• Senior Associate , Broker

    Coinbase (Washington, DC)
    …highly-skilled Senior Associate to be a key member of our Broker Dealer Operations team, responsible for the integrity, efficiency, and optimization of ... doing (ie. job duties):* We are building out our Broker Dealer Operations function to support our...function to support our equities trading product. As a Senior Associate , you will play a critical… more
    Coinbase (10/22/25)
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  • Senior Alternative Investment Specialist…

    T. Rowe Price (Baltimore, MD)
    …unit and will report to the Head of Alternative Investment Specialists for Broker / Dealer + This role is directly responsible for distribution of alternative ... CAIA, CIMA) + Previous experience and proven success with fundraising through Broker / Dealer relationships FINRA Requirements FINRA licenses are required and will… more
    T. Rowe Price (10/22/25)
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  • Associate General Counsel, Institutional

    Coinbase (Washington, DC)
    …job duties):* * Lead and manage regulatory compliance and risk management for all broker - dealer activities, ensuring adherence to SEC and FINRA rules. * Provide ... currency and blockchain technology. * Experienced securities attorney with deep broker - dealer expertise to provide legal guidance on compliance, regulatory… more
    Coinbase (09/19/25)
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  • Sr. Manager, Regulatory Advisory Compliance

    T. Rowe Price (Owings Mills, MD)
    …an expert level of knowledge of the FINRA, SEC, MSRB and state broker dealer regulatory requirements and landscape, strong analytical skills with attention ... to you . About this Position Reporting to the Broker / Dealer Chief Compliance Officer, the role is...making and negotiation skills + Demonstrated ability to influence senior leadership and peers + Demonstrated ability to prioritize… more
    T. Rowe Price (10/22/25)
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  • Actuary, Life & MoneyGuard Pricing

    Lincoln Financial (Washington, DC)
    …**Requisition #:** 75012 **The Role at a Glance** We're excited to bring on a Senior Associate Actuary, Life & MoneyGuard Pricing to play an integral role in ... expansion * Analyze risk & summarize key findings for senior leaders to drive strategic pricing strategies * Collaborate...put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of… more
    Lincoln Financial (09/15/25)
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