- Unknown (New York, NY)
- Managing Director , Head of Compliance , Trade Surveillance and Communications About the Company Prestigious broker dealer Industry Insurance Type ... Privately Held About the Role The Company is seeking an MD, Head of Compliance , Trade Surveillance, and Communications to lead a team of compliance … more
- Daiichi Sankyo, Inc. (Bernards, NJ)
- …global consistency where optimal to do so. Is a member of the leadership team of the Head of Global Total Rewards & Well-Being and acts as a key advisor to Global HR ... thought leadership on employee experience, engagement, and culture initiativesPartner with the Head of Global Total Rewards Well-Being and other senior leaders to… more
- HSBC (New York, NY)
- Director of Wealth, Private Banking and Insurance Regulatory Compliance Brand: HSBC Area of Interest: Risk and Compliance Location: New York, NY, US, 10001 ... Director of Wealth, Private Banking and Insurance Regulatory Compliance for US is the management leadership role responsible...Compliance in the US is effective in identifying, managing and mitigating Regulatory Compliance risks and… more
- SMBC (New York, NY)
- …Banking, Compliance , and Finance. This position reports to the Head of Global Cash Management Products. **Role Objectives: Delivery** **Key Responsibilities** + ... Description** **Overview** We are seeking an experienced and strategic **Executive Director ** to lead the **Payables and Receivables** product portfolio within our… more
- Unknown (New York, NY)
- Managing Director & Head ...candidate will be responsible for driving a culture of compliance , proactively managing and reporting control issues, ... B2C About the Role The Company is seeking a Managing Director and Head of...attorneys, providing strategic and actionable legal advice, and ensuring compliance with complex regulatory frameworks. The role also includes… more
- SMBC (New York, NY)
- …lead the Corporate Product Team. This is a key leadership role reporting to the Head of Special Credits, responsible for managing a portfolio of substandard or ... the group. **Role Objectives: Delivery** Role Responsibilities: The Corporate Product Team Head will be responsible for: . Leading the team with accountability,… more
- SMBC (Jersey City, NJ)
- …**Role Description** The Head of Registrations will report to the Head of Employee Compliance with responsibility to lead the Registrations Program ... The role will work closely with the SMBC Nikko Securities America, Inc., Chief Compliance Officer, SMBC Americas Division Head of Ethics Office, business unit… more
- Unknown (Jersey City, NJ)
- …Banking Type Privately Held About the Role The Company is seeking an Executive Director - Head of E-Communications Surveillance to take on a pivotal leadership ... meet regulatory requirements and industry best practices. Applicants for the Executive Director - Head of E-Communications Surveillance position at the company… more
- Unknown (New York, NY)
- …Banking Type Privately Held About the Role The Company is seeking a US Head of Exchange Traded Products Surveillance ( Director ) to join their team. The ... surveillance of activities across various trading platforms. Applicants for the US Head of Exchange Traded Products Surveillance ( Director ) position at the… more
- Unknown (Princeton, NJ)
- Executive Director , Drug Safety & Pharmacovigilance About the Company Fast-growing biopharmaceutical company Industry Health, Wellness and Fitness Type Public ... Technology B2B B2C About the Role The Company is seeking an Executive Director for Drug Safety and Pharmacovigilance. The successful candidate will be at the… more
- Unknown (New York, NY)
- …excellent communication skills, and a working knowledge of IT security and compliance principles are essential. Experience in managing IT in remote-first ... Head of Information Technology About the Company Innovative...underwriting About the Role The Company is seeking a Director of IT to lead and oversee all aspects… more
- SMBC (Jersey City, NJ)
- …Description** The Outside Business Activities and Contributions Lead will report to the Head of Employee Compliance with responsibility for oversight of the ... The role will work closely with the SMBC Nikko Securities America, Inc., Chief Compliance Officer, SMBC Americas Division Head of Ethics Office, business unit… more
- Unknown (Princeton, NJ)
- …dynamic environment and a willingness to travel. Responsibilities also include ensuring compliance with relevant regulations and guidelines, managing the medical ... Executive Director , Global Medical Affairs Lead - Oncology About...biotech or pharmaceutical industry. Key responsibilities include leading and managing the global medical affairs team, overseeing the creation… more
- Unknown (New York, NY)
- Executive Director , Risk Data Aggregation & Risk Management About the Company Top-tier global investment bank Industry Financial Services Type Public Company Founded ... About the Role The Company is seeking an Executive Director for Risk Data Aggregation within the Firm Risk...governance, and monitoring of risk data domains to ensure compliance with internal policies and BCBS 239 Principles. This… more
- Unknown (New York, NY)
- Executive Director or Vice President, Commercial CMC About the Company Industry leading open-access biologics technology platform Industry Pharmaceuticals Type ... and continuous manufacturing About the Role The Company is seeking an Executive Director or Vice President for North America Commercial CMC. This leadership role is… more
- Unknown (New York, NY)
- …engineering, and/or data governance, preferably within a financial institution's risk and compliance function. A proven track record in managing and delivering ... Executive Director , Risk Data Aggregation & Firm Risk Management...on collaboration and creative thinking. Hiring Manager Title Global Head of Risk Data Travel Percent Less than 10%… more
- Unknown (New York, NY)
- …can effectively mentor and develop a team of talented professionals. Hiring Manager Title Managing Director , Head of Financial and Quantitative Risk Travel ... Executive Director , Credit Forecasting & Risk Analytics About the...team while maintaining a culture of risk management and compliance . Applicants for this role at the company should… more
- Unknown (Jersey City, NJ)
- …adept at driving consensus and delivering high-quality results. Hiring Manager Title Executive Director , Head of Compliance Training Travel Percent Less than ... Vice President, Compliance Training About the Company Internationally recognized banking...be responsible for overseeing the effectiveness of training programs, managing training metrics and reporting, and participating in the… more
- SMBC (Jersey City, NJ)
- …controlled bank-wide for identification and reporting of related risks - Supports the department head Managing Director in their primary role to effectively ... benefits to its employees. **Role Overview:** Reporting to the Director Operational Risk, the Director will provide...Combined US Operations (CUSO) in accordance with US Regulations, Head Office policies, and industry best practices for risk… more
- Unknown (New York, NY)
- Executive Director , Loan Workout (Corporate) About the Company Internationally recognized banking group Industry Financial Services Type Subsidiary of a Public ... About the Role The Company is seeking an Executive Director to lead its Corporate Product Team within the...the Special Credits Group. This key leadership role involves managing a portfolio of substandard or lower-rated corporate and… more
