- Principal Financial Group (Charlotte, NC)
- …for developing and leading operational risk oversight activities for fund operations , shareholder services, fund accounting, and related in-house functions. The ... governance, and provide consistent, best-in-class oversight aligned to Board and regulatory expectations. This individual must bring deep expertise in **fund … more
- Bank of America (Charlotte, NC)
- Regulatory Reporting Operations Senior Professional Charlotte, North Carolina;New York, New York **To proceed with your application, you must be at least ... opportunities to learn, grow, and make an impact. Join us **Description:** The Regulatory Reporting Operations Senior Professional is part of the… more
- Truist (Charlotte, NC)
- …Foster relationships between Senior Financial Management leaders, peers, the regulatory reporting production team and applicable business partners to ensure ... potential issues, as applicable. 7. Manage certain activities and tasks performed by Regulatory Reporting Governance Analysts and Senior Analysts, as well… more
- Bank of America (Charlotte, NC)
- …goal of centralizing, standardizing and remediating (as necessary) regulatory reporting processes within NTCO NFRR Operations . We are therefore looking ... Global Markets Non-Financial Regulatory Reporting (GM NFRR) Operational Monitoring...and complex operational issues + Responsible for expense management, reporting and forecasting for operations areas managed… more
- Truist (Charlotte, NC)
- …business process inventory, including process maps with control points documented. Manage Regulatory Reporting Governance Senior Analysts and Analysts, as ... following job description:** Implementation, management and ongoing execution of the Truist regulatory reporting risk frameworks in alignment with second line of… more
- US Bank (Charlotte, NC)
- …level of the position posted._ We are seeking a detail-oriented and experienced Financial Reporting Senior Analyst to join a team responsible for preparing and ... of assets and liabilities, schedule of investments, statement of operations , statement of changes in net assets, statement of...the SEC in order to comply with GAAP and regulatory reporting requirements. + Ensure compliance with… more
- Bank of America (Charlotte, NC)
- …years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/AML-Refresh- Operations Senior -Business-Control-Specialist\_25042033) ... AML Refresh Operations - Senior Business Control Specialist...and liaises with internal partners to ensure proper client reporting and assist with regulatory reporting… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Institutional Investment Operations Specialist within our Securities Tax Operations team as a part of ... Corporate Investment Banking Operations . Learn more about the career areas and business...This resource will help the team handle the changing regulatory environment and the complexities on capital market products… more
- US Bank (Charlotte, NC)
- …(Swap Dealer Reporting , Volker Rule, Dodd-Frank), financial services, and regulatory trends that impact bank operations + Subject matter considerable ... our growing team of audit professionals within the Digital, Technology and Operations team. This position will support audit coverage of Corporate and Commercial… more
- TD Bank (Charlotte, NC)
- …oversight through management of the policy and training exemption governance and reporting processes to the Compliance Senior Executive Team (and related ... to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance...colleagues dedicated to setting new industry standards. The Compliance Regulatory Change Office (CRCO) supports TD business lines in… more
- TD Bank (Charlotte, NC)
- …for this role. **Line of Business:** Governance & Control **Job Description:** The Senior Governance & Control Specialist is the leading expert for a significant ... in a complex field and knowledge of broader related areas + Senior specialist providing advisory services to executives, business segment leaders and governs… more
- SMBC (Charlotte, NC)
- …to ensure contracts include appropriate terms, SLAs, protections, and regulatory compliance. + Foster inclusive and mutually beneficial vendor partnerships ... that support bank operations and customer experience. + Identify and implement process...experience. + Identify and implement process enhancements to improve reporting and workflow efficiency. **Qualifications and Skills** + Bachelor's… more
- TD Bank (Charlotte, NC)
- …**Compliance-wide frameworks, guidelines and standards for testing, monitoring, risk assessment, reporting and other activities** + **Internal Audit, regulatory ... team member has a chance to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program. This not just about… more
- TD Bank (Charlotte, NC)
- …management reports and/or forecasts + Drives continuous improvements to the regulatory reporting and forecasting processes, focusing on timeliness, accuracy, ... efficiency and automation + Drives continuous improvements to the regulatory reporting and forecasting processes, focusing on timeliness, accuracy, efficiency… more
- City National Bank (Charlotte, NC)
- …Bachelor's Degree or equivalent * Minimum 7 years of lending, compliance, and regulatory reporting . * Minimum 5 years of financial services experience ... *COMPLIANCE OFFICER SENIOR * WHAT IS THE OPPORTUNITY? The Compliance Officer...controls are in place to mitigate compliance risk. Maintaining regulatory change management, policies and procedures, training, and advisory… more
- USAA (Charlotte, NC)
- …Communicates capital and liquidity analysis and reporting to governance committees, senior management, regulatory bodies and the USAA Board of Directors. We ... and establishes contingency plans in partnership with key business stakeholders for reporting to senior management, governance committees, and the respective… more
- Truist (Charlotte, NC)
- …is a Senior role and key contributor to the Truist second line-of-defense (LoD2) Regulatory reporting and data testing team (RDT) team reporting to the ... testing (transaction testing) results and value-added recommendations that will influence senior management to improve data management and reporting enterprise… more
- USAA (Charlotte, NC)
- … (monthly, quarterly, and annually) on results for assigned area. Responsible for reporting results of operations to senior management. + Supports ... makes us special and impactful. **The Opportunity** The **VP, Senior Financial Officer (SFO) for Property & Casualty (P&C)**...insights and aligning with the broader business strategy and regulatory expectations. + Leads operations of the… more
- Wells Fargo (Charlotte, NC)
- …Technology, Independent Risk Management, Legal and Audit. + Establish, or contribute to, reporting to inform senior leaders of the progress made on strategic ... **About this role:** Wells Fargo is seeking a Senior Lead Business Execution Consultant to join the...Lead Business Execution Consultant to join the Shared Services Operations Strategy & Transformation (SSO S&T) - Critical Solutions… more
- American Express (Charlotte, NC)
- …**The Senior Manager, GABM Risk ID, Assessment, Testing & Reporting will:** + Provide additional identification of risks throughout business processes and ... the GABM Control Management Risk ID, Assessment, Testing and Reporting team is to identify, assess, mitigate, and report...within BU processes for GABM to ensure adherence to regulatory standards, Amex policy and enhance the BU's resilience… more
