- TD Bank (Charlotte, NC)
- …is outlined in the general description below. **Job Summary:** The Compliance Governance & Operations Manager leads the development and implementation ... operations and in the design of a future-focused compliance program. This not just about implementing a new...appropriate. **Overview:** We are seeking a strategic and analytical Manager to join our Enterprise Regulatory Compliance … more
- TD Bank (Charlotte, NC)
- …section below as you consider this opportunity. **Job Summary:** The Compliance Governance & Operations Manager leads the development and implementation ... operations and in the design of a future-focused compliance program. This not just about implementing a new...internal groups + Leads development of team procedures and governance processes and advises the Compliance stakeholders… more
- TD Bank (Charlotte, NC)
- …promoting a culture of risk awareness throughout the organization. **Job Summary:** The Senior Compliance Governance & Operations Analyst provides a range of ... - both in day-to-day operations and in the design of a future-focused compliance program. This not just about implementing a new program - it's about creating a… more
- TD Bank (Charlotte, NC)
- …below as you consider this opportunity. **Job Summary:** The Senior Manager , Compliance Governance & Operations leads, develops and oversees a dynamic ... operations and in the design of a future-focused compliance program. This not just about implementing a new...regulatory controls management + Experience with regulatory Issue Management, Compliance Monitoring & Testing and governance of… more
- Truist (Charlotte, NC)
- …and governance to business regarding its control environment. Maintains operations , compliance and risk management dashboards. 3. Responsible for all ... of the geographies listed on the requisition. Drive operational strategy and governance for Small Business, ensuring risk management, compliance , and operational… more
- Fox Rothschild LLP (Charlotte, NC)
- …to business units, legal, compliance , and IT teams. **ESSENTIAL FUNCTIONS:** **Data Governance ** + Work closely with the Senior Manager , Digital Data ... As a member of the Information Services department, the Lead Analyst, Digital Data Governance & Compliance will drive and support our firm-wide electronic … more
- US Bank (Charlotte, NC)
- …of relevant financial service industry knowledge (eg, Credit, Models, Regulatory Compliance , Lending, Operations , Trust, Treasury, Merchant Acquiring, Credit ... from Day One. **Job Description** **Duties** + Supporting key CAS governance processes, including monitoring, and assigning policy stakeholder reviews, policy gap… more
- Truist (Charlotte, NC)
- …Audit Manager is responsible for ensuring audit projects maintain compliance with all organizational and professional ethical standards. **Please note - to ... States of America) **Please review the following job description:** Truist Senior Audit Manager is responsible for providing a leadership role in the delivery of… more
- Truist (Charlotte, NC)
- …line of defense, providing direction and guidance for aggregated oversight and governance for all risk types inherent in the regulatory reporting function. Following ... may change from time to time. 1. Support the regulatory reporting governance framework in the execution of enterprise, technology, operational, and compliance… more
- AIG (Charlotte, NC)
- …the way we help customers to manage risk. Join us as an IAM Senior Governance and Controls Analyst to play your part in that transformation. It's an opportunity to ... How you will create an impact The IAM Senior Governance and Controls Analyst will play a pivotal role...candidate will demonstrate a proven track record of delivering compliance -driven IAM projects, analyzing IAM processes and controls, or… more
- Wells Fargo (Charlotte, NC)
- …BSA/AML standards, CIP, and CDD requirements across all operational pillars. + Drive compliance with data governance frameworks and tools to maintain data ... + Demonstrated experience working closely with data engineering, analytics, governance , operations , and business leadership. Strong understanding of… more
- Xylem (Charlotte, NC)
- …to maintain robust trade governance and enable efficient, compliant global operations . The Manager ensures that the organization's policies and procedures ... through innovative and sustainable solutions. Job Summary: The Trade Compliance Manager leads Xylem's regional trade ...* Minimum 7-10 years of progressive experience in trade compliance or customs operations , with at least… more
- TD Bank (Charlotte, NC)
- …through expert objective guidance and independent challenge.** **In this position, the Compliance Manager will manage the regulatory change management process, ... operations and in the design of a future-focused compliance program. This not just about implementing a new...compliance risk and conduct risk.** **Job Summary:** The Compliance Business Oversight Manager provides advice, support… more
- Bank of America (Charlotte, NC)
- Compliance & Operational Risk Manager - Americas Control Room Manager New York, New York;Charlotte, North Carolina **To proceed with your application, you ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/ Compliance Operational-Risk- Manager Americas-Control-Room- Manager \_25038859-2) **Job Description:**… more
- TD Bank (Charlotte, NC)
- …and challenge related to their Compliance Management System programs. The Compliance Manager will lead important projects and functions that assist the ... operations and in the design of a future-focused compliance program. This not just about implementing a new...corporate oversight compliance risk management program. The Compliance Manager will have experience in implementing… more
- USAA (Charlotte, NC)
- …what truly makes us special and impactful. **The Opportunity** We are seeking a Compliance Risk Manager Senior with expertise in Life, Health, and Annuities, who ... for our business products, services, and processes. This role ensures that our operations align with regulatory requirements by implementing a robust compliance … more
- Regions Bank (Charlotte, NC)
- …to a line of business **Preferences** + Masters degree + Certified Regulatory Compliance Manager Certification (CRCM) **Skills and Competencies** + Ability to ... the system. **Job Description:** At Regions, the Business Unit Compliance Function Manager operates as a first,...and regulations and their impact on products, services and operations for a specific line of business + Oversees… more
- Celestica (Charlotte, NC)
- …and scale of a new program. **Detailed Description** The Channel Operations Manager will manage the operational efficiency and compliance of our global ... Remote Employee US **Summary** We're looking for a detail-oriented and analytical Channel Operations Manager to be the operational backbone of our worldwide… more
- Bank of America (Charlotte, NC)
- …and standardization in event handling and response. + Partner with DLP Engineering, Security Operations , and Governance , Risk & Compliance (GRC) teams to ... Data Loss Prevention Operations Response Manager Charlotte, North Carolina...handling, and overall DLP program maturity. + Ensure regulatory compliance with internal policies and external standards (eg, FFIEC,… more
- American Express (Charlotte, NC)
- …role?** American Express is seeking a dynamic and detail-oriented Technology and/or Cybersecurity Compliance Manager to join the First Line of Defense (1LOD) ... risks or regulatory updates. + Monitor and test key compliance controls in collaboration with operations and...procedures, and control descriptions. **Assurance:** + Prepare and deliver compliance metrics and risk reporting for governance … more