- SMBC (New York, NY)
- …for financial and risk management topics in connection with regulatory engagements including regulatory examinations, routine continuous monitoring meetings, ... and relationship management, collaboration and influencing skills. + Understanding of financial markets and regulatory requirements for banking business. +… more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is… more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of...risk factors and to identify solutions. . Knowledge in regulatory framework in region and fully versed in internal… more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is… more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of...reviews. + Ensure all vendors meet internal policies and regulatory requirements before engagement in a timely manner. (eg,… more
- NatWest Markets (Stamford, CT)
- Vice President - Market Risk Closing date for applications: 26/01/2026 LocationStamford,United States Job typePermanent Contract typeFull Time \#R-00268422 Our ... other functions to enact changes to keep the businessoperatingwithin regulatory guidelines. Requirements: Must have aBachelor's Degree in Business Administration,… more
- SMBC (New York, NY)
- …portfolio of benefits to its employees. **Role Description** SMBC is seeking a Vice President to lead the ongoing enhancement of credit risk identification ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...identify, measure, assess, and manage potential credit risks. The Vice President will collaborate with senior leadership,… more
- BMO Financial Group (New York, NY)
- …advisory services to clients around the world. #bmocapitalmarkets The Vice President will work directly with the Director, Regulatory Engagements (OCOO) and ... risk management culture across all areas of BMO Capital Markets. Additionally, the Vice President will ensure that risks and issues are escalated appropriately… more
- Citigroup (New York, NY)
- …questions, concerns and direction. The Regulatory Communications, Advisory & Management Senior Vice President (for EDO) reports to the Data Regulatory ... + ** Regulatory Knowledge:** Strong understanding of the overall regulatory environment impacting financial services and previous experience working… more
- TD Bank (New York, NY)
- …REQUIREMENTS** + University degree or equivalent + CFA or FRM designation an asset The Vice President , Change Delivery - TDS is aligned with the TDS Delivery ... to new heights. Job Description: The TD Securities US Regulatory Management & Remediation team is responsible for the...+ Establishing and managing resource plan, issues, risks and financial plans to support the roadmap. + Anticipating issues,… more
- JPMorgan Chase (New York, NY)
- …control experience is a bonus. + Strong working knowledge of US/global financial services and regulatory landscape. + Client-facing experience, preferably with ... + Ability to create and execute a vision for ongoing innovation in regulatory services. JPMorganChase, one of the oldest financial institutions, offers… more
- MTA (New York, NY)
- …are in place to comply with federal grant requirements and obtain necessary regulatory approvals. The Assistant Vice President , Commercial Executive will ... Assistant Vice President Commercial Executive (Interborough Express)...a policymaking position must file an Annual Statement of Financial Disclosure (FDS) with the NYS Commission on Ethics… more
- JPMorgan Chase (New York, NY)
- …Execution Product team to lead product management initiatives in algorithmic trading. As a Vice President in the Futures Execution Product team, you will play a ... impact in the world of futures trading. As a Vice President in the Futures Execution Product...of product usage and trading performance, ensuring adherence to regulatory requirements, and maintaining a strong knowledge of futures… more
- MUFG (New York, NY)
- …recruitment team will provide more details. **Job Summary:** The Assistant Vice President role within the Global Financial Crimes Internal Audit function is ... external audit or risk management experience and/or equivalent experience with the financial services industry, related markets, and related regulatory agencies.… more
- SMBC (New York, NY)
- …in various transactions with financial institutions in the Americas. The Vice President 's main responsibility entails the review of credit applications ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...to its employees. **Role Description** SMBC is seeking a Vice President in the Credit Department with… more
- JPMorgan Chase (New York, NY)
- As a Vice President in the Financial... models, specific to the Banking industry, to assess regulatory capital health, debt capacity, impact from M&A, as ... well as the effect of different capital structures on financial health. + Conduct industry research and analyze comparable...Skills:** + Over 6 years of experience in the financial industry, with a strong preference for experience in… more
- BMO Financial Group (New York, NY)
- BMO's Financial Institutions Group (FIG) is hiring a Vice President to join its P&C Investment Banking team in New York. You will provide a combination of ... relationships with internal/external stakeholders + Monitors client, client industry, and regulatory agencies for potential changes that may impact client portfolio… more
- AON (New York, NY)
- Senior Vice President - Global Benefits Consultant Are you a Global Benefits (GB) expert interested in a great career opportunity that offers diversified ... helping our colleagues and clients succeed. What the day will look like The Senior Vice President - Global Benefits Consultant will report to the Global Benefits… more
- Wells Fargo (New York, NY)
- …Credit Sales & Trading. **About this role:** Wells Fargo is seeking an Equity Research, Vice President - Software. Learn more about the career areas and lines of ... internal stakeholders and our institutional investor client base via consistent dialogue. The Vice President will build strong relationships not only with Equity… more
- BMO Financial Group (New York, NY)
- …advisory services to clients around the world. #bmocapitalmarkets We are hiring for a Vice President or Director to join the Interest Rate Derivatives Trading ... making - In-depth / Expert. The salary will be USD $250,000.00 for the Vice President level or $275,000 for the Director level. **Salary:** **Pay Type:**… more
