- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS ... US Compliance Monitoring ...businesses, working with regional testing teams across the globe. This Compliance Officer will also support other aspects of… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** The Senior Compliance Office provides advice, guidance and support to business units ... compliance initiatives to help manage regulatory risk. Compliance Monitoring and Testing + Assist with...assessments **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer to perform as the Senior Lead Business Line Compliance Officer for ... team lead directing the day-to-day activities of one Lead Compliance Officer **In this role, you will:**...compliance issue management, new product/business review, complaint handling, compliance monitoring and reporting, compliance … more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer to join the CIB Fixed Income Business Aligned Compliance Team. This role ... Trading Compliance Team is a Business Aligned Compliance Officer (BACO) who will serve as...role is responsible for establishing policy requirements, training, and monitoring activities, as well and providing advice and credible… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) focused on the **Prime Brokerage ... a manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance … more
- TD Bank (New York, NY)
- …along with the ability to handle multiple assignments at the same time. The Senior Compliance Office provides advice, guidance and support to business units in ... work and statuses to a variety of audiences (including senior management), coordination with other Compliance workstreams...risk. **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- Arena Investors LP (New York, NY)
- In this role, you will be directly reporting to the Chief Risk Officer , who is responsible for overseeing and managing the organization's risk management framework. ... This position requires close collaboration with the Chief Risk Officer , where you will provide vital insights and contribute to strategic decision-making processes… more
- SMBC (New York, NY)
- …of benefits to its employees. **Role Description** The Director, Sr. Regulatory Officer works with the Regulatory Relations team to implement and execute SMBC's ... before submission + Provide strategic guidance and regular updates to senior management regarding significant matters being handled, including but not limited… more
- Citigroup (New York, NY)
- Serves as a function/business/product compliance risk officer as a ** Senior VP for Equities Independent Compliance Risk Management (ICRM)** responsible ... a manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance … more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... and processes established within the risk governance framework. + Monitoring adherence to Citi's Compliance Risk Policies...to influence and lead people across cultures at a senior level + Experience in managing regulatory exams and… more
- NYU Rory Meyers College of Nursing (New York, NY)
- Position Summary The Chief Global Compliance Officer ("CGCO") is responsible to the Senior Vice President, General Counsel for developing, executing, and ... Orientation/Gender Identity Share this job (https://uscareers-nyu.icims.com/jobs/14670/chief-global- compliance - officer /job?mode=apply&apply=yes&in\_iframe=1&hashed=-336115631) Need help… more
- MTA (Brooklyn, NY)
- Agency Chief Equal Opportunity Officer - MTA Bus/NYCT Job ID: 9711 Business Unit: MTA Headquarters Location: Brooklyn, NY, United States Regular/Temporary: Regular ... 2025 Description JOB TITLE : Agency Chief Equal Opportunity Officer - MTA Bus/NYCT SALARY RANGE : $165,000 -...Team and provides ad hoc reporting on (The Agency's) compliance statistics as it relates to equal opportunity. Daily… more
- City of New York (New York, NY)
- …integration, and operational strategy; - Supporting the Senior Program Officer in liaising with nonprofit service providers, monitoring operations and ... predatory practices and strives to create a culture of compliance . Through its community outreach and the work of...Adams Administration's State of the City Address. The Program Officer will work closely with the Senior … more
- Citigroup (New York, NY)
- …US CLM Business & Professional Services Sub-Sector Head. The CLM Credit Officer facilitates the end-to-end lending process for a covered industry vertical through ... CLM include credit underwriting, due diligence, structuring and documentation, and portfolio monitoring . As part of the business and in direct partnership with… more
- City of New York (New York, NY)
- …include, but are not limited to: - Assisting the Senior Program Officer in liaising with nonprofit service providers, monitoring operations and service ... predatory practices and strives to create a culture of compliance . Through its community outreach and the work of...improve their financial health and economic mobility. The Program Officer will report to the Senior Program… more
- MTA (New York, NY)
- Cybersecurity Officer - Manager Cloud Security Job ID: 9705 Business Unit: MTA Headquarters Location: New York, NY, United States Regular/Temporary: Regular ... IT CISO Date Posted: Mar 11, 2025 Description JOB TITLE: Cybersecurity Officer - Manager Cloud Security SALARY RANGE: $144,450.00 - $191,000.00 HAY POINTS: 805… more
- City National Bank (New York, NY)
- …communication with the customer and all parties in the transaction, and notification to the senior loan officer of all progress and/or risk items.Must be in good ... to the mortgage loan applications * Assists the Loan Officer in submitting conditions, monitoring expiration date...closing of the loan. * Provide ongoing support for compliance with all applicable laws, regulations and administrative duties.… more
- Bank of America (Jersey City, NJ)
- Information Security Officer - Operations Technology Chicago, Illinois;Washington, District of Columbia; Addison, Texas; Charlotte, North Carolina; Jacksonville, ... make an impact. Join us! The Business Information Security Officer (BISO) will be a functional member of the...in support of the bank's wider risk management and compliance programs. **The successful candidate will:** * Provide advisory… more
- Wells Fargo (New York, NY)
- …credit risk position of the business. This role will report directly to Ryan Starck, Senior Credit Officer , Commercial Real Estate. **In this role, you will:** + ... Fargo is seeking a Lead Credit Risk & Approval Officer that approves monitors and manages the credit exposure...Partner with senior LOB and Credit Risk managers to develop appropriate… more
- City of New York (New York, NY)
- …to financial inclusion, and can effectively manage multiple projects and timelines. The Program Officer will report to a Senior Program Officer , who oversees ... predatory practices and strives to create a culture of compliance . Through its community outreach and the work of...all New Yorkers. OFE is currently seeking a Program Officer to join OFE's Asset Building team, whose primary… more