- Principal Financial Group (New York, NY)
- **What You'll Do** We're looking for a Director , Investment Risk Management to join our Asset Management Risk team. In this role, you'll support ... Public Equities platform in the execution of the second line global investment risk management program that meets business objectives and regulatory needs.… more
- Eisai, Inc (Nutley, NJ)
- …debt and investment instruments. The Manager of Treasury and Risk Management assumes responsibility for corporate cashiering, accounts-receivable deposits, ... and strategic initiatives; act as a backup to the Director of Treasury, providing leadership and continuity in their...investment contacts to stay updated on liquidity market dynamics. Risk Management : Assist in interfacing with… more
- Neuberger Berman (New York, NY)
- Neuberger Berman is seeking a Director of Equity Investment Risk to join the New York office, reporting to the Global Head of Investment Risk . This ... person will oversee key risk management initiatives and partner closely with our global ...in 1939, Neuberger Berman is a private, independent, employee-owned investment manager. From offices in 39 cities worldwide, the… more
- HSBC (New York, NY)
- … Steward for a number of non-financial risks in accordance with HSBC Group's risk framework. The Director of Wealth, Private Banking and Insurance Regulatory ... with various Risk and business functions. The responsibilities of the Director of Wealth, Private Banking and Insurance Regulatory Compliance are to: + Primarily… more
- Principal Financial Group (New York, NY)
- …www.principalam.com! **Who You Are** + Bachelor's degree + 10+ years of experience in investment management , insurance asset management , or a related field, ... **What You'll Do** We are looking for a Director , Insurance Solutions to join our Investment...strategies with a focus on regulatory capital efficiency, asset-liability management (ALM), accounting standards, and optimized risk -return… more
- SMBC (New York, NY)
- …other asset classes. + Advise on a broad range of issues under US investment management laws and regulations. Support business objectives while managing legal, ... and franchise risks. Assess and respond to regulatory changes impacting the investment management business. Collaborate closely with legal and compliance… more
- Novo Nordisk Inc. (Plainsboro, NJ)
- …can clearly convey the status of security and related issues surrounding enterprise risk management decisions to all levels of the organization including ... works closely across the organization to guide enterprise-wide resource allocations, investment choices, drive core operations and develop insights to drive growth… more
- SMBC (New York, NY)
- …in a global, matrixed environment. + Deep understanding of payment systems, liquidity management , and regulatory requirements. + Strong risk and controls acumen, ... its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects… more
- SMBC (New York, NY)
- …coverage of Front Office and associated support functions including Sales, Trading, risk management and Operations within the Internal Audit Department. The ... auditing Capital Markets and Securities front office teams Strong understanding of risk management framework for trading activities and securitized products… more
- SMBC (New York, NY)
- …ensuring that vendor relationships align with business goals, regulatory requirements, and risk management standards. The ideal candidate will bring deep ... **Role Description** SMBC is seeking a strategic and experienced Director of Vendor Management to lead third-party...reviews, and strategic planning sessions with vendors. Contract & Risk Management - Lead contract negotiations, renewals,… more
- SMBC (New York, NY)
- …in other technology and control functions including legal, compliance, data security and risk management to promote front-to-back collaboration across risk ... Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal...its employees. **Overview** SMBC is seeking an experienced Audit Director with a minimum of 10 years' experience in… more
- SMBC (New York, NY)
- …its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects ... to its employees. **Role Description** SMBC Special Credits Group is seeking an Executive Director to lead the Corporate Product Team. This is a key leadership role… more
- SMBC (Jersey City, NJ)
- …the Director will provide the 2nd Line of Defense (LoD) Risk Management Department Americas Division's (RMDAD) Operational Resilience and Business Continuity ... risk management for the Combined US Operations...non-financial risk framework independent of the businesses' risk appetite statements. The Director is responsible… more
- SMBC (Jersey City, NJ)
- …Model Validation Director plays an active role in the implementation of Model Risk Management framework for the Combined US Operations of SMFG by performing ... Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal...of Stress Testing Models. **SCOPE:** As part of the Risk Management Department, the Model Risk… more
- SMBC (Jersey City, NJ)
- …with a rigorous attention to detail. + Significant knowledge of change/program management , financial operations and planning, risk and controls management ... its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects… more
- SMBC (New York, NY)
- …its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects ... to support key Treasury functions, including PPNR/balance sheet forecasts, IRRBB, liquidity management and CCAR stress testing. The ideal candidate should have a… more
- SMBC (Jersey City, NJ)
- …preferred. + 10+ years of proven experience in internal controls, auditing, or risk management within the financial services industry, preferably with experience ... its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects… more
- SMBC (Jersey City, NJ)
- …objectives, and monitoring and evaluating work. This position works closely with Director of Regulatory Reporting Change Management Department to ensure proper ... its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects… more
- SMBC (Jersey City, NJ)
- …its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects ... career growth and professional development. This role will report into the Director of Compliance Governance. **Role Objectives** + Support development of the Annual… more
- JPMorgan Chase (New York, NY)
- …to be best-in-class. As a Compliance Executive Director for Retail Alternatives Investment Funds within the Asset Management Compliance team , you will serve ... your expertise to JPMorganChase (the firm). As part of Risk Management and Compliance, you are at...of regulatory compliance for registered closed-end funds in alternative investment strategies in private market investments. You will lead… more
