- Bloomberg (New York, NY)
- Electronic Trading Sales, Account Manager - Bloomberg Financial Solutions **New York, NY** Posted Jun 13, 2024 - Requisition No. 125927 Bloomberg is a global ... **What's the role?** As a Fixed Income ETS Account Manager , you will be responsible for managing and growing...to learn relevant aspects of regulatory, market structure and compliance impacts to electronic trading + Knowledge… more
- Bloomberg (New York, NY)
- Electronic Trading Sales (ETS) Account Manager , Enterprise Sales - Bloomberg Financial Solutions **New York, NY** Posted Apr 12, 2024 - Requisition No. 124540 ... understanding of the impact of regulation, market structure and compliance on electronic trading + Good understanding of the eFX vendor competitive landscape… more
- BMO Financial Group (New York, NY)
- …around the world. #bmocapitalmarkets Provides a markets-based suite of sales and trading solutions to Institutional, Corporate, and Retail clients. Offers a full ... provide liquidity to BMO's Leveraged Credit Platform investor base + Generate secondary trading revenue and prudently manage balance sheet risk by working with BMO… more
- TD Bank (New York, NY)
- …liquidity while understanding potential trade-offs between risk and return + Ensures the compliance of the Non- Trading Market Risk and Liquidity Risk management ... Director to join our team who will focus on Non- Trading Market Risk (or Interest Rate Risk on Banking...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- JPMorgan Chase (New York, NY)
- …functions to promote consistent operational risk practices and Control programs. As a Control Manager - NA Rates Trading - Associate, you will be responsible for ... management capabilities across a full spectrum of linear and non-linear trading products. **Job Responsibilities** + **Oversight and Governance -** In partnership… more
- BMO Financial Group (New York, NY)
- …**Position Description** We have the unique opportunity for a VP/Director, Commodities Trading to join our Energy group in North America. The broad mandate ... change within the business unit. **Group Overview** The Commodities Trading group is a team within Global Markets' Global...& Legal + Market Risk + Client Onboarding + Compliance **Compensation and Benefits:** $250,000 - 275,000 USD **Salary:**… more
- JPMorgan Chase (Jersey City, NJ)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging...a Vice President on our Market Risk Average Daily Trading Volume (ADTV) Analytics team, you will be responsible… more
- Bank of America (New York, NY)
- Compliance & Op Risk Manager - EQ/Futures New York, New York;Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose ... improvements in venue and product coverage by comparing transactional data from trading systems to surveillance alert generation. + Serve as technical liaison for… more
- Scotiabank (New York, NY)
- Senior Manager , Compliance Testing **Requisition ID:** 200274 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a guideline ... to FINRA related regulations and branch examinations. + Experience/background in compliance applicable to broker-dealer, institutional trading & sales,… more
- Scotiabank (New York, NY)
- Manager , Compliance Testing **Requisition ID:** 200276 **Salary Range:** 85,700.00 - 159,100.00 _Please note that the Salary Range shown is a guideline only. ... should involve compliance testing or audit. + Experience/background in compliance applicable to broker-dealer internal inspections, institutional trading &… more
- Citigroup (New York, NY)
- …serve. The breadth, depth, and strength of our underwriting, sales and trading , and distribution capabilities span asset classes and currencies, sectors and ... the business including leading critical control initiatives to mitigate risk in Trading , Financial Crimes and Conduct while ensuring strong governance to measure,… more
- Bloomberg (New York, NY)
- Product Manager - Credit Markets **New York, NY** Posted May 28, 2024 - Requisition No. 125634 Bloomberg Trade Order Management System (TOMS) is an industry leading, ... comprehensive fixed income and derivatives solution for the trading community. For sell-side firms, Bloomberg Trade Order Management Solutions (TOMS) delivers… more
- Bank of America (New York, NY)
- Equities Compliance and Operational Risk Manager New...+ Experience as an advisor to a sales and trading business + ability to lead projects and drive ... job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line...change with senior business leaders The C&OR Manager proactively engages with other C&OR officers, including horizontal… more
- Bank of America (New York, NY)
- Global Markets Risk Manager New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives better through ... distributing the market risk reports, and interfacing with the trading desk and other risk and support groups (ie,... desk and other risk and support groups (ie, Compliance , Finance, Operations, etc.). This job is responsible for… more
- TD Bank (New York, NY)
- …and market structure preferred * Significant experience in providing legal, regulatory or compliance advice to Equity Sales & Trading Business * Strong knowledge ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $190,000 - $225,000 USD TD is...and Exchange traded Equities, Options and electronic sales & trading . This role will support the integration of a… more
- Citigroup (Jersey City, NJ)
- Serves as a Control Room Manager within Citi's Independent Compliance Risk Management (ICRM) function responsible for establishing internal strategies, policies ... effective implementation of controls to mitigate insider dealing risk, providing Compliance advice and guidance related to associated regulation and internal… more
- Bank of America (New York, NY)
- Global Markets Risk Manager (VP) - Mortgages and Securitized Products New York, New York **Job Description:** At Bank of America, we are guided by a common purpose ... stress testing, designing limit frameworks and interfacing with the trading desk and other risk and support groups (ie,... desk and other risk and support groups (ie, Compliance , Finance, Operations, etc.). This position is in the… more
- JPMorgan Chase (New York, NY)
- The Digital Markets Business Manager will provide end-to-end support in driving a number of key initiatives across crucial Digital Markets and E- trading ... to execute and implement on business strategy. As a Digital Markets Business Manager within our Business Management team, you will provide end-to-end support in… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Surveillance team responsible for the design, implementation, and ... portfolios including trade surveillance, e-communications and voice surveillance, employee trading , outside activities surveillance, and information barrier surveillance. **Responsibilities:**… more
- Bank of America (New York, NY)
- …C/C++, Java, python . Familiarity with one of the following areas - Trading , Consumer Banking, Wealth Management, Transaction Banking, Compliance Surveillance . ... Market Behavior Modeling Research Risk Analysis Sr. Manager Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are guided by a… more