- TD Bank (Charlotte, NC)
- …and manage regulatory compliance risk and conduct risk.** **Job Summary:** The Compliance Business Oversight Manager provides advice, support and ... and the US Wealth business in the implementation and execution of enterprise Compliance programs (ie, risk assessments, 2nd line oversight of business … more
- TD Bank (Charlotte, NC)
- …with a team of enthusiastic colleagues dedicated to setting new industry standards. **The Compliance Business Oversight Manager manages the oversight ... can pivot quickly and adapt to changing priorities.** **Job Summary:** The Compliance Business Oversight Manager provides advice, support and objective… more
- TD Bank (Charlotte, NC)
- …creating a culture of compliance that will cascade throughout the organization. The Compliance Business Oversight Manager - Commercial Banking will ... depending on availability and individual circumstances._ **Job Profile Summary** The Compliance Business Oversight Manager provides advice, support and… more
- TD Bank (Charlotte, NC)
- …a team of enthusiastic colleagues dedicated to setting new industry standards. The Senior Compliance Business Oversight Manager - Collections will ... as you are considering this role.** **Job Description Summary** The Senior Compliance Business Oversight Manager provides advice, support and objective… more
- TD Bank (Charlotte, NC)
- …of Wealth Banking.** **As a member of the US Wealth Compliance Department, the Compliance Business Oversight Manager will:** + **Ensure ongoing ... team** + **Participate in other initiatives as needed** **Job Summary:** The ** Compliance Administration Oversight & Reporting Manager ** ensures regulatory… more
- Regions Bank (Charlotte, NC)
- …line of business **Preferences** + Masters degree + Certified Regulatory Compliance Manager Certification (CRCM) **Skills and Competencies** + Ability to ... section of the system. **Job Description:** At Regions, the Business Unit Compliance Function Manager ...Responsibilities** + Directs compliance reviews and provides oversight of legal entities, business units, and… more
- City National Bank (Charlotte, NC)
- *OPERATIONAL RISK BUSINESS OVERSIGHT MANAGER I - Technology* WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for providing ... Bank's business processes, people, systems or external events. The Operational Risk Business Oversight (ORBO) team is responsible for providing advisory and … more
- City National Bank (Charlotte, NC)
- *OPERATIONAL RISK FRAUD OVERSIGHT MANAGER II* WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for providing independent and objective ... the management of risks arising from City National Bank's business processes, people, systems or external events. Working with...Manager II is responsible for providing advisory and oversight for Fraud within ORM, with a particular focus… more
- Truist (Charlotte, NC)
- …methodology, implementation,, execution, and results reporting and Issue oversight . Includes staffing, training and readiness, socialization with teammates ... with businesses across the enterprise. Key stakeholders include IT Business Unit risk teams (1LOD) and Enterprise Data Risk... Unit risk teams (1LOD) and Enterprise Data Risk Oversight (EDRO) (2LOD). The goal is to provide reporting… more
- Truist (Charlotte, NC)
- …Control (Information Systems Audit and Control Association) (CRISC), Certified Project Manager (CPM) 3. Strategic business and financial planning experience ... Truist second-line-of-defense (LOD2) Technology Risk team responsible for independent risk oversight of technology resiliency. As a valuable teammate you will… more
- Truist (Charlotte, NC)
- …of key management reporting as needed. This position reports to the Senior Risk Oversight Manager . This position will also work closely with 1LOD partners to ... the successful implementation and delivery of the LoD2 Enterprise Data Risk Oversight Program. Responsible for understanding and executing against the key 2LOD risk… more
- Bank of America (Charlotte, NC)
- Compliance & Operational Risk Manager - Americas Control Room Manager New York, New York;Charlotte, North Carolina **To proceed with your application, you ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/ Compliance Operational-Risk- Manager Americas-Control-Room- Manager \_25038859-2) **Job Description:**… more
- KeyBank (Charlotte, NC)
- **Location:** 4910 Tiedeman Road - Brooklyn, Ohio 44144 **JOB BRIEF** The Compliance Manager will be a member of the Consumer Deposit Compliance team within ... expertise of federal regulations and second line of defense oversight to various lines of business , with...with a focus on deposit servicing functions. Additionally, the Compliance Manager will conduct compliance … more
- US Bank (Charlotte, NC)
- … risk reviews and oversight of various regulations and programs. The Compliance Risk manager plays a critical role in driving strategic alignment and ... you excel at-all from Day One. **Job Description** The Compliance Risk Manager is responsible for leading...stakeholder engagement skills across business lines and oversight groups. + Familiarity with enterprise compliance … more
- TD Bank (Charlotte, NC)
- …details for this role. **Line of Business :** Audit **Job Description:** The Audit Manager I - US Compliance Audit is responsible for executing and leading ... with applicable policies and regulatory guidelines for TD Bank's Governance, Risk & Oversight Functions. The US Consumer Compliance team is primarily responsible… more
- TD Bank (Charlotte, NC)
- …your recruiter who can provide you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Why Work with Us?** At TD Bank US ... functions are complying with established policies, standards and procedures. The Compliance Quality Assurance Manager (US) will execute these reviews and/or… more
- USAA (Charlotte, NC)
- …makes us special and impactful. **The Opportunity** We are looking for a Senior Compliance Risk Manager with deep expertise in NAIC Regulations to provide vital ... second-line independent oversight of our business products, services, and...policy. + Synthesizes analyses, identifies root cause(s) of potential compliance risk, provides recommendations that influence business … more
- TD Bank (Charlotte, NC)
- …recruiter who can provide you more specific details for this role. **Line of Business :** Audit **Job Description:** The Audit Manager II is a senior-level leader ... and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are...and project plans. The main function of the Audit Manager II - US Compliance Audit is… more
- Coinbase (Charlotte, NC)
- …Attendance is expected and fully supported. The CCO leads Coinbase's global compliance strategy, ensuring the company meets regulatory obligations while enabling the ... responsible growth of its digital assets business . Reporting directly to the CCO, this Senior Program Manager will act as a trusted and strategic partner -… more
- EMCOR Group (Charlotte, NC)
- …environments manager for Facility Solutions. The critical environment operations & compliance manager reports directly to the Director and VP. This is ... environment spaces + Manage critical environment guardrails & checkpoints dashboards for compliance and continuous improvement + Support new business and… more