- Raymond James Financial, Inc. (St. Petersburg, FL)
- …SEC regulations and guidelines as well as firm policies governing advisory accounts. A Senior Advisor , general investment advisory is expected to conduct ... **Job Description Summary** The Advisory Supervision team provides fiduciary oversight of Investment...as well as firm policies governing advisory accounts. A Senior Advisor , general investment advisory… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …mentorships, and continuing education options. **Job Summary:** Raymond James is hiring a Supervision Senior Advisor to review and analyze account ... in making recommendations based on research and analysis conducted by the Supervision Advisor . + Maintain frequent contact and establish positive relationships… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …complied with within reasonable risk and cost parameters. Under limited supervision , uses extensive knowledge and skills obtained through education, experience, ... corporations and municipalities through its subsidiary companies engaged primarily in investment and financial planning, in addition to capital markets and asset… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …planning to close, including communication of findings and interaction with the Investment Advisory Chief Compliance Officer and senior management. Maintains ... **Job Description** **Job Summary** Under general supervision , uses extensive knowledge and skills obtained through experience, specialized training and/or… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …that all viewpoints, ideas and problems are addressed. + Interpret and apply investment advisor regulations and identify and recommend changes in policies and ... **Job Summary** The Senior Manager of Conflicts of Interest ("COI") Supervision will manage a supervisory team responsible for oversight of the firm's Outside… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …materials in the social media space. Effectively and professionally coordinate with senior members of Supervision , other managers, our Marketing Department, and ... materials in the social media space. Effectively and professionally coordinate with senior members of Supervision , other managers, our Marketing Department, and… more
- Citigroup (Tampa, FL)
- …products and services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As ... help define operating standards and processes + Serve as advisor or coach to new or lower level analysts...ability to operate with a limited level of direct supervision . + Can exercise independence of judgement and autonomy.… more