- SMBC (Charlotte, NC)
- …expert guidance on processes and control design, ensures effective assessment of technology risk across the broader operating environment, and supports ... & control assessments within 1LoD, working closely with Risk Management, Compliance , Internal Audit, and peer...of life risk , system development and acquisition risk . - In-depth understanding of Technology organizations… more
- SMBC (Charlotte, NC)
- …regulatory compliance , with a focus on key areas such as BCBS 239, Risk , Compliance , RWA, and Liquidity reporting. We are seeking an experienced and ... between the CDAO and key business and functional units-including Risk , Finance, Compliance , and the Front Office....- Strategic Partnership & Advisory Act as a trusted advisor to senior leaders across business and functional areas.… more
- USAA (Charlotte, NC)
- …what truly makes us special and impactful. **The Opportunity** As a dedicated Technical Risk & Compliance Advisor , you will provided independent second-line ... The advisor is responsible for delivering comprehensive compliance and risk management support to a...Proven ability to assess technical risks associated with new technology implementations + Prior experience in a first line… more
- PNC (Charlotte, NC)
- …as well as providing guidance and support to PNC Lines of Business, Support Areas, Risk Areas, and Technology as it relates to strategy and execution of the ... contribute to the company's success. As an AML Sanctions Advisor within PNC's KYC (Know Your Customer) Office, housed...Sanctions Program monitoring reviews. + Reviews AML and Sanctions compliance reports and related customer risk profiles.… more
- First Horizon Bank (Charlotte, NC)
- …and identify the full range of risks related to processes, regulatory compliance , organization, policy, and technology ; + evaluate control design adequacy ... planning frameworks. + Evaluate the design and effectiveness of internal controls, risk management practices, and regulatory compliance associated with Treasury… more
- Huntington National Bank (Charlotte, NC)
- …: Oversee portfolio performance, ensuring revenue growth and high utilization of treasury solutions + Risk Management & Compliance : Manage risk and ensure ... Description Job Summary: As a Treasury Management Advisor III - Corporate, you will play a pivotal role in driving the growth and success of our treasury management… more
- NTT DATA North America (Charlotte, NC)
- …position as a trusted advisor in the industry. Your expertise in technology -enabled risk management solutions will be instrumental in advancing our firm's ... trusted advisor and delivering tailored solutions that address specific risk management and compliance challenges. **Required Qualifications:** + Bachelor's… more
- Sedgwick (Charlotte, NC)
- …Work(R) Fortune Best Workplaces in Financial Services & Insurance Sr IT Security Advisor **PRIMARY PURPOSE OF THE ROLE:** To manage the implementation of security ... + Skilled in interpreting vulnerability findings, prioritizing remediation efforts using Real Risk Score and Threat Intelligence. + Ability to create and manage… more
- Huntington National Bank (Charlotte, NC)
- …Oversee portfolio performance, ensuring revenue growth and high utilization of treasury solutions + Risk Management & Compliance : Manage risk and ensure ... Description Job Description: As a Treasury Management Advisor III, you will play a pivotal role...Proven leadership and mentoring capabilities + Strong understanding of risk management and regulatory awareness + Certified Treasury Professional… more
- City National Bank (Charlotte, NC)
- …the financial services industry * Minimum 5 years of experience in risk management, technology risk management, compliance , or IT audit * Minimum 3 years ... and problem areas * Act as an internal advisor to business and corporate units regarding the ORM...financial services * Understanding of Risk Management/Operational Risk Management and Technology Risk … more
- Vanguard (Charlotte, NC)
- …oversight for AI Governance Standards and Implementation as it pertains to Compliance Risk + Experience with Cybersecurity, Privacy, and Information Security ... Compliance monitoring and testing program specific to Information Technology , Cybersecurity, and Generative AI implementations. It involves conducting advanced … more
- City National Bank (Charlotte, NC)
- …confidential thought partner, and act as sounding board to the Executive, Head of Technology Risk Manager (HTRM). The function will be integral in developing IT ... RISK STRATEGY* WHAT IS THE OPPORTUNITY? The Risk Strategy Manager will serve as trusted advisor...and serve as an extension of the Head of Technology Risk Manager, command meetings or discussions,… more
- USAA (Charlotte, NC)
- …Risk Oversight - Second Line of Defense** . This role sits within the Chief Risk Office for Technology . We offer a flexible work environment that requires an ... for this position _** The successful candidate will serve as a key advisor responsible for recognizing and reporting Information Technology (IT) and Information… more
- City National Bank (Charlotte, NC)
- …Qualifications* * Prior experience with developing or enhancing AI/GenAI and/or technology /operational risk programs, and executing on regulatory remediation ... *AI RISK GOVERNANCE LEAD* WHAT IS THE OPPORTUNITY? In...oversight of AI strategy. * Act as a trusted advisor and an effective challenger to business leaders on… more
- Wells Fargo (Charlotte, NC)
- …enterprise IT initiatives that impact the In House Agency + Work as an advisor to more experienced leadership to influence technology matters to develop programs ... + Set and maintain standards for servers, applications, access management and systems policy compliance for all In-House Agency technology + Engage with the … more
- Deloitte (Charlotte, NC)
- …portal, cloud for enterprise systems, agile resourcing models, risk , provision and compliance . Learn more about Deloitte Tax Technology Consulting . The wage ... someone who thrives in navigating the growing tax landscape through a technology lens and partnering with passionate professionals to help companies achieve their… more
- Electric Power Research Institute (Charlotte, NC)
- …Audit will lead the Institute's internal audit function, ensuring robust governance, risk management, and compliance across global operations. This role demands ... best practices. The Director will serve as a key advisor to Executive Management and the Audit Committee, providing...+ Advise senior leadership and the Audit Committee on risk exposure, control effectiveness, and compliance matters… more
- TD Bank (Charlotte, NC)
- …within the Bank's Risk Appetite + Supports the management of business and technology / cyber risk in compliance with Regulatory requirements + Provides ... + Brings a strong understanding of pertinent legal, regulatory, risk and governance landscape + Provides business, technology...class oversight and guidance in partnership with Segment CIOs, risk , legal & compliance partners + Meets… more
- Wells Fargo (Charlotte, NC)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- Wells Fargo (Charlotte, NC)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
