- Huntington National Bank (Charlotte, NC)
- Description Our Regulatory Reporting Capital Manager position is a highly visible and impactful financial reporting position working on Huntington's ... or economics field. . 6+ years of experience in accounting and Capital Regulatory Reporting Preferred Qualifications: . Public accounting and/or external… more
- Truist (Charlotte, NC)
- …controls, and accuracy for the capital planning and stress testing regulatory reporting environment. Once selected by management, fully implement vendor ... needed to process, controls, reporting , etc. related to upcoming regulatory capital rules, including monthly forecasting and capital stress testing. As… more
- TD Bank (Charlotte, NC)
- … & Research team is a centralized function in the US Treasury group responsible for regulatory capital reporting and research under both US & Canadian rules. ... (ie, Basel III Endgame). **Job Summary:** The Senior Treasury Capital Manager develops and executes complex ...point of contact for internal audit, regulatory reporting deliverables, and governance activities related to capital… more
- Capital One (Charlotte, NC)
- Audit Manager - Global Payment Network Capital One's Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to ... for the enterprise. Capital One is seeking an energetic, self-motivated Audit Manager interested in becoming part of our Audit team, with a specific focus on… more
- Capital One (Charlotte, NC)
- Senior Audit Manager , Corporate Compliance (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering top-quality ... experience with privacy compliance in the financial services industry + Certified Regulatory Compliance Manager (CRCM); Certified Internal Auditor (CIA) or… more
- Wells Fargo (Charlotte, NC)
- …on daily trading profit/loss reporting , analysis and attribution, risk reporting , curve construction, and regulatory reporting of aforementioned ... **About this role:** Wells Fargo is seeking a Capital Markets Middle Office Associate within the Interest Rate Derivatives team as a part of Corporate Investment… more
- Wells Fargo (Charlotte, NC)
- …ongoing regulatory obligations, which include periodic screening and mandatory reporting of certain incidents. + Specific compliance policies may apply regarding ... **Corporate & Investment Banking ("CIB")** delivers a comprehensive suite of capital markets, banking, and financial products and services. A trusted partner to our… more
- Capital One (Charlotte, NC)
- Principal Auditor - Global Payment Network Capital One's Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to ... and transformational leaders who drive impactful work for the enterprise. Capital One is seeking an energetic, self-motivated Principal Auditor interested in… more
- Bank of America (Charlotte, NC)
- …of processes, risks, controls, and associated metrics for risk appetite and limits, reporting violations of compliance or regulatory activities + Assists in the ... Compliance & Operational Risk Manager - Americas Control Room Manager ...**Skills:** + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management… more
- US Bank (Charlotte, NC)
- …Accounting Control and stock record management. + Security Master and Pricing. + Regulatory Reporting and Best Execution - TRACE/MSRB/CAT CAIS. + Corporate ... curiosity. + Working knowledge of Microsoft Suite. + Prior regulatory /risk management/ capital markets experience is beneficial. **Licensing Requirements:**… more
- SMBC (Charlotte, NC)
- …presence in the US, Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of its relationships in Asia, the ... Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc., SMBC...are seeking a highly skilled and experienced Technical Portfolio Manager / Release Train Engineer (RTE) to build, lead… more
- City National Bank (Charlotte, NC)
- …with Bank's credit risk appetite, and compliance with institutional and regulatory requirements. * Collaboration: Partners with Relationship Manager (s) to ... *PORTFOLIO MANAGER II- FUND FINANCE * WHAT IS THE...in support of both their managed Funds and the capital needs of the Firm. * Transaction types include… more
- City National Bank (Charlotte, NC)
- …with Bank's credit risk appetite, and compliance with institutional and regulatory requirements. * Collaboration: Partners with Relationship Manager (s) to ... *Portfolio Manager I - Middle Market* * Charlotte, NC....Provide customized credit and banking solutions to support working capital , capital expenditures, growth, acquisitions, and other… more
- Bank of America (Charlotte, NC)
- Data Support Manager -GRM Data Strategy Charlotte, North Carolina;New York, New York; Jersey City, New Jersey **To proceed with your application, you must be at least ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/Data-Support- Manager -GRM-Data-Strategy\_25040929-1) **Job Description:** At Bank of America, we are… more
- TD Bank (Charlotte, NC)
- …Qualifications:** + 7+ years of experience in financial contingency planning, liquidity/ capital management, regulatory , risk, legal or compliance organizations ... developing and maintaining TD's US Recovery and Resolution Plans and other regulatory submissions, as required under the Dodd-Frank Act and other applicable… more
- City National Bank (Charlotte, NC)
- * MANAGER IT RISK STRATEGY* WHAT IS THE OPPORTUNITY? The Risk Strategy Manager will serve as trusted advisor, confidential thought partner, and act as sounding ... board to the Executive, Head of Technology Risk Manager (HTRM). The function will be integral in developing...management. In addition, this function manages and develops risk reporting and metrics to support all FLoD IT Risk… more
- Truist (Charlotte, NC)
- …overall Net Interest Income (NII) forecast. Work closely with Accounting, Reporting , Tax (ART) to evaluate accounting/tax implications of funding strategies. Prepare ... used in the process. Stay current with applicable liquidity, capital , and interest-rate risk (IRR) regulation, including notice of...they apply to funding portfolio. + General understanding of regulatory , accounting, and tax rules as it relates to… more
- First Horizon Bank (Charlotte, NC)
- …in Memphis, TN or Charlotte, NC. **Summary:** The Business Risk and Controls Manager supports the Marketing and Product Management organization. This role sits in ... strategic risks to ensure the bank's safety, soundness, and adherence to all regulatory requirements. The role works directly with the second line of defense risk… more
- US Bank (Charlotte, NC)
- …matter expert level of knowledge of applicable laws, regulations (Swap Dealer Reporting , Volker Rule, Dodd-Frank), financial services, and regulatory trends that ... innovative operational solutions, and client support. The CAS Senior Audit Project Manager is primarily responsible for supervising staff in the completion of audit… more
- City National Bank (Charlotte, NC)
- * MANAGER CREDIT PORTFOLIO RISK* WHAT IS THE OPPORTUNITY? This position is responsible for providing Credit Risk oversight across the banks Residential Lending ... emerging risks in mortgage portfolios and ensure alignment to Regulatory requirements including OCC, FDIC, FRB and CFPB and...validations. * Act as a liaison between Risk and Capital Markets, Mortgage Operations and Finance Teams. * Support… more