- Coinbase (Charlotte, NC)
- …Reports (SAR) Conduct investigative review and analysis in support of Coinbase's BSA / AML regulatory compliance policies and program including investigating ... industry standards and developments in the areas of KYC, BSA / AML , and OFAC , and apply...Minimum 5 years professional experience and 3 years relevant compliance experience (conducting AML /Fraud investigations, SARs preparation… more
- Coinbase (Charlotte, NC)
- …is responsible for executing Compliance controls with adherence to Coinbase's BSA / AML program, transaction monitoring, KYC, CDD, and EDD policies, procedures ... "culture of compliance " Subject matter expert in AML compliance Partner with Financial Crimes and...Working knowledge of financial laws, regulations, and guidelines (eg, BSA , OFAC , FinCEN guidance) Positive energy on… more
- Coinbase (Charlotte, NC)
- …and filing Conduct investigative review and analysis in support of company's BSA / AML regulatory compliance policies and programs including investigating ... alignment. Attendance is expected and fully supported. The CX Compliance team is essential in ensuring that our global...industry standards and developments in the areas of KYC, BSA / AML , and OFAC , and apply… more
- Regions Bank (Charlotte, NC)
- …into the careers section of the system. **Job Description:** At Regions, the BSA AML and OFAC Compliance Function Manager operates as a first, second, or ... potential areas of risk related to BSA , AML , and OFAC compliance and...exempt from timekeeping requirements under the Fair Labor Standards Act and is not eligible for overtime pay. This… more
- Wells Fargo (Charlotte, NC)
- …a Senior Lead Business Execution Consultant for the Bank Secrecy Act ( BSA )/Anti-Money Laundering ( AML ) Transformation group within Consumer, Small & ... responsible for complex business-specific Bank Secrecy Act ( BSA ), Anti-Money Laundering ( AML ), Office of Foreign Assets Control ( OFAC ), and… more
- Coinbase (Charlotte, NC)
- … compliance processes for Coinbase's US consumer business, which includes BSA / AML , OFAC , and Consumer Compliance requirements. This team works ... requirements for both state and federal licenses, including AML /CFT, sanctions, and consumer compliance . The individual...General Data Protection Regulation (GDPR) and California Consumer Privacy Act (CCPA) may regulate the way we manage the… more
- US Bank (Charlotte, NC)
- …of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable to ... the Bank 's Second Line of Defense Risk Management and Compliance organization. Specifically, this position supports the Model Risk Management ("MRM") program… more
- City National Bank (Charlotte, NC)
- …and concerns related to BSA , AML , OFAC and the USA PATRIOT Act components of the Bank 's BSA Program while utilizing sound and current ... BSA , AML , OFAC and the USA PATRIOT Act components of the Bank 's BSA Program while utilizing sound and current compliance industry standards… more
- City National Bank (Charlotte, NC)
- …by the BSA Officer, acts as a BSA , AML , OFAC and KYC regulatory consultant throughout the Bank . Communicates and escalates (as assigned) identified ... Compliance Training Officer, develops, implements, and manages the Bank 's BSA compliance training program,...with specific emphasis on BSA , USA Patriot Act and OFAC , and general bank… more
- US Bank (Charlotte, NC)
- …of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable to ... experienced Model Validation Director for our Credit, Allowance & Compliance areas and will reside within the Bank...Experience with regulatory guidance (OCC 2011-12, Basel, CCAR, CECL, AML / BSA ) + Familiarity with vendor platforms such… more
- Bank of America (Charlotte, NC)
- …or other stakeholders to resolve investigations. The Investigator will maintain a working knowledge of the Bank Secrecy Act ( BSA ), USA PATRIOT Act , ... experience + 3 years' experience with 1 year of relevant experience with, AML , Risk, or Compliance experience and/or knowledge of financial crimes typologies… more
- US Bank (Charlotte, NC)
- …of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable to ... 10 or more years of relevant experience in an AML / BSA analytical environment + Knowledge of financial...sanctions regulations and the global sanctions regime; experience supporting OFAC compliance initiatives + Knowledge of OCC… more
- Coinbase (Charlotte, NC)
- …Reports (SAR) * Conduct investigative review and analysis in support of Coinbase's BSA / AML regulatory compliance policies and program including investigating ... industry standards and developments in the areas of KYC, BSA / AML , and OFAC , and apply...Minimum 5 years professional experience and 3 years relevant compliance experience (conducting AML /Fraud investigations, SARs preparation… more
- Coinbase (Charlotte, NC)
- …is responsible for executing Compliance controls with adherence to Coinbase's BSA / AML program, transaction monitoring, KYC, CDD, and EDD policies, procedures ... of compliance " * Subject matter expert in AML compliance * Partner with Financial Crimes...Working knowledge of financial laws, regulations, and guidelines (eg, BSA , OFAC , FinCEN guidance) * Positive energy… more
- Coinbase (Charlotte, NC)
- …framework. * Conduct investigative review and analysis in support of company's BSA / AML regulatory compliance policies and programs including investigating ... legal, or the tech industry, with a focus on AML , compliance , or regulatory matters. * Minimum...industry standards and developments in the areas of KYC, BSA / AML , and OFAC , and apply… more
- US Bank (Charlotte, NC)
- …of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable to ... At US Bank , we're on a journey to do our...balance sheets, treasury, interest rates, pricing/valuation, derivatives, PPNR, credit, AML , fraud and other areas, and making appropriate conclusions,… more
- Coinbase (Charlotte, NC)
- …* Remain current with industry standards and developments in the areas of KYC, BSA / AML , and OFAC , and apply regulatory requirements and internal policies ... alignment. Attendance is expected and fully supported. The CX Compliance team is essential in ensuring that our global...best practices. * Tool/Model Testing & Technology Feedback * Act as a subject matter expert for new and… more
- Wells Fargo (Charlotte, NC)
- …regulatory guidelines or policies + BSA / AML experience with knowledge of BSA / AML / OFAC laws and regulations + Risk and regulatory compliance ... complex and/or higher risk transactions and enhanced due diligence to ensure compliance with internal company requirements and/or agency or government regulations. +… more
- TD Bank (Charlotte, NC)
- …Risk Oversight) within the financial services industry. + Knowledge and familiarity with BSA / AML , OFAC and OSFI Regulatory requirements, with particular ... with key stakeholders and third-party service providers to deliver AML /ATF/Sanctions/ABAC programs that satisfy regulatory requirements. Additionally, this role… more
- Huntington National Bank (Charlotte, NC)
- …and benefits realization. + Embed risk & control requirements (NACHA, Fedwire/CHIPS/SWIFT, OFAC /sanctions, BSA / AML , SOX) into product design; ensure ... business & risk outcomes + Lead cross‑functional delivery (Ops, Tech, Risk, Compliance , InfoSec, Finance) to execute the roadmap with disciplined prioritization… more
