- TD Bank (Charlotte, NC)
- …as a specialist on internal or external committees as well as on enterprise-wide Regulatory Change Management initiative, as required + Delivers relevant ... of enthusiastic colleagues dedicated to setting new industry standards. The Compliance Regulatory Change Office (CRCO) supports TD business lines in identifying,… more
- TD Bank (Charlotte, NC)
- …challenge.** **In this position, the Compliance Manager will manage the regulatory change management process, regulatory compliance policies, ... corporate compliance programs. Supports the business in identifying, assessing, and implementing regulatory change . Supports business line regulatory … more
- TD Bank (Charlotte, NC)
- …compliance organizations in a financial institution. + 5+ years of experience in regulatory compliance, conducting regulatory change impact assessments and ... stress conditions and implements our practices and oversight of financial crisis management . The RRP function is closely integrated with multiple lines of business,… more
- Truist (Charlotte, NC)
- …but not limited to, risk assessment and prioritization, policies and procedures, issues management , change management , training, internal controls and data ... job description:** Direct experience with FR 2052a and liquidity reporting. Implementation, management and ongoing execution of the Truist regulatory reporting… more
- TD Bank (Charlotte, NC)
- …compliance organizations in a financial institution. + 7+ years of experience in regulatory compliance, conducting regulatory change impact assessments and ... stress conditions and implements our practices and oversight of financial crisis management . The RRP function is closely integrated with multiple lines of business,… more
- Truist (Charlotte, NC)
- …including emerging trends 4. Strong understanding of banking operations, risk management , and regulatory compliance 5. Excellent leadership, communication, and ... of the policies, standards, and best practices in alignment with data management and governance. Accountable for onboarding CDEs and business metadata, defining… more
- Deloitte (Charlotte, NC)
- … filing requirements and generating submissions packages + Experience with submissions management , labeling, CMC change control and/or LCM processes + Experience ... role ends on 12/5/2025 Work you'll do As a Manager you will lead and deliver engagements, or components...creative business and technology solutions for clients. Using direct management and hands-on delivery, you will craft solutions for… more
- Citigroup (Charlotte, NC)
- …jurisdiction, job level, and date of hire. **Most Relevant Skills** Assessment, Change Management , Communication, Credible Challenge, Management Reporting, ... The Finance Solutions Sr. Program Manager is accountable for management of...processes + Participates in assessing and incorporating changing business, regulatory and market information needs into finance processes and… more
- Truist (Charlotte, NC)
- …(United States of America) **Please review the following job description:** Implementation, management and ongoing execution of the Truist regulatory reporting ... activities may change from time to time. 1. Support the regulatory reporting governance framework in the execution of enterprise, technology, operational, and… more
- Bank of America (Charlotte, NC)
- …lead with local regulator and other regulatory examination inquiries + Supports regulatory change projects by leading the production aspects of testing and ... Analysis + Financial Accounting + Interpret Relevant Laws, Rules, and Regulations + Regulatory Compliance + Risk Management + Attention to Detail + Continuous… more
- Bank of America (Charlotte, NC)
- …ensuring the Global team is adherent to multiple Enterprise policies eg, Regulatory Reporting and Enterprise Data Management Standards * Effective running ... procedures to enhance productivity and efficiency and manage business change + Serves as an escalation point to resolve...Strategy experience will be a plus * Experience with regulatory programs * Experience with global stakeholder management… more
- Truist (Charlotte, NC)
- …both major and minor, which are not mentioned below. Specific activities may change from time to time. 1. Manages the intake, planning, business readiness, and ... sequencing. 6. Partners with Technology, Product Managers and Portfolio Management team to support portfolio prioritization, optimization and trade-off decisions.… more
- Truist (Charlotte, NC)
- …technology, Computer Science, or related field * 10+ years of experience in IT Change Management or a similar role * Strong analytical and problem-solving skills ... minor, which are not mentioned below. Specific activities may change from time to time. 1. Performs problem tracking,...Archer * Knowledge of ITIL or other IT service management frameworks * Familiarity with regulatory compliance… more
- PNC (Charlotte, NC)
- …opportunity to contribute to the company's success. As a Wealth Banking Regional Sales Manager within PNC's Wealth Management organization, you will be based in ... daily activities of team members engaged in customer and/or prospect management activities. Achieves business results, attracts new customers and/or grows existing… more
- TD Bank (Charlotte, NC)
- …compliance-related issues, ensuring timely resolution and regulatory alignment. + Lead regulatory change management efforts for new and updated state ... testing, and control mapping. + Hands-on experience in issue management and regulatory change management . + Strong written and verbal communication… more
- TD Bank (Charlotte, NC)
- …of elements of a compliance program, including control mapping, risk assessments, regulatory change and monitoring and testing, as examples.** + **Environment ... Corporate Functions and provides guidance and challenge related to their Compliance Management System programs. The Compliance Manager will lead important… more
- Bank of America (Charlotte, NC)
- …on FLU Audits and respond to Audit requests and inquiries + Participate in Regulatory Meetings and Exams to provide Risk Manager perspective on critical issues ... Financial Crimes Manager - Crypto / Digital Assets Charlotte, North...+ Critical Thinking + Monitoring, Surveillance, and Testing + Regulatory Compliance + Risk Management + Coaching… more
- TD Bank (Charlotte, NC)
- …of Defense (1LoD) QA Functions + Lead KYC QA Validation and Reporting activities The Manager , Financial Crime Risk Management role leads and develops a team of ... **Job Description:** The " FCRM KYC Quality Assurance Manager " is a member of the Financial Crime...regulatory requirements. **Depth & Scope:** + Provides people management leadership by hiring the best talent, setting goals,… more
- Bank of America (Charlotte, NC)
- …monitoring systems. **Skills:** + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + Critical Thinking ... Compliance & Operational Risk Manager - Americas Control Room Manager ...of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise Policy (collectively "the Policies"), the Compliance and… more
- American Express (Charlotte, NC)
- …Express. This role is for a Transformation and Controls Product Owner in the Regulatory Automation and Change Management team within the Financial Reporting ... in the banking industry. The Product Ownership teams under Regulatory Automation & Change Management (RACM) oversee the technical interpretation and… more