• Head of Securities Operations

    SMBC (New York, NY)
    …Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC Rail Services LLC, Manufacturers Bank, JRI America, Inc., ... an aggressive growth strategy inclusive of striving to attain primary dealer status. Securities Operations within Nikko America is responsible for the timely and… more
    SMBC (06/19/24)
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  • Securities Services

    JPMorgan Chase (Brooklyn, NY)
    …risk and extend liquidity in markets around the world. **Job Description** The Securities Services Operations Finance Management team are looking for a ... is a global leader across investment banking, wholesale payments, markets and securities services . The...role of managing the financials and headcount for Custody Operations . The successful candidate will work closely with the… more
    JPMorgan Chase (06/14/24)
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  • Senior Accountant\ Securities Brokerage

    Tradeweb (Jersey City, NJ)
    …+ 5+ years of experience in securities accounting and/or broker dealer operations within the financial services industry + Strong analytical and accounting ... department. The ideal candidate will have extensive knowledge of broker dealer operations , securities regulations, and financial reporting standards. You will be… more
    Tradeweb (05/04/24)
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  • Director, Compliance Advisory, Nikko…

    SMBC (New York, NY)
    …Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC Rail Services LLC, Manufacturers Bank, JRI America, Inc., ... clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's...to SMBC Nikko Securities Inc. and affiliate operations . + Understanding of the products, services more
    SMBC (05/17/24)
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  • Lead Institutional Investment Operations

    Wells Fargo (New York, NY)
    …within our Tax Operations team as part of Corporate and Investment Banking Operations . The Wells Fargo CIB Securities Tax Operations team leads global ... 2024 **Corporate & Investment Banking ("CIB")** delivers a comprehensive suite of capital markets , banking, and financial products and services . As a trusted… more
    Wells Fargo (06/09/24)
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  • VP, Canadian Specialty Sales

    Raymond James Financial, Inc. (New York, NY)
    …institutional equity sales & sales trading. * Principles of banking and finance and securities industry operations . * Financial markets and products. * ... advising clients on investment opportunities and recommending buying and selling of securities . Regular contact with internal and external customers is required to… more
    Raymond James Financial, Inc. (06/01/24)
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  • Corporate Access Originator (VP or Director)

    Raymond James Financial, Inc. (New York, NY)
    …used in the securities industry. * Principles of banking and finance and securities industry operations . * Financial markets and products. **Skill in** * ... meeting support, administrative and operational support and client reporting) to sustain Service 1st in order to build client loyalty and satisfaction. * Develops… more
    Raymond James Financial, Inc. (04/27/24)
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  • FSI Sr Account Executive, Capital Markets

    Amazon (New York, NY)
    …to engage and service customers? Are you passionate about the Capital markets industry, and using technology to solve business problems that have big customer ... Description As a Senior Enterprise Account Manager, Capital Markets , you are driving digital transformations through effective engagement with C-level executives,… more
    Amazon (06/04/24)
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  • FI Analyst, Securitized Products Trading

    Raymond James Financial, Inc. (New York, NY)
    …used in the securities industry. * Principles of banking and finance and securities industry operations . * Financial markets and products. **Skill in:** ... * Problem solving and the ability to think independently sufficient to market ideas, services and products to our brokers and clients. * Operating standard… more
    Raymond James Financial, Inc. (05/29/24)
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  • Trust Officer

    Raymond James Financial, Inc. (New York, NY)
    …in the securities industry. * Principles of banking and finance and securities industry operations . * Financial markets , products, financial advisory ... seminar events. * Answers general Financial Advisor inquiries regarding estate planning, trust services , estate taxes and other relevant topics. * May lead the work… more
    Raymond James Financial, Inc. (05/01/24)
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  • Senior Administrative Assistant - Investment…

    Raymond James Financial, Inc. (New York, NY)
    …* Basic principles of banking and finance and securities industry operations . * Advanced terminology of financial markets and products. **Skill in:** ... provide a wide variety of administrative and staff support services to a manager or group of managers within...information to internal or external customers to sell or service products. **Essential Duties and Responsibilities:** * Oversees and/or… more
    Raymond James Financial, Inc. (06/05/24)
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  • Vice President - US Domestic Payments - Global…

    TD Bank (New York, NY)
    …**Who We Are** TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional clients who choose ... States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $150,000 - $200,000 USD TD is...and transformational change agent, bringing new US Domestic payment services to market by leading the delivery… more
    TD Bank (06/11/24)
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  • Compliance Officer, Park Avenue Securities

    Guardian Life (New York, NY)
    …platform and diversified product portfolio + Strong working knowledge of the securities industry, the products and services offered through broker-dealers, field ... The Chief Compliance Officer of Park Avenue Securities (PAS) will be responsible for representing the...to the Vice President, Chief Compliance Officer for Individual Markets , who is a member of the Individual … more
    Guardian Life (04/05/24)
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  • Institutional Securities Group (ISG)…

    Morgan Stanley (New York, NY)
    …financial services firm providing a wide range of investment banking, securities , investment management and wealth management services . The Firm's employees ... more than 1,200 offices in 43 countries. As a market leader, the talent and passion of our people...Legal and Compliance Division provide a wide range of services to our business units. They might help to… more
    Morgan Stanley (05/24/24)
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  • Vice President - Accounts & Liquidity - GTB, TD…

    TD Bank (New York, NY)
    …**Who We Are** TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional clients who choose ... as part of a cross-functional team including engineering, origination, risk management, operations & business services , and legal. **Job Responsibilities** +… more
    TD Bank (06/13/24)
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  • Analyst - Global Trade Finance, TD…

    TD Bank (New York, NY)
    …**Who We Are** TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional clients who choose ... States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $95,000 - $110,000 USD TD is...tier organizations. We offer innovative solutions and treasury advisory services on large and complex liquidity, payments, and trade… more
    TD Bank (06/05/24)
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  • QMA Senior Quantitative Strategist, TD…

    TD Bank (New York, NY)
    …**Who We Are** TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional clients who choose ... to provide expert advice and counsel in system planning, performance, integration, operations and development. Due to continuing business growth, we are looking to… more
    TD Bank (06/18/24)
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  • Treasury & Mortgage Markets Principal

    Federal Reserve System (New York, NY)
    …. It transacts in these markets to fulfill monetary policy directives through open market operations and other essential operations such as System Open ... Markets Group is to: + Implement domestic open market and foreign currency operations in a...Mortgage Markets Principal:** + Plan and execute operations in Treasury securities and agency mortgage-backed… more
    Federal Reserve System (06/18/24)
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  • Executive Assistant - US Region Head, TD…

    TD Bank (New York, NY)
    …**Who We Are** TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional clients who choose ... of a Senior Executive and requires comprehensive knowledge of executive operations , policies, practices and personnel + Coordinates and facilitates high-level… more
    TD Bank (06/18/24)
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  • Credit Underwriting, Senior Analyst - Asset Backed…

    Citigroup (New York, NY)
    …within Citi's Institutional Credit Management ("ICM") Credit Underwriting Asset Backed Securities ("ABS") team works with senior Underwriters and the ABS business ... securitization transactions financed primarily through the asset-backed commercial paper market . The Analyst supports senior Underwriters in reviewing terms,… more
    Citigroup (06/05/24)
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