- Truist (Charlotte, NC)
- …Shift:** 1st shift (United States of America) **Please review the following job description:** The Business Unit Risk Specialist engages with Business ... Internal/External Loss Events, KRIs, etc.) for high complexity areas within the Business Unit . Provide risk advice and influence to assigned Business… more
- Wells Fargo (Charlotte, NC)
- …identification and escalation, as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance ... **About this role:** Wells Fargo is seeking a Lead Business Accountability Specialist (Vice President) for our...and capacity controls **Required Qualifications:** + 5+ years of risk management, business controls, quality assurance, … more
- Bank of America (Charlotte, NC)
- Compliance & Operational Risk Specialist - Trade Surveillance Charlotte, North Carolina **To proceed with your application, you must be at least 18 years of ... be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/Compliance Operational- Risk - Specialist Trade-Surveillance\_25040545-2) **Job Description:** At Bank of… more
- TD Bank (Charlotte, NC)
- … Risk Specialist provides a comprehensive and diverse range of risk management expertise to business leaders. Leads and supports the implementation of ... you more specific details for this role. **Line of Business :** Risk Management **Job Description:** The Group...and participates in knowledge transfer within the team and business unit + Keeps current on emerging… more
- TD Bank (Charlotte, NC)
- …a portfolio of governance and control activities for moderately complex or high- risk business or functional area and implements policies/processes and/or ... preferred + 7+ years of relevant experience + Advanced business understanding and knowledge of risk and...a SME and participates in knowledge transfer within the team/ business unit + Keeps current on emerging… more
- Wells Fargo (Charlotte, NC)
- …identification and escalation, as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance ... **About this role:** Seeking a Lead Business Accountability Specialist to join our...leaders within the BSA/AML Transformation team, Control, and Independent Risk Management (IRM) partners, Legal and other business… more
- Wells Fargo (Charlotte, NC)
- …identification and escalation, as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance ... role:** Wells Fargo is seeking a Senior Supervisory Control Specialist to join our Client Relationship Group (CRG) within...develop and implement training plans within CRG to meet business objectives + Meet regularly with risk … more
- TD Bank (Charlotte, NC)
- …in own area and participates in knowledge transfer within the team and business unit + Keeps current on emerging trends/developments and grows knowledge ... support to Residential Lending, Small Business & Commercial, and/or Capital Market business lines and partner with the Compliance Unit Advisory teams to… more
- Duke Energy (Charlotte, NC)
- …Strong collaborative team member + Software such as MS Project/MS Office Suite, Business Objects, Maximo, Powerplan, EcoSys, Peoplesoft and Sword/ Risk connect. + ... Preferred Qualifications*Software such as MS Project/MS Office Suite, Primavera, Business Objects, Passport, PowerPlan, Emax, Peoplesoft* Risk management tools… more
- TD Bank (Charlotte, NC)
- …Provides leadership as a SME and participates in knowledge transfer within the team/ business unit + Keeps current on emerging trends/developments and grows ... field and knowledge of broader related areas + Senior specialist providing advisory services to executives, business ...one or more areas of expertise + Anticipates emerging business trends and regulatory/ risk issues as a… more
- Wells Fargo (Charlotte, NC)
- …identification and escalation, as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance ... this role:** Wells Fargo is seeking a Securities Operations Specialist as part of the Trade Settlement team within...office associates and client's transactions needs while adhering to business channel policies and procedures. . **In this role,… more
- Wells Fargo (Charlotte, NC)
- …identification and escalation, as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance ... **About this role:** Wells Fargo seeks a **Senior Institutional Investment Operations Specialist ** for **The Structured Products Group (SPG)** Team in **Corporate &… more
- Wells Fargo (Charlotte, NC)
- …identification and escalation, as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance ... Wells Fargo is seeking a Capital Markets Middle Office Specialist within the Commodities team as a part of...making sound risk decisions commensurate with the business unit 's risk appetite and… more
- Wells Fargo (Charlotte, NC)
- …identification and escalation, as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance ... role:** Wells Fargo is seeking an Institutional Investment Operations Specialist within the FX Account Maintenance team as a...making sound risk decisions commensurate with the business unit 's risk appetite and… more
- Wells Fargo (Charlotte, NC)
- …identification and escalation, as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance ... Specialist to join our Annuities and Insurance Supervision Unit within Wealth & Investment Management. Learn more about...Learn more about the career areas and lines of business at www.wellsfargojobs.com **In this role, you will:** +… more
- Wells Fargo (Charlotte, NC)
- …identification and escalation, as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance ... Wells Fargo is seeking a Senior Institutional Investment Operations Specialist within our Securities Tax Operations team as a...making sound risk decisions commensurate with the business unit 's risk appetite and… more
- Wells Fargo (Charlotte, NC)
- …identification and escalation, as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance ... role:** Wells Fargo is seeking an Institutional Investment Operations Specialist within the DTC Settlement Operations team as a...making sound risk decisions commensurate with the business unit 's risk appetite and… more
- Wells Fargo (Charlotte, NC)
- …identification and escalation, as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance ... Wells Fargo is seeking a Capital Markets Middle Office Specialist to join our Qualified Financial Contracts (QFC) Team...making sound risk decisions commensurate with the business unit 's risk appetite and… more
- Wells Fargo (Charlotte, NC)
- …identification and escalation, as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance ... this role:** Wells Fargo is seeking a Lead Equipment Finance Sales Specialist for our Transportation group covering North Carolina, South Carolina, Georgia, Florida… more
- Wells Fargo (Charlotte, NC)
- …identification and escalation, as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance ... a CIB Quantitative Strategist - Vice President (Lead Securities Quantitative Analytics Specialist ) in Corporate & Investment Banking. Learn more about the career… more