- JPMorgan Chase (Jersey City, NJ)
- …striving to be best-in-class. As an Employee Conduct Senior Associate supporting the Global Anti-Corruption Compliance (GACC) and Government Engagement ... and anti-corruption laws. You will be a part of the firm's Global Employee Compliance and Conduct organization, providing compliance coverage in relation… more
- TD Bank (New York, NY)
- …new industry standards. US Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as described in ... across the organization to manage and mitigate regulatory compliance and conduct risks; Contribute to growth,...in the area specified as required. **Job Summary:** The Senior Manager, Compliance Business Oversight manages and… more
- Teva Pharmaceuticals (Parsippany, NJ)
- Senior Director, Compliance & Ethics, Global R&D Date: Jun 10, 2025 Location: Parsippany, United States, New Jersey, 07054 Company: Teva Pharmaceuticals Job Id: ... your day** + Provide coaching, education and guidance to senior R&D executives to enable them to more effectively...policies, SOPs, work instructions, eg, Teva Global Code of Conduct , Global R&D and US Commercial Compliance … more
- CDM Smith (Jersey City, NJ)
- …ID:** 41640BR **Business Unit:** COR **Job Description:** CDM Smith is seeking a Senior Data Privacy and IT Compliance Specialist to join our Corporate ... clients. * Perform other duties as assigned. \#LI-LP1 \#LI-REMOTE **Job Title:** Senior Data Privacy and IT Compliance Specialist **Group:** COR **Employment… more
- Marex (New York, NY)
- …information visit www.marex.com (http://www.marex.com/) Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will provide ... in ensuring that all activities are conducted in accordance with the law. Compliance Officers monitor transactions, conduct regular audits, train employees on… more
- Marex (New York, NY)
- …services. For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will provide ... in ensuring that all activities are conducted in accordance with the law. Compliance Officers monitor transactions, conduct regular audits, train employees on… more
- Teledyne (New Brunswick, NJ)
- …Border Services Agency ("CBSA") as required. + Conduct regular customs compliance training for senior management, engineers, scientists, shipping, sales and ... expertise with exceptional management, communication, and collaboration skills. The Senior Customs Compliance Manager will support Teledyne business units… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) focused on the **Prime Brokerage and ... with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating… more
- Scotiabank (New York, NY)
- Compliance Testing Senior Manager, Swap Dealer and Derivatives Compliance **Requisition ID:** 220508 **Salary Range:** 117.400,00 - 224.700,00 _Please note ... future! **Purpose** Contributes to the overall success of GBM&T Compliance Testing team and Swap Dealer and Derivatives ...Members of the testing team will be assigned to conduct testing with respect to these business activities. **What… more
- Blue Foundry Bank (Parsippany-Troy Hills, NJ)
- … employee referral bonus; and educational reimbursement. Position Summary The Senior Compliance Analyst is responsible for supporting and overseeing the ... regulatory risks, recommending corrective actions, and enhancing the organization's overall compliance framework. Additionally, the Senior Compliance Analyst… more
- JPMorgan Chase (New York, NY)
- …Management Senior Officer within the JPM Wealth Management team and the Compliance Conduct and Operational Risk (CCOR) organization, you will be responsible ... Surveillance teams in promoting our global program and its responsibilities + Conduct ongoing compliance monitoring activities and participate in special… more
- BMO Financial Group (New York, NY)
- …+ Accesses, monitors and reports on sensitive Bank, customer, transactional and employee information to ensure compliance with regulatory requirements. + ... the office each week is the expectation Our team is growing its Fixed Income Compliance team in New York with a focus on FINRA and SEC broker-dealer requirements and… more
- Kyndryl (New York, NY)
- …our communities. **The Role** We are looking for an experienced, business-oriented Employee Experience Consultant to join our Kyndryl Consult team and help customers ... play a critical role in advising clients on how to improve Employee Experience, optimize device management strategies, and align digital workplace initiatives to… more
- JPMorgan Chase (New York, NY)
- …Capital & Advisory Solutions group, where you will leverage your expertise in Employee Stock Ownership Plan transactions to drive revenue and support our clients' ... **Job Summary:** As a Sr. Commercial Banker specializing in Employee Stock Ownership Plans (ESOPs) within the Capital &...Review legal documents on existing ESOP deals to ensure compliance . + Work with Associates to prepare detailed financial… more
- Scotiabank (New York, NY)
- …risk and compliance issues with the ability to communicate with senior personnel on detailed issues in business; + Drive analyses of operational risk ... Senior Manager, Business Risk Management US GTB **Requisition...to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk,… more
- TD Bank (New York, NY)
- …this role. **Line of Business:** Product Management **Job Description:** The Lockbox Senior Product Manager is responsible for overseeing the management of the ... Wholesale Lockbox, Retail Lockbox and Healthcare Lockbox products. The Lockbox Senior Product Manager oversees the end-to end management of assigned Lockbox… more
- TD Bank (New York, NY)
- …operational and regulatory risk by complying with Bank and industry Code of Conduct ** Employee /Team Accountabilities:** + Participates fully as a member of the ... rapidly growing) worth of payments daily. **Position Overview:** This position is for a ** Senior Test / QA Analyst** in our Payment and Deposits Solutions team and… more
- WSP USA (New York, NY)
- This Opportunity WSP is currently initiating a search for a Senior Construction Project Manager for our New York, New York office. Be involved in projects with our ... growing organization that meets our client's objectives and solves their challenges. Senior Construction Manager to lead the Project Management Consultants CM team… more
- Scotiabank (New York, NY)
- …day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but not ... Senior Manager, Regulatory Relations Group **Requisition ID:** 222217...to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the… more
- Gilead Sciences, Inc. (Brooklyn, NY)
- …Business Conduct and the Office of the Inspector General's Compliance Program Guidance for Pharmaceutical Manufacturers Customer Engagement & Reporting: * ... Leadership & Ethical Conduct : Demonstrated ability to lead by example in compliance and ethical behavior. * Autonomy & Initiative: A self-starter who can work… more