- MUFG (New York, NY)
- …manner commensurate with our risk profile; + Participating in global and regional financial crimes compliance governance forums; + Supporting Senior ... other critical activities as directed by the Managing Director, Head of Financial Crimes Office...+ Escalating AML issues in accordance with the Global Financial Crimes Compliance Escalation and… more
- Wells Fargo (New York, NY)
- …are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance ), which includes ... a complex matrix of internal stakeholders, including coverage teams, risk, compliance , operations, and executive leadership. + Drive alignment and adoption across… more
- American Express (New York, NY)
- … Officers, Subject Matter Regulatory Experts (such as Fair Lending, UDAAP, Privacy and Financial Crimes ), and Compliance Program Teams (such as Compliance ... role will lead an organization of line of business compliance officer teams and report to the Head...means caring for you and your loved ones' physical, financial , and mental health, as well as providing the… more
- Marex (New York, NY)
- … team is a second line function that works to mitigate risks related to financial crimes and criminal actors. The team partners with the business teams to ... on risk relevancy and possible SAR filing to the Head Transaction Monitoring and Investigations Americas. They are also...they participate in projects and help build out the Financial Crime Compliance function at Marex, building… more
- SMBC (Jersey City, NJ)
- …a competitive portfolio of benefits to its employees. **Role Description** Within the Financial Crimes Prevention Unit, the Financial Intelligence Unit (FIU) ... process for sharing information with relationship managers, external entities, head office and other branches or subsidiaries. + In...+ 5 to 7 years of specialized experience in Financial Services Compliance . + CAMS or CFE… more
- SMBC (Jersey City, NJ)
- … Financial Services + Experience should be in financial crimes consulting, project management or back-office/ compliance operations. 5 years in management. ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...of benefits to its employees. **Role Description** Within the Compliance Operations Department, the KYC Advisory & Controls Vice… more
- SMBC (Jersey City, NJ)
- …of benefits to its employees. **Role Description** Within the Financial Crimes Prevention Unit, ("FCPU"), the Sanctions Compliance Team ("SCT") manages ... a list update + Escalates to, and works, with Head Office to identity and resolve potential source file...Experience: 5 to 7 years of specialized experience in Financial Services Compliance , Payment System or Money… more
- American Express (New York, NY)
- …impact, and together, you will help us define the future of American Express. Global Financial Crimes Compliance (GFCC) is an organization within Global Risk ... & Compliance (GRC) and is responsible for leading the enterprise-wide...This Manager Assistant position will report to the Global Head of Sanctions and Cross-Border Risk and play a… more
- Wells Fargo (New York, NY)
- …are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance ), which includes ... it here.** At Wells Fargo, we're more than a financial services leader - we're a global trailblazer committed...Equities Subject Matter Expert (SME) will report to the Head of Trade Surveillance SMEs and will be responsible… more
- American Express (New York, NY)
- …Credit Risk, Model Risk, Market, Capital & Liquidity Risk, External Fraud Risk, and Financial Crimes Decision Science & Analytics CoE, across all business units, ... us define the future of American Express. The Global Risk & Compliance Organization ("GRC") independently oversees the company's risk-taking and risk management… more