- Wells Fargo (Minneapolis, MN)
- **About this role:** Wells Fargo is seeking a Securities Operations Manager as part of the Trade Settlement team within Wealth and Investment Management ... and trust accounts for Wealth and Investment Management clients. The Securities Operations Manager will support multi-channel branch office associates and… more
- Thrivent Financial (Minneapolis, MN)
- …by handling inquiries, addressing service/account needs and scheduling. You'll support operations and efficiently deliver experiences so good that clients cannot ... the commitment to become licensed within 6 months (SIE, Securities Exams (6/63, 6/63/65, or 7/66), Life/Health Insurance). Job...with a licensing bonus of $2000 upon completion of Securities exams (6/63, 6/63/65, or 7/66) and State Life/Health… more
- Thrivent Financial (Minneapolis, MN)
- The Complex Investment Solutions Manager is responsible for playing a lead role in providing sales support to Thrivent Financial Associates (FAs) across the ... a thorough understanding of alternative investments, digital assets, and other securities that fall under the complex products umbrella. The Complex Investment… more
- Burns & McDonnell (Minneapolis, MN)
- **Description** The Assistant Construction Manager will assist the Construction Project Manager , Project Manager , Site Manager , and/or the Engineer ... Procure Construct (EPC) Project Manager or Program Manager with day to day management of project safety, quality, schedule, cost control, contracts,… more
- Raymond James Financial, Inc. (St. Paul, MN)
- …reporting, specifically with **CAT** and **CAIS** , to support our compliance operations and ensure accurate trade and account data submissions. **_A fully remote ... following corporate home office locations: Memphis, TN or Southfield, MI. The Regulatory Operations Analyst ( _CAT/CAIS Reporting Analyst_ ) plays a key role in… more
- US Bank (Minneapolis, MN)
- …audit activities at the direction of the lead auditor and/or primary audit manager , including assisting in planning of projects and development of audit testing ... areas include Investment Advisers Act of 1940, Investment Company Act of 1940, Securities Exchange Act of 1934, FINRA rules, MSRB rules, etc. + Basic understanding… more