- Lundbeck (Charlotte, NC)
- …transform lives. Join us on our journey of growth! As a Psychiatry Account Manager , you lead the promotion of our psychiatry portfolio, executing sales and marketing ... issues (IDNs, Medicare, Medicaid, Commercial) using Lundbeck resources. Pharmaceutical Environment/ Compliance - Ability to apply knowledge of pharmaceutical and … more
- Coinbase (Charlotte, NC)
- …Audit is to objectively evaluate and audit the effectiveness of governance, compliance , risk management, and control process. The in-house Coinbase Internal Audit ... walkthroughs, testing, deficiency remediation, and report writing in accordance with regulatory requirements, you'll play a key role in strengthening our position… more
- TD Bank (Charlotte, NC)
- … Compliance for Credit Cards and Unsecured Lending, specifically related to regulatory compliance monitoring. This role will execute monitoring, conduct ... 7+ years of experience **Desired Skills & Experience:** + Previous experience with regulatory compliance for credit cards or residential loans + Previous audit,… more
- TD Bank (Charlotte, NC)
- …**Customer Accountabilities:** + Proactively advises the business of new and changed Compliance regulatory and/or policy changes + Formulates relevant and ... compliance that will cascade throughout the organization. The Compliance Business Oversight Manager - Commercial Banking...and independent challenge on business activities and initiatives with regulatory impact. + Serve as a compliance … more
- TD Bank (Charlotte, NC)
- …needed** **Job Summary:** The ** Compliance Administration Oversight & Reporting Manager ** ensures regulatory adherence and risk management within our bank. ... of the US Wealth Compliance Department, the Compliance Business Oversight Manager will:** + **Ensure...**Partner with operations, technology, and business teams to ensure regulatory compliance ** + **Develop and prepare … more
- TD Bank (Charlotte, NC)
- …through expert objective guidance and independent challenge.** **In this position, the Compliance Manager will manage the regulatory change management ... **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and...compliance risk and conduct risk.** **Job Summary:** The Compliance Business Oversight Manager provides advice, support… more
- Bank of America (Charlotte, NC)
- … monitoring systems. **Skills:** + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + Critical Thinking + ... Compliance & Operational Risk Manager -... Compliance & Operational Risk Manager - Americas Control Room Manager ...metrics for risk appetite and limits, reporting violations of compliance or regulatory activities + Assists in… more
- Regions Bank (Charlotte, NC)
- …specific to a line of business **Preferences** + Masters degree + Certified Regulatory Compliance Manager Certification (CRCM) **Skills and Competencies** + ... the system. **Job Description:** At Regions, the Business Unit Compliance Function Manager operates as a first,...independently + Deadline driven + Knowledge of legal and regulatory environment as it relates to compliance … more
- City National Bank (Charlotte, NC)
- …1 year of experience conducting internal audits within financial institutions. * CRCM-Certified Regulatory Compliance Manager (preferred) * CPA - Certified ... data analytic opportunities to test compliance with regulatory requirements. The Audit Manager will analyze audit results, identify potential compliance … more
- TD Bank (Charlotte, NC)
- …a team of enthusiastic colleagues dedicated to setting new industry standards. The Compliance Regulatory Change Office (CRCO) supports TD business lines in ... below as you consider this opportunity. **Job Summary:** The Compliance Governance & Operations Manager leads the...years of experience **Desired Skills & Experience** + Prior regulatory compliance experience within the banking industry… more
- TD Bank (Charlotte, NC)
- …ongoing monitoring, policy reviews, communications, and complaints management to ensure regulatory compliance and operational excellence. The ideal candidate ... colleagues dedicated to setting new industry standards. The Senior Compliance Business Oversight Manager - Collections will...+ Proactively advises the business of new and changed Compliance regulatory and/or policy changes + Formulates… more
- Xylem (Charlotte, NC)
- …through innovative and sustainable solutions. **Key Responsibilities - Customs Strategy Senior Manager , Trade Compliance ** + **Customs & Trade Strategy** Develop ... and execute global customs and trade compliance strategies aligned with corporate goals, regulatory ...trade compliance strategies aligned with corporate goals, regulatory requirements, and duty optimization opportunities. + ** Regulatory… more
- Regions Bank (Charlotte, NC)
- … in a specific line of business **Preferences** + Master's degree + Certified Regulatory Compliance Manager (CRCM) **Skills and Competencies** + Ability to ... **Job Description:** At Regions, the BSA AML and OFAC Compliance Function Manager operates as a first,...support all risk assessment processes, ensuring clarity, consistency, and compliance with regulatory expectations. + Oversee the… more
- City National Bank (Charlotte, NC)
- * MANAGER FINANCIAL CRIMES COMPLIANCE II* WHAT...to help ensure that policies and procedures are in compliance with legal and regulatory requirements and ... THE OPPORTUNITY? Responsible for monitoring, analyzing, and escalating matters of regulatory or legal initiatives, requirements, issues or concerns related to BSA,… more
- TD Bank (Charlotte, NC)
- …Oversight functions are complying with established policies, standards and procedures. The Compliance Quality Assurance Manager (US) will execute these reviews ... depending on availability and individual circumstances_ **Job Description Summary:** The Compliance Testing Manager is responsible for planning and overseeing… more
- Capital One (Charlotte, NC)
- …with privacy compliance in the financial services industry + Certified Regulatory Compliance Manager (CRCM); Certified Internal Auditor (CIA) or ... Senior Audit Manager , Corporate Compliance (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering top-quality… more
- USAA (Charlotte, NC)
- …regulations, and regulatory expectations. + Ability to apply knowledge of regulatory compliance to consult and provide insight and guidance. + Knowledge ... impactful. **The Opportunity** We are looking for a Senior Compliance Risk Manager with deep expertise in...This role is needed for ensuring our operations meet regulatory requirements by implementing a robust compliance … more
- KeyBank (Charlotte, NC)
- …to Key. **REQUIRED QUALIFICATIONS** + Bachelor's Degree required; Juris Doctorate or Certified Regulatory Compliance Manager (CRCM) preferred. + Minimum 5 ... Tiedeman Road - Brooklyn, Ohio 44144 **JOB BRIEF** The Compliance Manager will be a member of...defense verification activities. + Assist with internal and external regulatory compliance exams/audits. + Develop relationships of… more
- US Bank (Charlotte, NC)
- …new skills and discover what you excel at-all from Day One. **Job Description** The Compliance Risk Manager is responsible for leading a team of compliance ... and the Institutional Client Group (ICG) business lines with compliance risk needs, including regulatory change management,...reviews and oversight of various regulations and programs. The Compliance Risk manager plays a critical role… more
- Xylem (Charlotte, NC)
- …customer expectations through innovative and sustainable solutions. Job Summary: The Trade Compliance Manager leads Xylem's regional trade compliance ... and customs regulations. This role manages a team of three trade compliance specialists and partners closely with internal stakeholders, customs brokers, and… more
