- TD Bank (Charlotte, NC)
- …with a team of enthusiastic colleagues dedicated to setting new industry standards. **The Compliance Business Oversight Manager manages the TD Bank ... testing, and Compliance programs, as examples.** **Job Summary:** The Compliance Business Oversight Manager provides advice, support and objective… more
- TD Bank (Charlotte, NC)
- …a team of enthusiastic colleagues dedicated to setting new industry standards. The ** Compliance Business Oversight Manager ** provides advice, support ... as the roles and responsibilities, processes and procedures around compliance oversight are undergoing a lot of...State laws applicable to residential secured lending. + The Compliance Manager will collaborate closely with sales,… more
- TD Bank (Charlotte, NC)
- …of Wealth Banking.** **As a member of the US Wealth Compliance Department, the Compliance Business Oversight Manager will:** + **Ensure ongoing ... team** + **Participate in other initiatives as needed** **Job Summary:** The ** Compliance Administration Oversight & Reporting Manager ** ensures regulatory… more
- TD Bank (Charlotte, NC)
- …Experience section below as you consider this opportunity.** **Job Profile Summary** The Senior Manager , Compliance Business Oversight manages and leads ... that will cascade throughout the organization. The US Compliance Senior Transformation Manager supports the overall...subject matter expertise and Compliance advice to business management + Maintains oversight (via review… more
- Regions Bank (Charlotte, NC)
- …line of business **Preferences** + Masters degree + Certified Regulatory Compliance Manager Certification (CRCM) **Skills and Competencies** + Ability to ... section of the system. **Job Description:** At Regions, the Business Unit Compliance Function Manager ...Responsibilities** + Directs compliance reviews and provides oversight of legal entities, business units, and… more
- TD Bank (Charlotte, NC)
- …a culture of compliance that will cascade throughout the organization. The Senior Compliance Business Oversight Analyst will play a critical role in ... you consider this opportunity.** **Job Profile Summary** The Senior Compliance Business Oversight Analyst provides...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (Charlotte, NC)
- …:** Financial Crime Risk Management **Job Description:** **Department Overview:** As a Senior Manager , Financial Crime Risk Business Oversight , you will be ... as required + Supports the development of a high-performance business oversight team as a member of...+ Contributes to the development and implementation of AML/ATF/Sanctions/ABAC Compliance programs + Works with senior business … more
- Truist (Charlotte, NC)
- …methodology, implementation,, execution, and results reporting and Issue oversight . Includes staffing, training and readiness, socialization with teammates ... with businesses across the enterprise. Key stakeholders include IT Business Unit risk teams (1LOD) and Enterprise Data Risk... Unit risk teams (1LOD) and Enterprise Data Risk Oversight (EDRO) (2LOD). The goal is to provide reporting… more
- Truist (Charlotte, NC)
- …Control (Information Systems Audit and Control Association) (CRISC), Certified Project Manager (CPM) 3. Strategic business and financial planning experience ... Truist second-line-of-defense (LOD2) Technology Risk team responsible for independent risk oversight of technology resiliency. As a valuable teammate you will… more
- Truist (Charlotte, NC)
- …of key management reporting as needed. This position reports to the Senior Risk Oversight Manager . This position will also work closely with 1LOD partners to ... the successful implementation and delivery of the LoD2 Enterprise Data Risk Oversight Program. Responsible for understanding and executing against the key 2LOD risk… more
- Synchrony (Charlotte, NC)
- …Summary/Purpose:** Partner with Credit and Portfolio stakeholders to provide credit risk oversight on the entire credit lending and product development lifecycle of ... to our nearest office for in person engagement activities such as business or team meetings, training and culture events._** **Essential Responsibilities:** +… more
- TD Bank (Charlotte, NC)
- …Change Management initiative, as required + Delivers relevant subject matter expertise and Compliance advice to business Compliance partners + Interacts with ... who can provide you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Department Overview:** **Why Work with Us?** At… more
- TD Bank (Charlotte, NC)
- …your recruiter who can provide you more specific details for this role. **Line of Business :** Audit **Job Description:** The Senior Audit Manager leads a team of ... audits and/or related processes specific to securities and wealth compliance . Leads and/or provides supervisory oversight to...certification required (CIA and CRCM preferred) + Experienced people manager , leading a compliance audit team +… more
- US Bank (Charlotte, NC)
- …applicable to Corporate and Commercial Banking business lines The Senior Audit Manager also has strong knowledge of Compliance Management Systems. Corporate ... and the ability to effectively communicate requirements of laws and regulations to non- compliance business partners and key stakeholders in the following areas:… more
- EMCOR Group (Charlotte, NC)
- …and building management systems. **Job Summary** Are you an experienced Data Center Compliance Manager looking to advance your career to the next level? ... Miller Electric Company is seeking an experienced Data Center Compliance Manager for Facility Solutions. The Data Center Compliance Manager reports… more
- Coinbase (Charlotte, NC)
- …Attendance is expected and fully supported. The CCO leads Coinbase's global compliance strategy, ensuring the company meets regulatory obligations while enabling the ... responsible growth of its digital assets business . Reporting directly to the CCO, this Senior Program Manager will act as a trusted and strategic partner -… more
- Citizens (Charlotte, NC)
- …play a pivotal role in strengthening our enterprise privacy and compliance efforts. You'll help drive Citizens' customer-first, innovation-driven growth by ... identifying, assessing, and managing privacy risks across business lines. This role offers valuable exposure to financial institution operations, laws and… more
- Coinbase (Charlotte, NC)
- …product offering*.* *What you'll be doing (ie. job duties):* * Providing senior compliance oversight to all aspects of CCM, including trading, reporting, ... and alignment. Attendance is expected and fully supported. The Institutional Compliance team supports the Institutional Product Group to develop effective … more
- Truist (Charlotte, NC)
- …for technology compliance initiatives. Acting as a master coordinator, the manager partners with senior leaders and control owners to deliver localized ... of America) **Please review the following job description:** The Strategic Remediation Manager leads and oversees risk execution for the TD&O Wholesale division,… more
- PNC (Charlotte, NC)
- …valued and have an opportunity to contribute to the company's success. As a Business Center Assistant Manager within PNC's retail banking organization, you will ... controls are followed and the support and adherence to compliance and regulatory guidelines. Manages service and operational aspects...for direct reports. + Responsible for the Branch & Business Center risk process through proper oversight … more