- TD Bank (New York, NY)
- …outlined in the general description below. **Job Summary** The Senior Manager , Compliance Governance & Operations leads, develops and oversees a dynamic ... operations and in the design of a future-focused compliance program. This not just about implementing a new...these Program requirements and to promptly escalate instances of non- compliance . + Works independently as the senior manager… more
- TD Bank (New York, NY)
- …- both in day-to-day operations and in the design of a future-focused compliance program. This not just about implementing a new program - it's about creating a ... guidelines and ensures appropriate escalation processes are followed + Ensures business operations are in compliance with applicable internal and external… more
- TD Bank (New York, NY)
- …is outlined in the general description below. **Job Summary** The Compliance Governance & Operations Manager leads the development and implementation (or ... - both in day-to-day operations and in the design of a future-focused compliance program. This not just about implementing a new program - it's about creating a… more
- Amazon (New York, NY)
- …(DOT) Oversight and Governance team is seeking a high-performing Senior Risk Manager to conduct DOT compliance risk assessments and develop compliance ... regulated transportation operations . This role will work closely with compliance leads and business partners to identify risks, develop mechanisms and program… more
- TD Bank (New York, NY)
- …governance operations of an organization + Experience supporting subsidiary compliance and governance aspects of business development and M&A transactions ... and counsel to all TD business segments and corporate functions. In this Senior Manager , Corporate and Subsidiary Governance role, you will join a dynamic and… more
- TD Bank (New York, NY)
- …a team of enthusiastic colleagues dedicated to setting new industry standards. **U.S. Compliance Operations and Governance provides governance , ... the Compliance Executive Team** **The Monitoring Program Governance team of US Compliance Operations...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- NBC Universal (New York, NY)
- …entertainment content. The spin-off is expected to be completed during 2025. The corporate governance manager will support all corporate governance and board ... of a newly formed Media company. The corporate governance manager will be responsible for providing...matters, including matters associated with the company's public company compliance and corporate governance + Work as… more
- American Express (New York, NY)
- …enterprise Operational Risk Management programs and reporting. GMNS is looking for a Manager of Governance focused on ensuring control management is embedded in ... the day-to-day operations of our organization. It will involve extensive collaboration...across numerous business units, functional areas, and geographies. **The Manager , GMNS Control Management Governance will:** +… more
- City National Bank (New York, NY)
- *GRC REGULATORY AFFAIRS AND GOVERNANCE MANAGER * WHAT IS THE OPPORTUNITY? Position reports to the Head of Regulatory Affairs & Governance in the GRC Office ... discuss, and address emerging regulatory trends that may impact their relevant business operations from a compliance perspective; actively monitor and report on… more
- TD Bank (New York, NY)
- …for this role. **Line of Business:** Risk Management **Job Description:** The **Senior Manager US Insider Risk Management Governance and Assurance** plays a key ... role in providing independent oversight, governance and assurance on the effectiveness of the insider...controls related to insider risk management within the US operations of the organization. This role ensures alignment with… more
- Citigroup (Jersey City, NJ)
- …book of work to ensure standards adoption and persistence completion, SLA compliance , timely delivery, and prioritization of key efforts across all asset classes ... set for issues and paths to green. This senior manager will be responsible for delivery required by Consent...the technology data strategy + Enhancing existing asset class governance framework to enable scalability across increases programs to… more
- TD Bank (New York, NY)
- …this role. **Line of Business:** Finance **Job Description:** The Senior Group Manager Finance oversees a team of Business Finance professional roles that provide ... function within the AMCB Finance division, designed to strengthen AMCB's governance and control environment over financial reporting and operational processes. It… more
- TD Bank (New York, NY)
- …regulatory requirements, requests, and expectations. **JOB DESCRIPTION** Reporting to the Senior Manager , Governance and Control, the Manager supports Change ... United States of America **Hours:** 37.5 **Line of Business:** Governance & Control **Pay Detail:** $170,000 - $185,000 USD...line of defense team responsible for providing risk and compliance advice and oversight to ensure our TDS business… more
- SMBC (Jersey City, NJ)
- …data sources to confirm data accuracy and quality. Run and analyze reports on compliance with data standards to inform updates to the firm's policies and procedures. ... systems to prevent siloing of data. **Role Objectives: Interpersonal** Partner with compliance colleagues to audit data retention and access policies to ensure they… more
- TD Bank (New York, NY)
- …governance operations of an organization + Experience supporting subsidiary compliance and governance aspects of business development and M&A transactions ... functions. In this Business Mgmt Specialist, Corporate and Subsidiary Governance role, you will join a dynamic and collegial...an in alignment with risk appetite + Ensures business operations are in compliance with applicable internal… more
- Broadridge Financial Solutions (New York, NY)
- …remote. Responsibilities + Lead the governance of all market data operations , ensuring effective risk management, compliance , and audit readiness across the ... of Broadridges market data program. You will direct the governance , compliance , and optimization of market data...leadership, product vision, and advanced knowledge of market data operations . We are made up of high performing teams… more
- Amazon (New York, NY)
- …team working on security and responsible AI for Amazon! As a Technical Program Manager in AWS Compliance & Security Assurance, you'll lead strategic efforts in ... at scale. You will work directly with AWS service teams, security operations , and infrastructure teams to continually identify, refine, and develop new ideas… more
- SMBC (New York, NY)
- …expectations. + Drive discussions with Analytics, Model Validation, IT, Front Office, Operations , Risk, Legal, Compliance , and other key stakeholders to ... CCR function and build a comprehensive CCR framework in compliance with SR 11-10 and BCBS CCR guidelines. The...CCR team in CCAR activities - ensure IHC CCAR compliance by conducting comprehensive gap analysis against SR 15-18,… more