- Vaco by Highspring (Fort Mill, SC)
- …Governance to lead a team responsible for finance process, risk, and control oversight as part of the company's first-line defense framework. This individual will ... serve as a strategic partner to senior finance leadership, overseeing internal controls (SOX/ICFR), coordinating with external auditors, and supporting key… more
- TD Bank (Charlotte, NC)
- …with a team of enthusiastic colleagues dedicated to setting new industry standards. The Senior Compliance Business Oversight Manager - Collections will ... Experience as you are considering this role.** **Job Description Summary** The Senior Compliance Business Oversight Manager provides advice, support and… more
- TD Bank (Charlotte, NC)
- …of enthusiastic colleagues dedicated to setting new industry standards. **Job Overview:** The Senior Compliance Business Oversight Analyst will ensure ... you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Why Work with...of risk awareness throughout the organization. **Job Summary:** The Senior Compliance Governance & Operations Analyst provides… more
- TD Bank (Charlotte, NC)
- …manage regulatory compliance risk and conduct risk.** **Job Summary:** The Compliance Business Oversight Manager provides advice, support and objective ... and the US Wealth business in the implementation and execution of enterprise Compliance programs (ie, risk assessments, 2nd line oversight of business … more
- Truist (Charlotte, NC)
- …and maintain effective channels of communication with other BU CROs, control functions, Senior Business Unit (BU) management, as well as regulatory agencies; 14. ... on technology risk oversight activities and grow their professional skillsets. The Senior Technology Risk Officer Resiliency position is a senior risk leader… more
- TD Bank (Charlotte, NC)
- …a culture of compliance that will cascade throughout the organization. The Compliance Business Oversight Manager - Commercial Banking will provide ... vary depending on availability and individual circumstances._ **Job Profile Summary** The Compliance Business Oversight Manager provides advice, support and… more
- TD Bank (Charlotte, NC)
- …with a team of enthusiastic colleagues dedicated to setting new industry standards. **The Compliance Business Oversight Manager manages the oversight of ... that can pivot quickly and adapt to changing priorities.** **Job Summary:** The Compliance Business Oversight Manager provides advice, support and objective… more
- TD Bank (Charlotte, NC)
- …Banking.** **As a member of the US Wealth Compliance Department, the Compliance Business Oversight Manager will:** + **Ensure ongoing compliance ... who can provide you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Department Overview:** **Why Work with Us?** At… more
- Truist (Charlotte, NC)
- …States of America) **Please review the following job description:** This is a Senior role and key contributor to the Truist second line-of-defense (LoD2) Regulatory ... development, methodology, implementation,, execution, and results reporting and Issue oversight . Includes staffing, training and readiness, socialization with teammates… more
- Truist (Charlotte, NC)
- …Supports development of key management reporting as needed. This position reports to the Senior Risk Oversight Manager. This position will also work closely with ... the successful implementation and delivery of the LoD2 Enterprise Data Risk Oversight Program. Responsible for understanding and executing against the key 2LOD risk… more
- Regions Bank (Charlotte, NC)
- …Commercial, etc. **Primary Responsibilities** + Directs compliance reviews and provides oversight of legal entities, business units, and processes + Advises ... section of the system. **Job Description:** At Regions, the Business Unit Compliance Function Manager operates as...our overall Continuous Improvement strategies. This role works with senior leaders throughout the Consumer Bank to develop and… more
- City National Bank (Charlotte, NC)
- * COMPLIANCE OFFICER SENIOR -MORTGAGE ORIGINATION* WHAT IS THE OPPORTUNITY? The Compliance Officer Senior - Mortgage is responsible for managing and ... compliance program covering US Mortgage Banking including monitoring business area compliance with applicable laws and...compliance . This role is responsible for directly managing oversight of the US Mortgage Banking division, assisting … more
- US Bank (Charlotte, NC)
- …coordination and stakeholder engagement skills across business lines and oversight groups. + Familiarity with enterprise compliance and risk systems ... Commercial and Institutional Banking (WCIB) and the Institutional Client Group (ICG) business lines with compliance risk needs, including regulatory change… more
- Coinbase (Charlotte, NC)
- …meets regulatory obligations while enabling the responsible growth of its digital assets business . Reporting directly to the CCO, this Senior Program Manager ... - driving strategic planning, operational alignment, and standardized processes across the Compliance team. The role is designed to amplify the CCO's effectiveness… more
- USAA (Charlotte, NC)
- …truly makes us special and impactful. **The Opportunity** We are looking for a Senior Compliance Risk Manager with deep expertise in NAIC Regulations to provide ... vital second-line independent oversight of our business products, services, and...policy. + Synthesizes analyses, identifies root cause(s) of potential compliance risk, provides recommendations that influence business … more
- University of North Carolina at Charlotte (Charlotte, NC)
- …12 Essential Duties and Responsibilities: Strategic Leadership and Guidance. The Senior Business Officer provides division-level leadership and advisory support ... Provost for Academic Budget. Human Resources Operational Expertise and Coverage The Senior Business Officer has full operational knowledge of human resources… more
- Wells Fargo (Charlotte, NC)
- …Group, Credit Sales & Trading. **About this role:** Wells Fargo is seeking a Senior Business Execution Consultant to support Corporate & Investment Banking Model ... organization in CIB, consulting and influencing stakeholders at all levels, including senior leadership. + Research moderately complex business , operational, and… more
- Compass Group, North America (Charlotte, NC)
- …at Foodbuy. It is how we connect and interact with our clients, business partners and fellow associates. **Job Summary:** **Responsibilities:** + Lead and mentor ... team members, including oversight of a data intelligence team, fostering a culture...change the essential functions of the job based on business necessity. We will consider for employment all qualified… more
- Wells Fargo (Charlotte, NC)
- …the business unit's risk appetite and all risk and compliance program requirements. **Applicants with Disabilities** To request a medical accommodation during ... **About this role:** Wells Fargo is seeking a ** Senior Lead Operational Risk Officer** within Technology Risk Management. You'll provide second line oversight of… more
- TD Bank (Charlotte, NC)
- …recruiter who can provide you more specific details for this role. **Line of Business :** Risk Management **Job Description:** **The Senior Group Risk Analyst for ... Excellent written and verbal communications skills; ability to engage effectively with senior stakeholders and the ability to develop business communications… more
