- Insight Global (Fort Mill, SC)
- …https://insightglobal.com/workforce-privacy-policy/ . Skills and Requirements -5+ years of financial/ capital markets products experience in the investment ... and generate status reports for senior management -JIRA or SQL experience - regulatory reporting exposure -experience working with technology and the business… more
- Insight Global (Charlotte, NC)
- …Policy: https://insightglobal.com/workforce-privacy-policy/ . Skills and Requirements 5+ years of financial/ capital markets products experience in the investment ... banking industry, specifically data analytics experience. JIRA or SQL experience. Regulatory reporting exposure. Testing experience (system processes, etc.). more
- TD Bank (Charlotte, NC)
- … & Research team is a centralized function in the US Treasury group responsible for regulatory capital reporting and research under both US & Canadian rules. ... point of contact for internal audit, regulatory reporting deliverables, and governance activities related to capital...+ Invests the Bank's surplus cash in appropriate money market instruments + Buys options to protect against adverse… more
- Truist (Charlotte, NC)
- …cloud provider (AWS, Azure, Google, Oracle) + Knowledge of and experience with the Capital Markets Regulatory Environment - (SEC, FINRA, CFTC, NFA, FED) ... tracking and reporting of budgets, headcount, and resource allocations across Capital Markets Technology teams. + Contribute to project governance routines… more
- Wells Fargo (Charlotte, NC)
- …of Left Lead transactions in the institutional loan and high yield capital markets + Review strategies for clients, analyze market data, and manage the ... **Corporate & Investment Banking ("CIB")** delivers a comprehensive suite of capital markets , banking, and financial products and services. A trusted partner to… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Capital Markets Middle Office Associate within the Interest Rate Derivatives team as a part of Corporate Investment ... of procedures + Provide information to managers and the Capital Markets Middle Office + The role...trading profit/loss reporting , analysis and attribution, risk reporting , curve construction, and regulatory reporting… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Capital Markets Middle Office Specialist within the Commodities team as a part of Corporate Investment Banking ... in formal system and desk procedures **Required Qualifications:** + 2+ years of Capital Markets industry experience, or equivalent demonstrated through one or a… more
- SMBC (Charlotte, NC)
- …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and ... the current compensation paid in their geography and the market for similar roles at the time of hire....portfolio of benefits to its employees. **Role Description** SMBC Capital Markets , Inc. (CM) is a derivatives… more
- Wells Fargo (Charlotte, NC)
- …role:** **Corporate & Investment Bank (CIB)** delivers a comprehensive suite of banking, capital markets and advisory solutions, including a full complement of ... ongoing regulatory obligations, which include periodic screening and mandatory reporting of certain incidents. + Specific compliance policies may apply regarding… more
- Wells Fargo (Charlotte, NC)
- **Corporate & Investment Bank (CIB)** delivers a comprehensive suite of banking, capital markets and advisory solutions, including a full complement of sales, ... ongoing regulatory obligations, which include periodic screening and mandatory reporting of certain incidents. + Specific compliance policies may apply regarding… more
- City National Bank (Charlotte, NC)
- *Portfolio Manager I - Middle Market * * Charlotte, NC. **In Office 4 Days a week** * WHAT IS THE OPPORTUNITY? The Portfolio Manager is part of the *Middle Market ... the origination of new credits. Primary responsibilities include: * *Serve middle market clients - typically privately held companies with annual revenues ranging… more
- Truist (Charlotte, NC)
- …the following job description:** Leads a team of Branch, ATM, and Office market planners and specialists responsible for translating strategy into action plans at ... the local market level for Truist's office and retail real estate...and BAU network management governance routines (lease renewal and capital expenditure processes). * Manage tracking and communication of… more
- US Bank (Charlotte, NC)
- …and intellectual curiosity. + Working knowledge of Microsoft Suite. + Prior regulatory /risk management/ capital markets experience is beneficial. **Licensing ... for the Broker Dealer (for both the Retail and Capital Markets business units). + Accounting Control...stock record management. + Security Master and Pricing. + Regulatory Reporting and Best Execution - TRACE/MSRB/CAT… more
- USAA (Charlotte, NC)
- …ongoing financial strength. Communicates capital and liquidity analysis and reporting to governance committees, senior management, regulatory bodies and the ... contingency funding plans. + Independently assesses and communicates complex regulatory capital and liquidity rules. + Conducts...Capital Plans and Contingency Funding Plans and associated capital and liquidity metrics for reporting to… more
- Wells Fargo (Charlotte, NC)
- …the team handle the changing regulatory environment and the complexities on capital market products within the Internal Revenue Service ("IRS") Chapter 3, ... training, military experience, education. **Desired Qualifications:** + Experience within the Capital Markets Industry, and Tax Operations + Knowledge and… more
- SMBC (Charlotte, NC)
- …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and ... Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America,...knowledge of **financial products** , **risk management** , and ** regulatory reporting ** (eg, BCBS 239, RWA, CCAR,… more
- Bank of America (Charlotte, NC)
- …years' experience preferably in a similar role, covering fundamental equity, credit, capital markets or similar products. + Practical knowledge and experience ... experience or related knowledge; transferable skills. + Knowledge of investment banking, capital markets , and research functions. + Familiarity with surveillance… more
- SMBC (Charlotte, NC)
- …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and ... coordinate the delivery of complex technology initiatives across our Capital Markets domain. This role is pivotal...Markets , with strong understanding of trading, risk, and regulatory environments. + 3+ years of experience as a… more
- Wells Fargo (Charlotte, NC)
- …of the firm's derivative financial instruments and support all forms of external financial and regulatory reporting . **In this role, you will:** + Act as a lead ... of operational accounting experience in a financial institution in the functions supporting Capital Markets or Treasury related products and services + Strong… more
- SMBC (Charlotte, NC)
- …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and ... uses in-scope of the program, such as financial, management & board reporting , compliance, front-office transaction processing and/or capital & treasury… more