- Citigroup (New York, NY)
- …presentations to update senior management and various governance committees on AML & ABC developments, emerging risks, control issues and/or enhancements. + ... **Overview:** The Treasury and Trade Solutions (TTS) Global In-Business AML and ABC Risk Head is a...and the ICG Financial Crime Risk team to share control best practices and manage AML and… more
- Citigroup (New York, NY)
- …groups or participation in public / private partnership initiatives. Serve on the AML Governance and Business Risk Committee (GBRC) and participate in Business ... of AML risks which complies with applicable AML laws and regulations. **Role** The Global Head...team, this person will liaise with regulators on critical AML issues, participate in key governance forums,… more
- TD Bank (New York, NY)
- …Crime Risk Management Group, Market Compliance, Operations and Governance and Control to ensure compliance with AML mandates and regulatory requirements. ... risk ensuring appropriate controls are in place, update procedures, and escalate to the Head of AML , as applicable. + Provide AML /sanctions advisory services… more
- TD Bank (New York, NY)
- …years of experience **Preferred Qualifications:** + 3 years experience working in a governance or AML type background + PowerPoint Skills are a plus **Customer ... Accountabilities:** + Oversees a function of enterprise AML Program professionals providing oversight and control related advisory services to GAML partners +… more
- Scotiabank (New York, NY)
- …Works collaboratively with key stakeholders, including other Compliance functions, Internal Control , Regulatory Relations, Legal, Risk Management, and AML ... Director, SCUSA CCO, Head of Broker Dealer & Corporate Functions Compliance...US Compliance program and a Compliance representative in other governance forums, including the SCUSA Management Committee. + Understands… more
- Adecco US, Inc. (New York, NY)
- …other illicit financial activity risks while aligning with the Bank's BSA/ AML /OFAC Compliance Program, Risk Governance Framework, and regulatory requirements. ... The incumbent assists the Deputy Chief BSA Officer and Head of FLU BSA/ AML and Compliance Oversight,...parties for short-term financing. + Maintain and update customer control questionnaire in the Risk Assessment Engine + Conduct… more
- Citigroup (New York, NY)
- …assigned products in managing both inherent and residual risks and executing related control responsibilities as a First Line of Defense function. This is a ... including TTS LMS product managers, In-Business Risk partners, Regulatory and Control teams, TTS Partner teams (Operations and Technology, Onboarding , Sales,… more
- Citigroup (New York, NY)
- …and ultimately help them achieve their goals. The Client Risk Assessment and Control Design Managing Director will be responsible for leading a senior team that ... with front line teams across client segments. This role will report to the Head of Wealth Controls and Enterprise Risk Management. **Key Accountabilities** + Lead a… more
- Scotiabank (New York, NY)
- …data warehouses, and interfaces, including AML transformation programs and data governance audits with support from Head Office IT audit teams. Apart ... scope and overall opinion. Completes workpapers timely, ensures internal control weaknesses are clearly documented with recommendations addressing the root… more