- SMBC (Charlotte, NC)
- …governance best practices. + Regulatory Expertise: Strong understanding of regulatory reporting , revenue analytics, P\&L attribution, and IPV processes. + ... Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of...Finance and Leasing Co., Ltd. **JOB SUMMARY** The Project Manager leads large-scale Finance Technology initiatives that impact global… more
- SMBC (Charlotte, NC)
- …presence in the US, Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of its relationships in Asia, the ... Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc., SMBC...time to market, and help successfully deliver on the regulatory commitments. The plan is to build the platform… more
- RVO Health (Charlotte, NC)
- **AT A GLANCE** RVO Health is seeking a talented and motivated Benefits Manager to execute, manage, and administer our employee benefit offerings, total rewards ... requires close collaboration with other members of the Human Capital and HR Operations team, as well as close...as needed. + Oversee preparation and filing of periodic regulatory reports such as Forms 1094, 1095-C and 5500,… more
- SMBC (Charlotte, NC)
- …presence in the US, Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of its relationships in Asia, the ... Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc., SMBC...are seeking a highly skilled and experienced Technical Portfolio Manager / Release Train Engineer (RTE) to build, lead… more
- SMBC (Charlotte, NC)
- …across the enterprise, influencing data governance and regulatory adherence. Reporting to the Compliance Technology Manager , the position operates in ... Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of...supporting technology solutions that include trade and market surveillance, regulatory compliance, and internal metrics reporting . This… more
- SMBC (Charlotte, NC)
- …surveillance, compliance metrics, and analytics dashboards. It impacts business-critical reporting and regulatory adherence, influencing risk management and ... Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of...Jira. + Ensure adherence to data governance, security, and regulatory standards; assist in compliance audits and reporting… more
- SMBC (Charlotte, NC)
- …presence in the US, Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of its relationships in Asia, the ... Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc., SMBC...Office Hours, workshops and UAT sign-off and provide clear reporting on test progress and outcomes. + Identify and… more
- Huntington National Bank (Charlotte, NC)
- Description Our Regulatory Reporting Capital Manager position is a highly visible and impactful financial reporting position working on Huntington's ... or economics field. . 6+ years of experience in accounting and Capital Regulatory Reporting Preferred Qualifications: . Public accounting and/or external… more
- TD Bank (Charlotte, NC)
- … & Research team is a centralized function in the US Treasury group responsible for regulatory capital reporting and research under both US & Canadian rules. ... (ie, Basel III Endgame). **Job Summary:** The Senior Treasury Capital Manager develops and executes complex ...point of contact for internal audit, regulatory reporting deliverables, and governance activities related to capital… more
- TD Bank (Charlotte, NC)
- …**Line of Business:** Finance **Job Description:** The Treasury Capital Manager maintains, enhances and develops reporting processes, control frameworks, ... Acts as a key point of contact for internal audit, regulatory reporting deliverables, and governance activities related to capital management + Ensures… more
- US Bank (Charlotte, NC)
- …from Day One. **Job Description** The Corporate Audit Services (CAS) Senior Audit Manager - Wealth, Commercial, Capital Markets is a senior level management ... position that supports the Regulatory Compliance Audit Director/Senior Audit Director of the Risk...USB owns a majority (controlling) interest. The Senior Audit Manager is responsible for providing strategic direction, leadership, and… more
- Capital One (Charlotte, NC)
- Audit Manager - Global Payment Network Capital One's Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to ... for the enterprise. Capital One is seeking an energetic, self-motivated Audit Manager interested in becoming part of our Audit team, with a specific focus on… more
- Capital One (Charlotte, NC)
- Senior Audit Manager , Corporate Compliance (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering top-quality ... experience with privacy compliance in the financial services industry + Certified Regulatory Compliance Manager (CRCM); Certified Internal Auditor (CIA) or… more
- City National Bank (Charlotte, NC)
- …with Bank's credit risk appetite, and compliance with institutional and regulatory requirements. * Collaboration: Partners with Relationship Manager (s) to ... *PORTFOLIO MANAGER II- FUND FINANCE * WHAT IS THE...in support of both their managed Funds and the capital needs of the Firm. * Transaction types include… more
- Wells Fargo (Camden, SC)
- …is an interim non-exempt position. Successful completion and certification of the Branch Manager Readiness program is a pre-requisite to transition into a manager ... role, based on branch vacancy. Employees who are currently in an Associate Branch Manager (ABM) or Branch Manager (BM) role with Wells Fargo at the time of hire… more
- Equitable (Charlotte, NC)
- Capital Markets Analyst (HYBRID) ( 250000O2 ) **Primary Location** : UNITED STATES-NC-Charlotte **Other Locations** : UNITED STATES-NY-New York **Organization** : ... Treasury team is responsible for managing the company's cash, debt, equity, capital , and liquidity positions. We are looking for a high-performing analytical and… more
- Regions Bank (Charlotte, NC)
- …unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum ... the total business loan portfolio for the assigned Credit Officer's applicable business reporting unit or segment. The Senior Credit Officer II is responsible for… more
- Capital One (Charlotte, NC)
- Principal Auditor (Experienced Senior Auditor), Global Payment Network (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on ... and transformational leaders who drive impactful work for the enterprise. Capital One is seeking an energetic, self-motivated Principal Auditor interested in… more
- TD Bank (Charlotte, NC)
- …Qualifications:** + 7+ years of experience in financial contingency planning, liquidity/ capital management, regulatory , risk, legal or compliance organizations ... developing and maintaining TD's US Recovery and Resolution Plans and other regulatory submissions, as required under the Dodd-Frank Act and other applicable… more
- Manulife (Charlotte, NC)
- Reporting to AVP - Private Markets Operations, the Director, Private Markets, Timber and Agriculture, will oversee the accuracy of the books and records of the ... with the Fund Administrators and responsible for the coordination of quarterly reporting to the Fund's investors. The incumbent will be responsible for daily… more
