- SMBC (Jersey City, NJ)
- …SMBC's Compliance Department Americas Division ("CPAD") is seeking an Analyst for Compliance Monitoring and Testing . The Analyst is responsible for ... range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse...+ Serves as a tester for all facets of compliance monitoring and testing engagements.… more
- SMBC (Jersey City, NJ)
- …SMBC's Compliance Department Americas Division ("CPAD") is seeking a Compliance Monitoring and Testing Associate. The Associate-level position ... testing engagements is essential. **Role Objectives** + Supporting examiner-in-charge of Compliance Monitoring and Testing engagements. + Assists in the… more
- SMBC (New York, NY)
- …+ Policies and Procedures Management + Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and ... Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local… more
- SMBC (New York, NY)
- …Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local ... assisting the development of physical climate risk platform, climate stress testing , scenario analysis, vendor data management, credit metrics development, ESG… more
- Tutor Perini (New York, NY)
- … monitoring construction activities** + Experience in collecting, analyzing, and testing field samples + Experienced monitoring concrete pours + Experience ... facilities. In short, we help our clients make "public works" work. Our corporate integrity, financial strength and outstanding record of performance makes us an at… more
- Neuberger Berman (New York, NY)
- …Extremely goal-oriented and a true team player. The highest integrity relates to corporate standards and compliance + Exposure to industry's standard risk ... of portfolio management teams. The role also covers regulatory Liquidity Risk monitoring for the firm's 1940-Act mutual funds, along with supporting other Liquidity… more
- Tutor Perini (New York, NY)
- …facilities. In short, we help our clients make "public works" work. Our corporate integrity, financial strength and outstanding record of performance makes us an ... and workplace violence claims and forwards to Human Resources. + Ensures compliance with all environmental, health and safety regulations, and keeps abreast of… more
- PSEG Long Island (Bethpage, NY)
- …not limited to URB meetings, reviewing URB document submittals, URB activity monitoring and tracking, URB administrative tasks, etc. + Management and administration ... request funding matters. + Assist in preparing, planning and monitoring the capital budgets along with forecasts for the...financial targets are met. + Ensure capital and URB compliance with LIPA, NYS Department of Public Services ("DPS")… more
- SMBC (Jersey City, NJ)
- …**Role Objectives** + Manage end to end to model lifecycle including development, testing and performance monitoring of models in support of market and ... Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local… more
- TD Bank (New York, NY)
- …standards. management areas, broader organization, and enterprise as appropriate. **U.S. Compliance Monitoring and Testing provides governance, oversight, ... and support for central elements of the US Compliance Monitoring and Testing Program,...Actively manages relationships within and across various business lines, corporate and/or control functions and manages alignment with enterprise… more
- TD Bank (New York, NY)
- …Qualifications:** This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The ... Compliance program as needed. **Depth & Scope:** Compliance Monitoring and Testing +...wide range of capital markets products and services to corporate , government, and institutional clients who choose us for… more
- Mizuho Corporate Bank (New York, NY)
- …Group. + Model Ownership: Maintain and update the models owned by the stress testing team to ensure compliance with Model Risk requirements. Qualifications: + ... Summary: The Americas Risk Management unit is responsible for monitoring and evaluating risks across a number of categories...highly skilled and experienced individual to join our Stress Testing and Capital Analysis team as a Director. The… more
- Mizuho Corporate Bank (New York, NY)
- …Group. + Model Ownership: Maintain and update the models owned by the stress testing team to ensure compliance with Model Risk requirements. Qualifications: + ... Summary: Americas Risk Management unit is responsible for monitoring and evaluating risks across a number of...highly skilled and experienced individual to join our Stress Testing and Capital Analysis team as a Vice President.… more
- TD Bank (New York, NY)
- …**Job Description:** This VP, Compliance is a key member of the TDS US Compliance Monitoring & Testing (M&T) Team, responsible for working on the ... + Assist with the development, implementation and coordination of the Compliance Monitoring program, including evaluating program design elements, analyzing… more
- TD Bank (New York, NY)
- …implementation of Compliance programs to mitigate risk. US COC oversees a corporate oversight compliance risk management program. The Compliance Manager ... compliance program, including control mapping, risk assessments, regulatory change and monitoring and testing , as examples.** + **Environment conditions would… more
- Mizuho Corporate Bank (New York, NY)
- …responsibility will be to work with key stakeholders to manage Transaction Monitoring , Real-Time Message Screening, and Customer Screening Systems to detect and ... and productivity assessments to determine the effectiveness and comprehensiveness of monitoring systems. Additionally, you will coordinate data quality and data… more
- Research Foundation CUNY (New York, NY)
- … with uniform guidance; ensuring that sponsor financial requirements are met; monitoring compliance with applicable project and financial management rules and ... Job Title: Corporate Payroll Manager PVN ID: RF-2511-007115 Category: Managerial...ideal candidate will bring deep expertise in payroll administration, compliance , and systems management- particularly with Workday. The Manager… more
- Mizuho Corporate Bank (New York, NY)
- …methodology & algorithms for new models and analytics. + Perform ongoing model monitoring testing , and sensitivity analysis to ensure robustness across economic ... Management, during model development, validation, and implementation to ensure rigorous testing , well-documented methodologies, and compliance with internal and… more
- Bloomberg (New York, NY)
- Risk Assurance & Controls Testing Officer - Chief Risk Office Location New York Business Area Legal, Compliance , and Risk Ref # 10047142 **Description & ... up to you to make it happen.** **Our Team** Bloomberg's Risk, Legal, & Compliance Departments play a critical role in supporting our businesses and operations around… more
- Mizuho Corporate Bank (New York, NY)
- …and industry standards (SEC, FINRA, GDPR, etc.) Key Outcomes: + Improved compliance monitoring and surveillance capabilities. + Streamlined compliance ... Join Mizuho as an IT Business Analyst, Compliance Systems! In this role you will bridge business needs and IT solutions within the compliance field. This role… more
