- HSBC (New York, NY)
- …in this role: + Significant experience as a regulator, or a senior compliance manager across all areas of Regulatory Compliance risk within a global ... our investors, our communities and the planet we all share. The Regulatory Compliance function is a Second line of defense (LoD) function, responsible for… more
- Capital One (Melville, NY)
- …monitoring, auditing, risk management, or compliance experience** + **Certified Regulatory Compliance Manager (CRCM) accreditation, Fair Credit Reporting ... understanding of testing methodology, business processes, control frameworks, and related regulatory and compliance requirements.** + **Establish and maintain… more
- Capital One (New York, NY)
- …experience in project management + Compliance related certifications (Certified Regulatory Compliance Manager (CRCM), Certified Information Privacy ... Sr. Network Compliance Manager We are seeking a...Sr. Network Compliance Manager We are seeking a highly motivated and...and chief of staff to the Global Payment Network compliance team and to serve as a chief of… more
- FREEMAN (New York, NY)
- …The ideal candidate will have a strong background in engineering, safety, and regulatory compliance . You will lead the product management structures team and ... and safety analyses to identify potential hazards and mitigate risks. + Regulatory Compliance : Ensure products comply with relevant regulations, standards, and… more
- City of New York (New York, NY)
- …to the Department of Sanitation. The DSNY Bureau of Commercial Waste is seeking Regulatory & Compliance Analysts to support the enforcement, oversight, and ... compliance functions of the CWZ program. Reporting directly to the Regulatory & Administrative Codes Manager with varying degrees of latitude for independent… more
- Mount Sinai Health System (New York, NY)
- **Job Description** The Regulatory Compliance Coordinator I works with investigators, consortiums, and the Clinical Trials Office infrastructure to develop new ... transitions the protocol to be implemented by investigator(s), program manager (s), clinical research coordinator(s), regulatory coordinator(s), and research… more
- Project Renewal, Inc. (New York, NY)
- …initiatives, promotes ethical practices, and works closely with leadership to maintain regulatory compliance in healthcare and related human services. The Senior ... Title: Senior Manager , Compliance Program: Legal, Varick Headquarters...matters. This position plays a key role in maintaining regulatory compliance and mitigating legal and financial… more
- TD Bank (New York, NY)
- …a team of enthusiastic colleagues dedicated to setting new industry standards. The Compliance Regulatory Change Office (CRCO) supports TD business lines in ... outlined in the general description below. **Job Summary:** The Compliance Governance & Operations Manager leads the...years of experience **Desired Skills & Experience** + Prior regulatory compliance experience within the banking industry… more
- TD Bank (New York, NY)
- …Banking.** **Job Summary:** The ** Compliance Administration Oversight & Reporting Manager ** ensures regulatory adherence and risk management within our bank. ... **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (New York, NY)
- …new industry standards. US Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as described ... compliance across the organization to manage and mitigate regulatory compliance and conduct risks; Contribute to...the area specified as required. **Job Summary:** The Senior Manager , Compliance Business Oversight manages and leads… more
- American Express (New York, NY)
- …certifications (eg, Certified Public Accountant (CPA), Certified Internal Auditor (CIA), Certified Regulatory Compliance Manager (CRCM)). + Interest and/or ... Role:** Our Internal Audit group is seeking an Audit Manager to assess compliance , operational, data, and...experience in first or second line consumer and/or enterprise regulatory compliance , internal/external audit, regulatory … more
- Parsons Corporation (New York, NY)
- …**Job Description:** **Parsons is looking for an amazingly talented** **Permitting / Environmental Compliance Manager ** **to join our team! In this role, you'll ... services. **Purpose of the Role:** The Permitting / Environmental Compliance Manager will play a key role...obligations are met. **What You'll Be Doing:** **Permitting and Regulatory Compliance ** **Lead the management and tracking… more
- Amazon (New York, NY)
- …managing our motor carrier authority, understanding and evaluating risk, and enhancing our regulatory compliance programs. Basic Qualifications - 6+ years of ... Transportation (DOT) Oversight and Governance team is seeking a high-performing Senior Risk Manager to conduct DOT compliance risk assessments and develop … more
- American Express (New York, NY)
- …+ Bachelor's degree required; advanced degree (including JD) or Certified Regulatory Compliance Manager ("CRCM") preferred **Qualifications** Salary ... capabilities that support the CRR and Enhanced Due Diligence ("EDD") programs. **Role of Manager , GFCC Controls & Compliance ** As GFCC embarks on a modernization… more
- American Express (New York, NY)
- …and progress by creating a culture of risk awareness and proactivity around regulatory matters. Global Compliance and Ethics (GCE) is responsible for ... safe, sound, and fully compliant manner with all applicable regulatory expectations. GRC creates and maintains the overall risk...a culture of integrity and effective second line independent Compliance oversight. The Manager of the … more
- Deloitte (New York, NY)
- …or operational evolutions + Direct working experience related to product management, regulatory compliance , risk management or controls oversight + Direct ... Financial Services Senior Manager - Regulatory & Financial Risk... Regulatory & Financial Risk offering supports clients' regulatory and compliance needs, balancing risk and… more
- SMBC (New York, NY)
- …years in financial services or international law firm, with an emphasis on regulatory compliance . + Experience developing policies and procedures and strong ... Sumitomo Mitsui Banking Corporation (SMBC) is seeking a dynamic Compliance Policy Manager to join our ...with SMEs to draft, refine, and finalize clear, comprehensive compliance policy documents adhering to regulatory expectations… more
- MongoDB (New York, NY)
- …next-generation, AI-powered applications. The MongoDB security team is looking for a Program Manager - Governance, Risk, and Compliance . This role will be ... compliance frameworks in order to support our customer's needs. The Senior Program Manager - Governance, Risk, and Compliance role will provide support for… more
- Liberty Utilities (Merrick, NY)
- … regulatory leadership and advice to direct and indirect reports to ensure regulatory compliance and to maximize earnings at the local state level. ... Senior Manager , Rates and Regulatory Affairs Merrick,...a framework to ensure the utility is meeting its compliance and filings requirements in an accurate and timely… more
- City of New York (New York, NY)
- …Housing - Compliance and Enforcement Your Impact: As an Assistant Project Manager for Housing Incentives' Compliance and Enforcement (C&E) division, you will ... and external partners. You will contribute to investigations of non- compliance with the tax programs and regulatory ...of non- compliance with the tax programs and regulatory agreements that are within the purview of Housing… more