- Neuberger Berman (New York, NY)
- …departmental procedures, and implement continuous improvements that enhance model delivery, manager -traded account oversight , and business scalability. ... delivery, anchoring data governance and operational enablement for the SMA business . Partnering with Portfolio Management, Legal/ Compliance , Technology, Sales,… more
- SMBC (New York, NY)
- …of benefits to its employees. **Role Description** Americas Division (AD) New Business Manager with responsibility to facilitate the end-to-end delivery of ... a clear framework to facilitate the consistent cross functional delivery of New Business proposals in compliance with regulatory and group guidance. + Engage… more
- Neuberger Berman (New York, NY)
- …updates, partnering closely with Middle Office, Custodians, Brokers, Technology, Compliance , and Risk. Responsibilities Include: + Provide dedicated operational ... across asset classes with end-to-end Aladdin ownership. + Serve as operational oversight of portfolio-level data and controls for Investment Teams and Traders within… more
- SMBC (New York, NY)
- …range of compliance and regulatory issues and works hand-in-hand with business /function partners to advise on compliance matters, frequently in real time ... Risk Assessment + Communications and Transaction Surveillance + Employee Compliance (ie, Registrations, Outside Business Activities and Personal Account… more
- Neuberger Berman (New York, NY)
- …Charles River, Eze) and investment workflows (trading, portfolio construction, compliance ). + Familiarity with investment guideline oversight , investment ... We are seeking a technically strong, self-directed Product Manager with deep investment management experience to lead solutions across NB's investment platforms (eg,… more
- SMBC (New York, NY)
- …Agreements (MSAs) to maintain alignment with organizational requirements. Risk & Compliance Oversight + Identify and mitigate third-party risks, including ... of benefits to its employees. **Role Description** The Third-Party Vendor Relationship Manager plays a role in supporting the CISO Organization by overseeing the… more
- Tutor Perini (Mount Vernon, NY)
- …Project** in New York. **Tutor Perini O&G JV** is seeking a **QA/QC Manager ** to join the project in **Manhattan, NY** **About Manhattan Jail Project** ... and attend and verify tests and inspections required to ensure material compliance with the plans and specifications + Contract Document requirements execution and… more
- RWE Clean Energy (White Plains, NY)
- …area:** Health, Safety & Environment **Remuneration:** Exempt The **Sr HSSE Physical Security Manager ** plays a key role within the HSSE (Health, Safety, Security & ... Environmental) organization, responsible for the strategic development, implementation, and oversight of comprehensive physical security programs across all company… more
- Neuberger Berman (New York, NY)
- …Investment Risk group in our New York office, supporting independent risk oversight for the firm's Equity, Fixed Income, Alternatives, and Multi-Asset Class ... a true team player. The highest integrity relates to corporate standards and compliance + Progress towards professional certifications such as FRM, CFA, CAIA or… more
- Neuberger Berman (New York, NY)
- …Investment Risk group in our New York office, supporting independent risk oversight for the firm's Equity, Fixed Income, Alternatives, and Multi-Asset Class ... true team player. The highest integrity relates to corporate standards and compliance + Exposure to industry's standard risk models/platforms such as Aladdin, Barra,… more
- TD Bank (New York, NY)
- …with a team of enthusiastic colleagues dedicated to setting new industry standards. **The Compliance Business Oversight Manager manages the oversight ... can pivot quickly and adapt to changing priorities.** **Job Summary:** The Compliance Business Oversight Manager provides advice, support and objective… more
- City National Bank (New York, NY)
- *OPERATIONAL RISK BUSINESS OVERSIGHT MANAGER I - Technology* WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for providing ... Bank's business processes, people, systems or external events. The Operational Risk Business Oversight (ORBO) team is responsible for providing advisory and … more
- American Express (New York, NY)
- …of American Express. **What impact will you make in this role?** The Senior Manager -Partner Oversight position is a unique and exciting opportunity to work with ... Engagements for Third Party Partners in support of the organization's strategic initiatives, compliance , legal, risk and business partner needs, and keeping pace… more
- TD Bank (New York, NY)
- … Oversight , TD Securities, US **Position Summary** The US FCRM TDS Business Oversight team supports TD Securities in developing, implementing, and maintaining ... York, United States of America **Hours:** 40 **Line of Business :** Compliance **Pay Detail:** $100,000 - $115,000...and plays a key role within US FCRM TDS Business Oversight . **Primary duties include:** + Demonstrate… more
- American Express (New York, NY)
- …and define your own path. Find your place in risk and analytics on #TeamAmex. The Manager of Partner Oversight - Reporting and Analytics position is part of the ... partners - simply, securely, and seamlessly. The newly created Manager of Partner Oversight - Reporting and...programs. * Collaborate with stakeholders across Due Diligence Operations, Business Development, Product, and Compliance teams to… more
- City National Bank (New York, NY)
- *OPERATIONAL RISK FRAUD OVERSIGHT MANAGER II* WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for providing independent and objective ... the management of risks arising from City National Bank's business processes, people, systems or external events. Working with...Manager II is responsible for providing advisory and oversight for Fraud within ORM, with a particular focus… more
- TD Bank (New York, NY)
- …(M&T) Team, responsible for working on developing, implementing and coordinating the Compliance Oversight program over first line Risk Owner (RO) activities ... York, United States of America **Hours:** 40 **Line of Business :** Compliance **Pay Detail:** $110,000 - $135,000...Officer will also support other aspects of the Core Compliance program as needed. ** Compliance Oversight… more
- Capital One (New York, NY)
- Senior Manager , Technology Change Risk Oversight Capital One is one of the fastest growing organizations in the world today, powered by our passion for our ... independent tests of our security and technology risk. Our business leaders must make technology decisions constantly. TRM makes...advice and to deliver high-impact results. As the **Senior Manager , Technology Change Risk Oversight ** you will… more
- BMO Financial Group (New York, NY)
- …options, and complex derivatives. The role demands proactive engagement with the business , emphasizing the need for a challenger mindset rather than passive ... and mitigate risks within the market environment. Provides market risk oversight , monitoring, and reporting for equity derivative portfolios. Develops and monitors… more
- American Express (New York, NY)
- …the mid-to-long term. **How will you make an impact in this role?** The Senior Manager , Amex Offers Oversight & Excellence sits within the Amex Offers Digital ... American Express. Membership Portfolio Services, within our US Consumer Services Business , is responsible for developing and scaling several growing businesses that… more
