Sanctions Program subject matter specialties, communicates effective enterprise wide and business unit compliance program requirements and implications to comply ... success. As an AML Sanctions Specialist Senior - LOB Oversight within PNC's AML Global Sanctions organization, you can...compliance with new regulatory requirements. + Support key business initiatives by identifying AML and Sanctions risks and… more
- American Express (New York, NY)
- …Standards. + Provide oversight and effective challenge to the first line business unit colleagues to ensure the Compliance Complaint Program standards are ... Oversight Program Office (COPO) within Global Risk & Compliance . COPO is responsible for providing oversight ...matter expertise (SME) to first line and second line business units. The Complaint Oversight Program helps… more
- Pfizer (New York, NY)
- …Develop and evolve strategies for operationalizing metrics and processes to enable effective oversight of safety and regulatory quality and compliance . Serves as ... of contact and Subject Matter Expert (SME) for quality oversight and compliance topics. + In collaboration...DQC and its connection to WWS in support of Business Units and other Partner Lines; fosters effective relationships… more
- American Express (New York, NY)
- …key member of the American Express Global Commercial Services (GCS) Line of Business Compliance Team (LOBCO), primarily supporting business solutions ... The successful candidate will be responsible for providing regulatory compliance oversight and guidance to the GCS...oversight and guidance to the GCS marketing and business sales teams, including the development of new tools,… more
- Citizens (New York, NY)
- …data protection, and/or risk requirements across the organization. Executing strategy for compliance , providing oversight of the Privacy Program, and providing ... Privacy Risk Professional to support our enterprise privacy and compliance efforts. In this role, you'll help identify, assess,...State laws as they are enacted. + Provide guidance, oversight , and challenge to Business Lines/Divisions on… more