- Unknown (New York, NY)
- Senior Counsel , Registered Funds About the Company Prominent financial services company specializing in investment management, research & trading ... Role The Company is seeking a Senior Counsel for Registered Funds . The...various agreements with counterparties such as distributors, service providers, fund managers, and other entities involved in the investment… more
- SMBC (New York, NY)
- …transaction documents for the investment management business, including advisory agreements and fund documents. + Manage outside counsel and apply legal risk ... and educate the internal client base (ranging from junior staff to senior management) on the US regulatory requirements for investment advisers. **Role Objectives**… more
- SMBC (New York, NY)
- …competitive portfolio of benefits to its employees. **Role Description** The Director, Counsel role for Sumitomo Mitsui Banking Corporation will work within the ... a focus on Bank operations including commercial deposits and funds transfer and payments systems, for a G-SIB. The...G-SIB. The role will report to the Deputy General Counsel of Americas Division with matrix reporting to practice… more
- SMBC (New York, NY)
- …sponsor activity. The candidate will work within the deal team to support senior bankers in the origination, execution and monitoring of bespoke financing solutions. ... transaction approvals. + Work closely with originators and legal counsel to draft, review, and negotiate loan agreements. +...to onboard new customers and with Operations to close, fund , and service transactions as Lender or Admin Agent.… more
- Neuberger Berman (New York, NY)
- …their institutional asset management business. The position will support two registered investment advisers focused on private equity fundraising and investing. The ... position will report to the General Counsel covering the business. This is an exceptional opportunity...team player. **Responsibilities:** + Provide legal advice relating to fund and separate account formation, as well as investment… more
- TD Bank (New York, NY)
- …Account Control Agreements and Custody Agreements with a variety of counterparties, including hedge funds and registered funds . + Lead or participate in ... internal calls with senior credit officers and front office contacts, as well...Master Confirmation Agreements and Account Control Agreements with hedge funds and registered funds . +… more
- TD Bank (New York, NY)
- …Account Control Agreements and Custody Agreements with a variety of counterparties, including hedge funds and registered funds + Leads or participates in ... a fast-growing team with high internal visibility at the senior executive level. The VP, Global Markets Documentation is...internal stakeholders, as well as calls with external legal counsel , to discuss issues that arise during negotiations of… more
