- KeyBank (Charlotte, NC)
- **Location:** 4910 Tiedeman Road - Brooklyn, Ohio 44144 The Senior Compliance Officer will be a member of the Consumer Deposit Compliance team within ... business, as they relate to consumer deposit accounts. Additionally, The Senior Compliance Officer will conduct compliance monitoring and testing to… more
- City National Bank (Charlotte, NC)
- …for new or revised laws and regulations. * Assist the Compliance Manager, Senior Compliance Officer , and Risk Assessment team with the evaluation of ... line of business to remediation plans. * Works with Senior Compliance Officer , Compliance...regulatory matters * Minimum 5 years' experience in banking, consumer finance, retail banking compliance , mortgage banking… more
- Coinbase (Charlotte, NC)
- …be doing (ie. job duties):* * Serve as trusted partner to the Chief Compliance Officer , driving strategic and operational alignment across the Compliance ... digital assets business. Reporting directly to the CCO, this Senior Program Manager will act as a trusted and...amplifying their effectiveness. * Coordinate and drive projects across Compliance verticals (eg, Consumer & Base, Institutional,… more
- Truist (Charlotte, NC)
- …them with the Enterprise Privacy Policy in collaboration with Chief Privacy Officer . Define archiving, retention, and data destruction requirements for CDEs for ... or Corporate functions in collaboration with the CDAO and Chief Privacy Officer . **ESSENTIAL DUTIES AND RESPONSIBILITIES** Following is a summary of the essential… more
- Truist (Charlotte, NC)
- …review the following job description:** The Head of AI Enablement is a senior technology leader responsible for designing and deploying enterprise-grade AI and GenAI ... solutions across Consumer and Small Business Banking Technology, Data and Operations...(TD&O). Reporting directly to the Chief Divisional TD&O CSBB Officer , this leader partners with business executives, product managers,… more
- Bank of America (Charlotte, NC)
- … Officer 's (BISO) organization and work closely with the Consumer , Small Business and Wealth Technology (CBWT) Chief Information Officers (CIOs)/Technology ... Information Security Officer Chicago, Illinois;Charlotte, North Carolina; Jacksonville, Florida; Denver,...in support of the bank's wider risk management and compliance programs. The successful candidate will: + Provide advisory… more
- SMBC (Charlotte, NC)
- …range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees ... Finance and Leasing Co., Ltd. **Role Description** The Director, IT Functional Control Officer (FCO) for Capital Markets/Nikko is a change agent and risk management… more
- Coinbase (Charlotte, NC)
- …to motivate a range of senior stakeholders including Chief Financial Officer , Chief Compliance Officer , Business Operations, Customer Experience, Product ... can launch and scale safely. We are looking for an entrepreneurial, self-motivated Senior Product Manager who thrives in a fast-paced startup environment. You have… more
- Wells Fargo (Charlotte, NC)
- …career" in the US Join us! **About this role:** Wells Fargo is seeking a District Senior Manager for our National Branch Network as part of the Consumer , Small & ... of digital banking options + Experience in identifying and managing regulatory compliance and risk + Relevant military experience including working with military… more
- TD Bank (Charlotte, NC)
- …participates in routine monitoring plan meetings. The Deputy supports the US Head of Compliance Programs and Chief Compliance Officer (CCO) in ensuring the ... and Experience below as you consider this opportunity.** **Job Summary:** The Senior Manager, Compliance Governance & Operations leads, develops and oversees… more
- Coinbase (Charlotte, NC)
- …Attendance is expected and fully supported. Reporting to the Chief Accounting Officer , this role will lead the Company's Financial Reporting function and be ... filings by all relevant parties, including the Disclosure Committee, Audit and Compliance Committee, external auditors, and internal and external legal counsel. *… more
- Compass Group, North America (Charlotte, NC)
- …this individual will be key in aligning North American controls with UK Corporate Reform compliance , as our parent company is located in the UK. This is a second ... with key stakeholders in the Business Units, Chief Technology Officer , Functional Leaders, Internal Audit, and External Auditors. Understand, anticipate,… more