- TD Bank (Charlotte, NC)
- …of Business:** Governance & Control **Job Description:** The Senior Governance & Control Specialist is the leading expert for a significant ... complex field and knowledge of broader related areas + Senior specialist providing advisory services to executives,...recommending action to senior management in the governance and control space **Shareholder Accountabilities:** +… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Supervisory Control Specialist to join our Client Relationship Group (CRG) within Wealth and Investment ... supervision are in adherence with regulatory, compliance and legal requirements. The Senior Supervisory Control Specialist understands the complexity,… more
- TD Bank (Charlotte, NC)
- …this role. **Line of Business:** Governance & Control **Job Description:** The Governance & Control Specialist manages a portfolio of governance ... and recommending action to senior management in the governance and control space **Shareholder Accountabilities:** + Ensures programs/policies/practices… more
- Bank of America (Charlotte, NC)
- AML Refresh Operations - Senior Business Control Specialist Charlotte, North Carolina;Jacksonville, Florida **To proceed with your application, you must be ... be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/AML-Refresh-Operations Senior -Business- Control - Specialist \_25042033) **Job Description:** At Bank… more
- The Hartford (Charlotte, NC)
- Information Security Senior Specialist - IS07EE We're determined to make a difference and are proud to be an insurance company that goes well beyond coverages ... team as we help shape the future. Technology Risk Senior Specialist We are looking for a...the First Line of Defense, dedicated to ensuring sound governance , oversight and execution of IT risk and controls… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo seeks a ** Senior Institutional Investment Operations Specialist ** for **The Structured Products Group (SPG)** Team in ... accelerates, so does the need to support our businesses and partners. The ** Senior Institutional Investment Operations Specialist ** will work to support complex… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Institutional Investment Operations Specialist within the DTC Settlement Operations team as a part of ... day-to-day operational activities + Assist with daily DTC settlement and fail control processing across domestic markets for all DTC-eligible product types + Provide… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Institutional Investment Operations Specialist within our Securities Tax Operations team as a part of ... Perform 1099 and 1042-S reporting tasks such as Quality Control review of tax reporting forms, assist with trial...sound risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well as making… more
- TD Bank (Charlotte, NC)
- …role. **Line of Business:** Risk Management **Job Description:** The Group Risk Specialist provides a comprehensive and diverse range of risk management expertise to ... are not considered models. The role will support the governance of Non-Model/EUC risk to the bank by executing...Non-Model/EUC risk to the bank by executing compliance and control testing to validate that Non-Models/EUC risks are managed… more
- Wells Fargo (Charlotte, NC)
- …thresholds, processes, and procedures + Lead enhancements to the electronic trading control framework and associated governance programs + Monitor real-time ... and support functions to guide automated trading strategies, implement robust control solutions, and ensure compliance with regulatory and venue rules. **About… more
- TD Bank (Charlotte, NC)
- …of findings identified in data integrity reviews which are provided to Senior Management across Business and Compliance Teams. Additionally, you will provide CRA ... and individual circumstances._ **Job Description Summary:** The Business Insights Specialist is responsible for conducting analyses on curated and/or aggregated… more
- Wells Fargo (Charlotte, NC)
- …this role:** Wells Fargo is seeking a Lead Equipment Finance Sales Specialist for our Transportation group covering North Carolina, South Carolina, Georgia, Florida ... transaction + Identify and recommend opportunities for process improvement and risk control development + Make decisions and resolve issues to meet business… more
- Truist (Charlotte, NC)
- …to provide data quality results and value-added recommendations that will influence senior management to improve data management and reporting. Review, analyze and ... and best practices for the Bank regarding design and structure of control frameworks. 2. Develop data testing procedures and templates for various Regulatory… more
- Regions Bank (Charlotte, NC)
- …consultative services to businesses, information technology groups, and cyber security senior leadership + Works closely with Enterprise Architecture and Application ... allow/deny rules, prompt templating, grounding policies, vector DB access control /rotation, query-time guardrails, and ensuring retention, lineage, consent, copyright… more
- TD Bank (Charlotte, NC)
- …assesses potential impacts + Coordinates with other Compliance partners and business governance and control partners to promote consistency in the application ... the lending activities of Wealth Banking.** **In this position, the Compliance Specialist will be supporting the Wealth Banking, TD Wealth Management Services, Inc… more
- Deloitte (Charlotte, NC)
- Cloud Security Architect - Senior Consultant Position Summary Are you interested in working in a dynamic environment that offers opportunities for professional ... Work you'll do Deloitte has an opening for a Cloud Security Architect ( Senior Consultant) The cloud security architect plays an integral role in defining and… more
- Capital One (Charlotte, NC)
- …elements to providing assurance on the effectiveness and efficiency of Capital One's governance , risk management, and internal control processes. + You possess a ... Principal Auditor (Experienced Senior Auditor), Financial Crimes Compliance Capital One's Audit...thinker who seeks to understand the business and its control environment. + You believe insight and objectivity are… more
- Capital One (Charlotte, NC)
- …elements to providing assurance on the effectiveness and efficiency of Capital One's governance , risk management, and internal control processes. + You possess a ... Principal Auditor (Experienced Senior Auditor) Corporate Compliance Audits (Hybrid) Capital One's...thinker who seeks to understand the business and its control environment. + You believe insight and objectivity are… more
- TD Bank (Charlotte, NC)
- … governance oversight through management of the policy and training exemption governance and reporting processes to the Compliance Senior Executive Team (and ... logs + Drafting and/or reviewing the sufficiency of a control + Presenting to very large audiences on a...as you consider this opportunity. **Job Summary:** The Compliance Governance & Operations Manager leads the development and implementation… more
- City National Bank (Charlotte, NC)
- …others' thinking or approaches in a constructive manner. Advises stakeholders on internal control and governance matters and conducts proactive and ongoing risk ... of testing performed, and effectively communicate audit results to the Audit Senior Manager/ Director and senior management in meetings, presentations, and/or… more