- SMBC (Charlotte, NC)
- …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and ... leader to lead the strategic initiative, reduce time to market , and help successfully deliver on the regulatory...cross-functional teams to understand business requirements. - Knowledge of Market Risk, VaR, Credit Risk, Reporting , etc.… more
- SMBC (Charlotte, NC)
- …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and ... Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of...clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's… more
- SMBC (Charlotte, NC)
- …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and ... Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of...practices. + Regulatory Expertise: Strong understanding of regulatory reporting , revenue analytics, P\&L attribution, and… more
- SMBC (Charlotte, NC)
- …supporting technology solutions that include trade and market surveillance, regulatory compliance, and internal metrics reporting . This position anchors ... include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and… more
- SMBC (Charlotte, NC)
- …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and ... coordinate the delivery of complex technology initiatives across our Capital Markets domain. This role is pivotal...Markets , with strong understanding of trading, risk, and regulatory environments. + 3+ years of experience as a… more
- SMBC (Charlotte, NC)
- …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and ... & Financial Analytics. + Experience with Data Governance & Reporting (FR Y-14A/Q/M). + Command of market ...15+ years of experience in financial risk management or regulatory reporting within a technology organization at… more
- SMBC (Charlotte, NC)
- …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and ... surveillance, compliance metrics, and analytics dashboards. It impacts business-critical reporting and regulatory adherence, influencing risk management and… more
- SMBC (Charlotte, NC)
- …pipelines and a cloud-native data platform that powers real-time compliance analytics and regulatory reporting across global markets . Work collaboratively as ... include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and… more
- SMBC (Charlotte, NC)
- …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and ... Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of...reducing compliance risk by strengthening data integrity and security. Reporting structure: reports to AML Market Technology… more
- SMBC (Charlotte, NC)
- …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and ... Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of...clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's… more
- RVO Health (Charlotte, NC)
- …a cross-functional role that requires close collaboration with other members of the Human Capital and HR Operations team, as well as close alignment with Legal and ... trends, including regular benchmarking and participation in benefit surveys to ensure market competitiveness + Responsible for the development and maintenance of all… more
- Insight Global (Fort Mill, SC)
- …https://insightglobal.com/workforce-privacy-policy/ . Skills and Requirements -5+ years of financial/ capital markets products experience in the investment ... and generate status reports for senior management -JIRA or SQL experience - regulatory reporting exposure -experience working with technology and the business… more
- Insight Global (Charlotte, NC)
- …Policy: https://insightglobal.com/workforce-privacy-policy/ . Skills and Requirements 5+ years of financial/ capital markets products experience in the investment ... banking industry, specifically data analytics experience. JIRA or SQL experience. Regulatory reporting exposure. Testing experience (system processes, etc.). more
- TD Bank (Charlotte, NC)
- … & Research team is a centralized function in the US Treasury group responsible for regulatory capital reporting and research under both US & Canadian rules. ... point of contact for internal audit, regulatory reporting deliverables, and governance activities related to capital...+ Invests the Bank's surplus cash in appropriate money market instruments + Buys options to protect against adverse… more
- Capital One (Charlotte, NC)
- Capital Markets Senior Associate Are you looking for a challenging role that includes the convenience of working virtually at home? Then a Capital One ... within 50 miles driving distance from one of our Capital One hubs in Charlotte, NC or Plano, TX....Derivatives Operations and trade life cycles + Experience with Regulatory Reporting + Contribute to action plans… more
- Wells Fargo (Charlotte, NC)
- …you. **About this role:** Wells Fargo is seeking a Senior Capital Markets Middle Office Specialist for the Syndicate/Money Market /Brokered CD Middle Office ... about our career areas and lines of business at wellsfargojobs.com. The Senior Capital Markets Middle Office Specialist will be responsible for monitoring daily… more
- Equitable (Charlotte, NC)
- Capital Markets Analyst (HYBRID) ( 250000O2 ) **Primary Location** : UNITED STATES-NC-Charlotte **Other Locations** : UNITED STATES-NY-New York **Organization** ... and banking partners + Keep up to date with capital markets , credit ratings, interest rates, and...investments business; ability to analyze and evaluate asset types, market and industry trends, major issues, and regulatory… more
- US Bank (Charlotte, NC)
- …Description** The Corporate Audit Services (CAS) Senior Audit Manager - Wealth, Commercial, Capital Markets is a senior level management position that supports ... leadership, and coordination of compliance risk coverage for USB's Wealth, Commercial, Capital Markets business lines with demonstrated expertise and the ability… more
- Regions Bank (Charlotte, NC)
- …established policy and underwriting standards + Monitor performance of the Real Estate Capital Markets portfolio by review and approval of portfolio and asset ... law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule...risk ratings + Partner with associates across Real Estate Capital Markets to identify, monitor, mitigate and… more
- PNC (Charlotte, NC)
- …Management, Law or a related field. * Minimum of 10 years of experience in capital markets , risk management, or regulatory oversight. * Strong understanding ... success. As a Capital and Transversal Risk Team Lead within PNC's Market Risk organization, you will be based in New York, NY, Pittsburgh, PA, Charlotte,… more
