- SMBC (Charlotte, NC)
- …SA, and Sumitomo Mitsui Finance and Leasing Co., Ltd. **Role Description** The Director, IT Functional Control Officer (FCO) for Capital Markets/Nikko ... risk across the broader operating environment, and supports interaction between Front Office Control Officers and AD-wide IT Control Officers. Assessments… more
- Compass Group, North America (Charlotte, NC)
- …North America will focus on shaping and strengthening Compass Group North America's IT control environment. Additionally, this individual will be key in aligning ... and third-party technology risk. + Develop and continuously improve IT control frameworks in alignment with Compass's...with key stakeholders in the Business Units, Chief Technology Officer , Functional Leaders, Internal Audit, and External… more
- City National Bank (Charlotte, NC)
- *INTERNAL CONTROLS OFFICER SENIOR* WHAT IS THE OPPORTUNITY? Internal Controls Officer is responsible for providing independent and objective oversight of the ... team is responsible for providing governance and oversight to enhance the control environment to ensure successful remediation of operational risk exposures. This… more
- Deloitte (Charlotte, NC)
- …+ Certifications: + US Customhouse Broker's License + CUSECO (Certified US Export Control Officer ) + Where applicable, non-US citizen qualifying credentials: + ... import and export solutions. + Develop customized solutions and draft functional design documentation utilizing strong skills in logical thinking, decision making,… more
- Truist (Charlotte, NC)
- …Corporation Improvement Act of 1991 (FDICIA). TD&O PSPG SOX teammates serve as SOX IT general control (ITGC) subject matter experts (SMEs) and act as the ... timely resolution. * Collaborate with business and technology partners to provide IT risk expertise during the planning and execution of SOX-related technology… more
- TD Bank (Charlotte, NC)
- …The Deputy supports the US Head of Compliance Programs and Chief Compliance Officer (CCO) in ensuring the Bank's compliance with all applicable federal rules and ... to execute on common goals + Focuses on longer-range planning for functional area **Education & Experience:** + Undergraduate degree or equivalent work experience… more