- SMBC (Charlotte, NC)
- …initiative, reduce time to market, and help successfully deliver on the regulatory commitments. The plan is to build the platform leveraging SMBC Technology ... and translate business needs into IT requirements. - Provide senior management updates on emerging risks and action plans....professional experience at large banks with a focus on Regulatory initiatives (CCAR, DFAST, Basel III). - Prior experience… more
- SMBC (Charlotte, NC)
- …Sumitomo Mitsui Finance and Leasing Co., Ltd. **JOB SUMMARY** The Project Manager leads large-scale Finance Technology initiatives that impact global operations and ... regulatory compliance. This role ensures delivery of complex programs...financial systems integration, governance, and risk management. Reporting to senior leadership, the position influences enterprise-level processes and supports… more
- Newell Brands (Huntersville, NC)
- …inclusive, and collaborative environment where you can be your best, every day. The Regulatory Senior Manager is responsible for leading global regulatory ... projects, and drives continuous improvement in compliance processes. The Senior Manager will lead and develop a...Manager will lead and develop a team of regulatory professionals, collaborate cross-functionally, and serve as a key… more
- TD Bank (Charlotte, NC)
- …general direction, quality control and subject matter expertise to the team + Senior Manager providing advisory services to executives, business segment leaders ... maintaining TD's US Recovery and Resolution Plans and other regulatory submissions, as required under the Dodd-Frank Act and...new regulations, and maintaining US RRP rule federation. The Senior Recovery and Resolution Planning Manager manages… more
- TD Bank (Charlotte, NC)
- …colleagues dedicated to setting new industry standards. The Compliance Regulatory Change Office (CRCO) Impact Assessment and Implementation Oversight Team ... business lines in completing impact assessments and monitoring implementation of regulatory change. The Impact Assessment and Implementation Oversight Team supports… more
- TD Bank (Charlotte, NC)
- …developing and maintaining TD's US Recovery and Resolution Plans and other regulatory submissions, as required under the Dodd-Frank Act and other applicable ... regulations. The Recovery and Resolution Planning Manager leads work streams within the Recovery and Resolution Planning function, including development of required… more
- TD Bank (Charlotte, NC)
- …colleagues dedicated to setting new industry standards. **The US Compliance - Regulatory Issue Management Manager is responsible for:** + Managing the ... control, and monitoring of escalated US Compliance risks through the regulatory issue management process. + Managing the governance, reporting insights, oversight… more
- Dentsply Sirona (Charlotte, NC)
- …enhancing business relationships. + Manages day to day activities for less senior Regulatory Affairs professionals, including but not limited to mentoring, ... of the Dentsply Sirona Essential Dental Solutions team. This role develops regulatory strategies for existing, new, and modified medical devices and other… more
- Citigroup (Charlotte, NC)
- The Finance Solutions Sr . Program Manager is accountable for management of complex/critical/large professional disciplinary areas. Leads and directs a team of ... communication skills required in order to negotiate internally, often at a senior level. Some external communication may be necessary. Accountable for the end… more
- TD Bank (Charlotte, NC)
- …as needed** **Job Summary:** The **Compliance Administration Oversight & Reporting Manager ** ensures regulatory adherence and risk management within our ... and TD Wealth Management Services Inc) with independent and complex regulatory regimes.** **The Financial Advisors, Relationship Managers, and Investment Advisors… more
- Truist (Charlotte, NC)
- …through and testing for specific risk programs. 5. Foster relationships between Senior Financial Management leaders, peers, the regulatory reporting production ... potential issues, as applicable. 7. Manage certain activities and tasks performed by Regulatory Reporting Governance Analysts and Senior Analysts, as well as… more
- Capital One (Charlotte, NC)
- …growth and professional opportunity. Capital One is seeking an energetic, self-motivated Audit Senior Manager interested in becoming part of our Audit team. In ... Senior Audit Manager , Corporate Compliance (Hybrid)...privacy compliance in the financial services industry + Certified Regulatory Compliance Manager (CRCM); Certified Internal Auditor… more
- Bank of America (Charlotte, NC)
- Sr . Regulatory Reporting Controller Charlotte, North Carolina **To proceed with your application, you must be at least 18 years of age.** Acknowledge Refer a ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/ Sr - Regulatory -Reporting-Controller\_25029270-2) **Job Description:** At Bank of America,… more
- Regions Bank (Charlotte, NC)
- …to a line of business **Preferences** + Masters degree + Certified Regulatory Compliance Manager Certification (CRCM) **Skills and Competencies** + Ability ... unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum… more
- TD Bank (Charlotte, NC)
- … submissions, as required under the Dodd-Frank Act and other applicable regulations. The Senior Manager II, Recovery and Resolution Planning oversees a team of ... years of experience in financial contingency planning, liquidity/capital management, regulatory , risk, legal or compliance organizations in a financial institution.… more
- City National Bank (Charlotte, NC)
- * SR . AUDIT MANAGER - BSA/AML* WHAT IS...the effectiveness of operations of the BSA/AML function. The Senior Manager will be responsible for all ... audit, including the planning, execution, and reporting phases. The Senior Manager will also be involved in...the Bank Secrecy Act and OFAC regulations, guidance, and regulatory expectations * Support the Director of Audit AML… more
- EverBank (Charlotte, NC)
- **Enterprise Program Manager Sr ** The Enterprise Program Manager Sr drives the successful delivery of programs, ensuring adherence to timelines, budgets, ... regular program reviews and participate in governance meetings to ensure adherence to regulatory requirements and banking standards. + Serves as a liaison and builds… more
- Honeywell (Charlotte, NC)
- The Sr Manager , Global Consolidations is charged with overseeing the performance of the AERO SBG (Strategic Business Group) consolidation process while managing ... teams to ensure alignment of consolidation practices with business objectives and regulatory standards. 5. **Management of Key Controls:** 6. Design, implement, and… more
- Medtronic (Charlotte, NC)
- …lives of patients living with bladder and bowel dysfunction through innovative therapies. As a Sr . Field Market Development Manager , you will play a key role in ... works collaboratively with HCP customers, the sales organization and internal partners. The Sr . Field Market Development Manager operates with a high level of… more
- City National Bank (Charlotte, NC)
- * SR . AUDIT MANAGER - TREASURY/FINANCE* WHAT IS THE OPPORTUNITY? Responsible for managing complex audits and supervising auditors assigned to the audit in one of ... ensure processes are adequately designed and functioning effectively to meet regulatory requirements. Data Analytics supporting the continuous improvement of audit… more
