- Neuberger Berman (New York, NY)
- …delivery, anchoring data governance and operational enablement for the SMA business . Partnering with Portfolio Management, Legal/ Compliance , Technology, Sales, ... and implement continuous improvements that enhance model delivery, manager-traded account oversight , and business scalability. Responsibilities + Champion data … more
- Neuberger Berman (New York, NY)
- The Associate/ Senior Associate role will join Neuberger Berman's Investment Risk group in our New York office, supporting independent risk oversight for the ... as needed + Prepare presentation materials for reviews with portfolio managers, senior management and the firm's Investment Risk Committee + Collaborate closely with… more
- SMBC (New York, NY)
- …The Regulatory Governance Team is responsible for producing management reporting for senior business leadership, CPAD Senior Management, Risk Management, ... range of compliance and regulatory issues and works hand-in-hand with business /function partners to advise on compliance matters, frequently in real time… more
- Principal Financial Group (New York, NY)
- …consistent and transparent risk management processes. + Strong partnership and credibility with senior business leaders, Boards, and enterprise risk teams. + A ... the business toward proactive risk ownership-helping teams move from compliance -driven activities to a fully integrated operational risk discipline. + Provide… more
- Neuberger Berman (New York, NY)
- …updates, partnering closely with Middle Office, Custodians, Brokers, Technology, Compliance , and Risk. Responsibilities Include: + Provide dedicated operational ... across asset classes with end-to-end Aladdin ownership. + Serve as operational oversight of portfolio-level data and controls for Investment Teams and Traders within… more
- SMBC (New York, NY)
- …risks. Assess and respond to regulatory changes impacting the investment management business . Collaborate closely with legal and compliance colleagues across ... seasoned inhouse attorney to provide comprehensive legal coverage and oversight for its affiliated US investment adviser. This is...The position presents an opportunity to help build a business from the ground up, design and implement a… more
- Neuberger Berman (New York, NY)
- …Charles River, Eze) and investment workflows (trading, portfolio construction, compliance ). + Familiarity with investment guideline oversight , investment ... + Product leadership + Serve as the primary liaison between business stakeholders and engineering, translating complex requirements into clear, prioritized product… more
- Neuberger Berman (New York, NY)
- …Investment Risk group in our New York office, supporting independent risk oversight for the firm's Equity, Fixed Income, Alternatives, and Multi-Asset Class ... asset types) + Prepare presentation materials for reviews with portfolio managers, senior management and the firm's Investment Risk and Liquidity Committees + Solve… more
- RWE Clean Energy (White Plains, NY)
- …permanent** **Functional area:** Health, Safety & Environment **Remuneration:** Exempt The ** Senior HSSE Environmental Associate** will report to the Senior ... HSSE Environmental, and ensure that RWE Clean Energy (RWECE) maintains compliance with applicable environmental laws, regulations, and requirements. The Senior… more
- NatWest Markets (Stamford, CT)
- …booking systems and stress systems. Communicate risk management and analysis to the business and senior management to ensure risks are transparent for sound ... a VP, Market Risk for its Stamford, CT location. Duties: Second line risk oversight of trading and banking positions to prevent risk taking outside of the defined… more
- Port Authority of New York and New Jersey (Newark, NJ)
- …selected candidate will be responsible for the overall leadership and oversight of the planning, environmental review, procurement, and all other pre-construction ... the airport wide environmental review process to be in compliance with NEPA and to support the Program timeline....NEPA and to support the Program timeline. + Developing business and operating models for the proposed program in… more
- TD Bank (New York, NY)
- …and manage regulatory compliance risk and conduct risk;** **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective ... you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Why Work with...Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight … more
- TD Bank (New York, NY)
- … Oversight , TD Securities, US **Position Summary** The US FCRM TDS Business Oversight team supports TD Securities in developing, implementing, and maintaining ... and plays a key role within US FCRM TDS Business Oversight . **Primary duties include:** + Demonstrate...+ Proficiency with Microsoft Word, Excel and PowerPoint. The Senior Compliance Office provides advice, guidance and… more
- TD Bank (New York, NY)
- …manage regulatory compliance risk and conduct risk.** **Job Summary:** The Compliance Business Oversight Manager provides advice, support and objective ... and the US Wealth business in the implementation and execution of enterprise Compliance programs (ie, risk assessments, 2nd line oversight of business … more
- TD Bank (New York, NY)
- …with a team of enthusiastic colleagues dedicated to setting new industry standards. **The Compliance Business Oversight Manager manages the oversight of ... that can pivot quickly and adapt to changing priorities.** **Job Summary:** The Compliance Business Oversight Manager provides advice, support and objective… more
- MTA (New York, NY)
- Senior Associate, Office of Construction Oversight and Audit Job ID: 13002 Business Unit: MTA Headquarters Location: New York, NY, United States ... Date Posted: Sep 12, 2025 Description POSTING NO. 13002 JOB TITLE: Senior Associate, Office of Construction Oversight and Audit Services DEPT/DIV: Office… more
- TD Bank (New York, NY)
- …**Line of Business :** Financial Crime Risk Management **Job Description:** The Senior Financial Crime Risk Oversight Analyst provides a range of research, ... guidance, and business oversight to assigned portfolio, business...potential impacts + Coordinates with other AML/ATF/Sanctions/ABAC partners and business compliance partners to ensure consistency in… more
- Capital One (New York, NY)
- Senior Manager, Technology Change Risk Oversight Capital One is one of the fastest growing organizations in the world today, powered by our passion for our ... independent tests of our security and technology risk. Our business leaders must make technology decisions constantly. TRM makes...their advice and to deliver high-impact results. As the ** Senior Manager, Technology Change Risk Oversight ** you… more
- PNC (New York, NY)
- …contribute to the company's success. As a Quantitative Analytics and Model Consultant Senior within PNC's Market Risk Oversight organization, you will be based ... based in a PNC location. This role provides second-line oversight of Interest Rate Risk in the Banking Book,...portfolios. . Partner with Front Office, Finance, IT, Legal, Compliance , and other stakeholders. . Contribute to CCAR processes,… more
- TD Bank (New York, NY)
- …recruiter who can provide you more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US ... (M&T) Team, responsible for working on developing, implementing and coordinating the Compliance Oversight program over first line Risk Owner (RO) activities… more
